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person · Reporting owner

Warren Glen C Jr

Disclosed activity across 3 companies

Tapewire entity
140032
SEC CIK
0001375364

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANTERO RESOURCES CorpAR · Entity 3448Director · See RemarksApril 22, 2021April 26, 2021
Antero Midstream CorpAM · Entity 3501Director · See RemarksApril 15, 2021April 19, 2021
Antero Midstream Partners LPAM · Entity 159113Director · President and SecretaryMarch 12, 2019March 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANTERO RESOURCES Corp

Report date April 22, 2021 · Filed April 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect9,530,745 Reported balance After 2021-04-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-04-22 · Exercise / conversion · Acquired 25,125 · Balance 9,530,745

F1: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's absolute total shareholder return ("TSR") performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the performance share units ("PSUs") originally granted on July 15, 2020 that vest based on absolute TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F2: Includes 3,848,997 shares of common stock of the Issuer ("Common Stock") held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F3: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 25,125 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect9,555,870 Reported balance After 2021-04-22 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-04-22 · Grant · Acquired 25,125 · Balance 9,555,870

F4: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's relative TSR performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the PSUs originally granted on July 15, 2020 that vest based on relative TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F2: Includes 3,848,997 shares of common stock of the Issuer ("Common Stock") held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F5: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 50,250 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting

Performance Share UnitsSEC Table II · derivative / convertible securityDirect50,250 Reported balance After 2021-04-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-22 · Exercise / conversion · Disposed 16,750 · Balance 50,250

F8: Each PSU represents a contingent right to receive one share of Common Stock.

F9: Vesting of these PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. One third of the remaining 50,250 PSUs will become earned based on the Issuer's absolute TSR over the course of each of Performance Period Two (beginning on April 15, 2021 and ending on April 15, 2022), Performance Period Three (beginning on April 15, 2022 and ending on April 15, 2023), and Performance Period Four (beginning on the grant date and ending on April 15, 2023).

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote803,000 Reported balance Holding disclosure · report date 2021-04-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 803,000

F6: Represents shares of Common Stock held by the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote7 Reported balance Holding disclosure · report date 2021-04-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7

F7: Represents shares of Common Stock purchased by a family member of the Reporting Person. All shares of Common Stock indicated as indirectly owned by the Reporting Person are included because of his relation to the holder. The Reporting Person disclaims beneficial ownership of all shares of Common Stock reported except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's absolute total shareholder return ("TSR") performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the performance share units ("PSUs") originally granted on July 15, 2020 that vest based on absolute TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F2: Includes 3,848,997 shares of common stock of the Issuer ("Common Stock") held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F3: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 25,125 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting.

F4: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's relative TSR performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the PSUs originally granted on July 15, 2020 that vest based on relative TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F5: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 50,250 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting

F6: Represents shares of Common Stock held by the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein.

F7: Represents shares of Common Stock purchased by a family member of the Reporting Person. All shares of Common Stock indicated as indirectly owned by the Reporting Person are included because of his relation to the holder. The Reporting Person disclaims beneficial ownership of all shares of Common Stock reported except to the extent of his pecuniary interest therein.

F8: Each PSU represents a contingent right to receive one share of Common Stock.

F9: Vesting of these PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. One third of the remaining 50,250 PSUs will become earned based on the Issuer's absolute TSR over the course of each of Performance Period Two (beginning on April 15, 2021 and ending on April 15, 2022), Performance Period Three (beginning on April 15, 2022 and ending on April 15, 2023), and Performance Period Four (beginning on the grant date and ending on April 15, 2023).

Antero Midstream Corp

Report date April 15, 2021 · Filed April 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect6,191,816 Reported balance After 2021-04-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-04-15 · Tax withholding · Disposed 25,907 · Balance 6,191,816

F1: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2: Includes 126,890 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote817,000 Reported balance Holding disclosure · report date 2021-04-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 817,000

F3: Represents shares of Common Stock held by the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote3,966,804 Reported balance Holding disclosure · report date 2021-04-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,966,804

F4: Represents shares of Common Stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2: Includes 126,890 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3: Represents shares of Common Stock held by the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein.

