Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | EVP Ent Desgn and L&R Sep | April 12, 2021 | April 14, 2021 |
| LINCOLN NATIONAL CORPLNC · Entity 3631 | EVP, Ch Pple Place Brand Off | February 21, 2021 | February 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date April 12, 2021 · Filed April 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,160 |
Reported balance
After 2021-04-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-12 · Grant · Acquired 9,160 · Balance 9,160 F1: The 2021 Restricted Stock Units, Restricted Stock Units and Sign-on Restricted Stock Units convert to AIG Common Stock on a 1-to-1 basis. F2: Represents the grant of 2021 Restricted Stock Units. The 2021 Restricted Stock Units vest on January 1, 2024, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
| 2021 Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.16 · Expires 2031-04-12 | Direct | 33,549 |
Reported balance
After 2021-04-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-12 · Grant · Acquired 33,549 · Balance 33,549 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 56,832 |
Reported balance
After 2021-04-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-12 · Grant · Acquired 56,832 · Balance 56,832 F1: The 2021 Restricted Stock Units, Restricted Stock Units and Sign-on Restricted Stock Units convert to AIG Common Stock on a 1-to-1 basis. F3: Represents the grant of Restricted Stock Units. 27,784 of the Restricted Stock Units vest on April 12, 2022, and 29,048 on March 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
| Sign-on Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,258 |
Reported balance
After 2021-04-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-12 · Grant · Acquired 25,258 · Balance 25,258 F1: The 2021 Restricted Stock Units, Restricted Stock Units and Sign-on Restricted Stock Units convert to AIG Common Stock on a 1-to-1 basis. F4: Represents the grant of Sign-on Restricted Stock Units. The Sign-on Restricted Stock Units vest fifty percent on April 12, 2022, and fifty percent on April 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The 2021 Restricted Stock Units, Restricted Stock Units and Sign-on Restricted Stock Units convert to AIG Common Stock on a 1-to-1 basis.
F2: Represents the grant of 2021 Restricted Stock Units. The 2021 Restricted Stock Units vest on January 1, 2024, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock.
F3: Represents the grant of Restricted Stock Units. 27,784 of the Restricted Stock Units vest on April 12, 2022, and 29,048 on March 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock.
F4: Represents the grant of Sign-on Restricted Stock Units. The Sign-on Restricted Stock Units vest fifty percent on April 12, 2022, and fifty percent on April 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock.
LINCOLN NATIONAL CORP
Report date February 21, 2021 · Filed February 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,928.29 |
Reported balance
After 2021-02-21 transaction · row 1
1 source rowRow 1 · 2021-02-21 · Tax withholding · Disposed 1,277 · Balance 85,928.29 F1: Tax withholding upon vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding upon vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 16, 2016 21:46 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,772 | $0.00 Strike: $24.99 | $0.00 |
DisclosureSEC source: 0001214659-16-014768 · marketforms-36978.xml · derivative · entry 5 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,772 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on February 22, 2013, 2014 and 2015. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:46 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,228 | $0.00 Strike: $30.64 | $0.00 |
DisclosureSEC source: 0001214659-16-014768 · marketforms-36978.xml · derivative · entry 4 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,228 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on February 23, 2012, 2013 and 2014. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:46 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | SaleCommon Stock | 33,000 | $61.03 | $2,014,009.80 |
DisclosureSEC source: 0001214659-16-014768 · marketforms-36978.xml · nonDerivative · entry 3 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,176.8 F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.14, inclusive. The reporting person undertakes to provide Lincoln National Corporation, any security holder of Lincoln National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:46 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | Exercise / conversionCommon Stock | 19,772 | $24.99 | $494,102.28 |
DisclosureSEC source: 0001214659-16-014768 · marketforms-36978.xml · nonDerivative · entry 2 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,176.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:46 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | Exercise / conversionCommon Stock | 13,228 | $30.64 | $405,305.92 |
DisclosureSEC source: 0001214659-16-014768 · marketforms-36978.xml · nonDerivative · entry 1 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,404.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 15:57 UTC | LINCOLN NATIONAL CORP LNC · Entity 3631 | Tax withholdingCommon Stock | 106 | $60.11 | $6,371.66 |
DisclosureSEC source: 0001214659-16-014693 · marketforms-36940.xml · nonDerivative · entry 1 Buckingham Lisa · CIK 0001451031 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,176.8 F1 · balance_after: Includes 350.60 shares acquired through dividend reinvestment since the reporting person's last report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.