F4: Represents shares of Common Stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

Antero Midstream Partners LP

Report date March 12, 2019 · Filed March 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units representing limited partner interestsSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-03-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-12 · Disposition to issuer · Disposed 134,996 · Balance 58,231

F1: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, Antero Midstream Corporation (f/k/a Antero Midstream GP LP, "New AM") and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

Row 2 · 2019-03-12 · Disposition to issuer · Disposed 58,231 · Balance 0

F2: Pursuant to the Simplification Agreement, each phantom unit ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the same vesting conditions to which the Phantom Units were subject.

Filing footnotes · ownership attribution and instrument terms

F1: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, Antero Midstream Corporation (f/k/a Antero Midstream GP LP, "New AM") and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

F2: Pursuant to the Simplification Agreement, each phantom unit ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the same vesting conditions to which the Phantom Units were subject.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2021 Filed Apr 26, 2021 20:32 UTC ANTERO RESOURCES Corp AR · Entity 3448 Exercise / conversionPerformance Share Units · Derivative 16,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-054938 · tm2114154-1_4seq1.xml · derivative · entry 5

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,250

Underlying: Common stock, par value $0.01 per · 16,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Common Stock.

F8 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Common Stock.

F8 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Common Stock.

F9 · balance_after: Vesting of these PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. One third of the remaining 50,250 PSUs will become earned based on the Issuer's absolute TSR over the course of each of Performance Period Two (beginning on April 15, 2021 and ending on April 15, 2022), Performance Period Three (beginning on April 15, 2022 and ending on April 15, 2023), and Performance Period Four (beginning on the grant date and ending on April 15, 2023).

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:32 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 25,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-054938 · tm2114154-1_4seq1.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,555,870

F4 · shares: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's relative TSR performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the PSUs originally granted on July 15, 2020 that vest based on relative TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F2 · balance_after: Includes 3,848,997 shares of common stock of the Issuer ("Common Stock") held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F5 · balance_after: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 50,250 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:32 UTC ANTERO RESOURCES Corp AR · Entity 3448 Exercise / conversionCommon stock, par value $0.01 per share 25,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-054938 · tm2114154-1_4seq1.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,530,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 22, 2021, the Compensation Committee of the Issuer certified the Issuer's absolute total shareholder return ("TSR") performance over the first performance period, which ran from July 15, 2020 through April 15, 2021, at the maximum level, resulting in 25% of the performance share units ("PSUs") originally granted on July 15, 2020 that vest based on absolute TSR becoming earned at 150% of the target amount granted. These PSUs remain outstanding and subject to service-based vesting requirements until April 15, 2023.

F2 · balance_after: Includes 3,848,997 shares of common stock of the Issuer ("Common Stock") held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting and 25,125 shares of Common Stock subject to previously granted performance stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:58 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 15,906 $9.52 $151,425.12
Disclosure

SEC source: 0001104659-21-052010 · tm2113367-5_4seq1.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505,620

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Resources Corporation 2020 Long-Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 3,848,997 shares of Common Stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 100,500 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 17:02 UTC Antero Midstream Corp AM · Entity 3501 Tax withholdingCommon stock, par value $0.01 per share 25,907 $8.71 $225,649.97
Disclosure

SEC source: 0001104659-21-052018 · tm2113366-4_4seq1.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,191,816

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2021.

F2 · balance_after: Includes 126,890 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
December 28, 2020 Filed Feb 4, 2021 21:15 UTC ANTERO RESOURCES Corp AR · Entity 3448 GiftCommon stock, par value $0.01 per share 803,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-012244 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,521,526

F1 · shares: Effective December 28, 2020, the Reporting Person transferred 803,000 shares of common stock of the Issuer ("Common Stock") to his spouse, who then transferred such shares to the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares held by the Warren 2020 Trust except to the extent of his pecuniary interest therein. This transaction was undertaken by the Reporting Person for estate planning purposes.

F2 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton and the Reporting Peron's spouse owns the remaining 50%. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 143,917 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
December 28, 2020 Filed Feb 4, 2021 16:18 UTC Antero Midstream Corp AM · Entity 3501 GiftCommon stock, par value $0.01 per share 817,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-012251 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217,723

F1 · shares: Effective December 28, 2020, the Reporting Person transferred 817,000 shares of common stock of the Issuer ("Common Stock") to his spouse, who then transferred such shares to the Warren 2020 Family Trust (the "Warren 2020 Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Warren 2020 Trust. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by the Warren 2020 Trust except to the extent of his pecuniary interest therein. This transaction was undertaken by the Reporting Person for estate planning purposes.

F2 · balance_after: Includes 193,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:01 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantPerformance Share Units · Derivative 67,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084245 · a4.xml · derivative · entry 3

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 67,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.exercise_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

F6 · derivative.expiration_date: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.expiration_date: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

F6 · derivative.underlying_shares: Vesting of the PSUs granted on July 15, 2020 is contingent upon the achievement of both a performance and a service requirement. The performance component measures absolute total shareholder return over each of four performance periods: Performance Period One beginning on the grant date and ending on April 15, 2021, Performance Period Two beginning on April 15, 2021 and ending on April 15, 2022, Performance Period Three beginning on April 15, 2022 and ending on April 15, 2023, and Performance Period Four beginning on the grant date and ending on April 15, 2023.

F7 · derivative.underlying_shares: The performance component for one quarter of the PSUs is determined following the completion of each respective performance period. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 150% of the target number of PSUs, as shown in column 5. Irrespective of the performance achieved during each performance period, the PSUs generally will not vest unless the Reporting Person also remains employed from the grant date through April 15, 2023.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:01 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 134,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084245 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,324,526

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 9,917 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of Common Stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 06:05 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon stock, par value $0.01 per share 148,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-084258 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,034,723

F1 · shares: Common stock of the Issuer ("Common Stock") subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of April 15, 2020.

F2 · balance_after: Includes 45,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
May 05, 2020 Filed May 5, 2020 20:56 UTC Antero Midstream Corp AM · Entity 3501 SaleCommon stock, par value $0.01 per share 10,000,000 $4.10 $41,000,000.00
Disclosure

SEC source: 0001104659-20-057091 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,886,723

F1 · balance_after: Includes 45,720 shares of common stock of the Issuer subject to previously granted restricted stock unit awards that remain subject to vesting.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 11:30 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 8,273 $1.38 $11,416.74
Disclosure

SEC source: 0001104659-20-047898 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190,526

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2020.

F2 · balance_after: Includes 9,917 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2020 Filed Apr 17, 2020 07:35 UTC Antero Midstream Corp AM · Entity 3501 Tax withholdingCommon stock, par value $0.01 per share 15,102 $2.74 $41,379.48
Disclosure

SEC source: 0001104659-20-047908 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,886,723

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2020.

F2 · balance_after: Includes 45,720 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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May 24, 2019 Filed May 28, 2019 12:06 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 21,900 $6.86 $150,159.54
Disclosure

SEC source: 0001104659-19-031905 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 38,462 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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May 23, 2019 Filed May 24, 2019 00:59 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 25,600 $6.83 $174,912.00
Disclosure

SEC source: 0001104659-19-031579 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,176,899

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.72 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 38,462 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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May 22, 2019 Filed May 22, 2019 22:45 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 25,000 $6.93 $173,130.00
Disclosure

SEC source: 0001104659-19-031179 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,151,299

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.89 to $6.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 38,462 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2019 Filed Apr 17, 2019 21:03 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantPerformance Share Units · Derivative 209,546 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021986 · a4.xml · derivative · entry 3

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,546

Underlying: Common Stock · 209,546 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6.

F6 · derivative.expiration_date: The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6.

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April 15, 2019 Filed Apr 17, 2019 21:03 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 23,193 $8.59 $199,227.87
Disclosure

SEC source: 0001104659-19-021986 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126,299

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 15, 2019.

F2 · balance_after: Includes 38,462 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2019 Filed Apr 17, 2019 17:00 UTC Antero Midstream Corp AM · Entity 3501 GrantPerformance Share Units · Derivative 31,780 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021976 · a4.xml · derivative · entry 4

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,780

Underlying: Common Stock · 31,780 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6.

F6 · derivative.expiration_date: The PSUs vest on April 15, 2022 based upon the Issuer's achievement of absolute total shareholder return goals. Depending on the level of achievement of such goals, the actual number of PSUs earned could range from 0% to 200% of the target number of PSUs, as shown in columns 5 and 6.

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April 15, 2019 Filed Apr 17, 2019 17:00 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon stock, par value $0.01 per share 31,780 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-021976 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,901,825

F3 · shares: Common Stock subject to a Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement that vest in four equal installments on the first four anniversaries of the grant date.

F2 · balance_after: Includes 66,047 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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April 15, 2019 Filed Apr 17, 2019 17:00 UTC Antero Midstream Corp AM · Entity 3501 Tax withholdingCommon stock, par value $0.01 per share 19,423 $14.16 $275,029.68
Disclosure

SEC source: 0001104659-19-021976 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,870,045

F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of common stock of the Issuer ("Common Stock") pursuant to the Antero Midstream Corporation Long Term Incentive Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 15, 2019.

F2 · balance_after: Includes 66,047 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting.

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March 15, 2019 Filed Mar 19, 2019 10:45 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 20,000 $8.34 $166,862.00
Disclosure

SEC source: 0001104659-19-015755 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,149,492

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.305 to $8.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 91,191 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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March 14, 2019 Filed Mar 18, 2019 10:45 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 15,000 $8.59 $128,835.00
Disclosure

SEC source: 0001104659-19-015395 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,129,492

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.535 to $8.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 91,191 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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March 13, 2019 Filed Mar 13, 2019 23:40 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 25,000 $8.29 $207,352.50
Disclosure

SEC source: 0001104659-19-014648 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,114,492

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.26 to $8.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 91,191 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton, including the 1,158 shares of common stock received in the Distribution. The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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March 12, 2019 Filed Mar 14, 2019 21:22 UTC Antero Midstream Partners LP AM · Entity 159113 Disposition to issuerCommon Units representing limited partner interests 58,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014952 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to the Simplification Agreement, each phantom unit ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the same vesting conditions to which the Phantom Units were subject.

F2 · price: Pursuant to the Simplification Agreement, each phantom unit ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the same vesting conditions to which the Phantom Units were subject.

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March 12, 2019 Filed Mar 14, 2019 21:22 UTC Antero Midstream Partners LP AM · Entity 159113 Disposition to issuerCommon Units representing limited partner interests 134,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014952 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,231

F1 · kind: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, Antero Midstream Corporation (f/k/a Antero Midstream GP LP, "New AM") and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

F1 · price: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, Antero Midstream Corporation (f/k/a Antero Midstream GP LP, "New AM") and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 110,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 8

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,889,463

F5 · kind: Pursuant to the Simplification Agreement, each phantom unit issued by Antero Midstream Partners LP ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the following vesting schedule: (i) 44,554 RSUs will vest as to one half on each of April 15, 2019 and April 15, 2020; and (ii) 65,654 RSUs will vest as to one third on each of April 15, 2019, April 15, 2020 and April 15, 2021.

F5 · price: Pursuant to the Simplification Agreement, each phantom unit issued by Antero Midstream Partners LP ("Phantom Unit") was converted into the right to receive 1.8926 restricted stock units (the "RSUs"), each settleable in one share of New AM Common Stock. The RSUs will be subject to the following vesting schedule: (i) 44,554 RSUs will vest as to one half on each of April 15, 2019 and April 15, 2020; and (ii) 65,654 RSUs will vest as to one third on each of April 15, 2019, April 15, 2020 and April 15, 2021.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 5,632,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 7

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,779,255

F4 · kind: Pursuant to the Simplification Agreement, each outstanding Series B Unit representing limited liability company interests ("Series B Units") in Antero IDR Holdings LLC was exchanged for 176.0041 shares of New AM Common Stock (the "Series B Exchange Shares"). The Series B Exchange Shares will be subject to the same vesting conditions to which the Series B Units were subject, with two-thirds fully vested and one-third, 1,877,261 shares of New AM Common Stock, scheduled to vest at December 31, 2019.

F4 · price: Pursuant to the Simplification Agreement, each outstanding Series B Unit representing limited liability company interests ("Series B Units") in Antero IDR Holdings LLC was exchanged for 176.0041 shares of New AM Common Stock (the "Series B Exchange Shares"). The Series B Exchange Shares will be subject to the same vesting conditions to which the Series B Units were subject, with two-thirds fully vested and one-third, 1,877,261 shares of New AM Common Stock, scheduled to vest at December 31, 2019.

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March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 75,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 6

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,966,804

F3 · kind: Received in exchange for 134,996 common units representing limited partnership interests ("AM Common Units") of Antero Midstream Partners LP ("AM") pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

F3 · price: Received in exchange for 134,996 common units representing limited partnership interests ("AM Common Units") of Antero Midstream Partners LP ("AM") pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

F2 · ownership.nature: Represents securities held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all securities held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 107,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 5

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147,124

F3 · kind: Received in exchange for 134,996 common units representing limited partnership interests ("AM Common Units") of Antero Midstream Partners LP ("AM") pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

F3 · price: Received in exchange for 134,996 common units representing limited partnership interests ("AM Common Units") of Antero Midstream Partners LP ("AM") pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock, (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 3,891,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 4

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,891,100

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F2 · ownership.nature: Represents securities held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all securities held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 GrantCommon Stock 11,039,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 3

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,039,979

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

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March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 Disposition to issuerCommon Shares representing limited partner interests 3,891,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F2 · ownership.nature: Represents securities held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all securities held by Canton except to the extent of his pecuniary interest therein.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:43 UTC Antero Midstream Corp AM · Entity 3501 Disposition to issuerCommon Shares representing limited partner interests 11,039,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014964 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware, each common share representing limited partnership interests of AMGP was converted into one share of common stock of New AM ("New AM Common Stock").

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February 26, 2019 Filed Mar 13, 2019 23:40 UTC ANTERO RESOURCES Corp AR · Entity 3448 OtherCommon stock, par value $0.01 per share 1,158 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-014648 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,089,492

F1 · kind: Effective February 26, 2019, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 17,514,871 shares of common stock to their partners, including Canton Investment Holdings LLC ("Canton"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").

F1 · price: Effective February 26, 2019, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 17,514,871 shares of common stock to their partners, including Canton Investment Holdings LLC ("Canton"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").

F2 · balance_after: Includes 91,191 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,848,997 shares of common stock held by Canton, including the 1,158 shares of common stock received in the Distribution. The Reporting Person is the managing member and 50% owner of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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November 12, 2018 Filed Nov 13, 2018 18:18 UTC Antero Midstream Partners LP AM · Entity 159113 Tax withholdingCommon Units representing limited partner interests 14,074 $28.20 $396,886.80
Disclosure

SEC source: 0001104659-18-067983 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,227

F1 · shares: In connection with the vesting and settlement of phantom units through the issuance of common units representing limited partner interests in the Issuer ("Common Units") pursuant to a Phantom Unit Agreement and the Antero Midstream Partners LP Long-Term Incentive Plan, the Issuer withheld Common Units that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of Common Units withheld was determined based on the closing price per Common Unit on November 12, 2018.

F2 · balance_after: Includes 58,231 Common Units that remain subject to vesting.

F3 · balance_after: Includes 40,000 Common Units held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the managing member and 50% owner of Canton. Mr. Warren disclaims beneficial ownership of all Common Units held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2018 Filed Apr 16, 2018 23:14 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 19,691 $20.72 $407,997.52
Disclosure

SEC source: 0001104659-18-024284 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088,334

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 13, 2018.

F2 · balance_after: Includes 91,191 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,847,839 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the managing member and 50% owner of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2018 Filed Apr 16, 2018 19:24 UTC Antero Midstream Partners LP AM · Entity 159113 Tax withholdingCommon Units representing limited partner interests 7,370 $25.08 $184,839.60
Disclosure

SEC source: 0001104659-18-024292 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,301

F1 · shares: In connection with the vesting and settlement of phantom units through the issuance of common units representing limited partner interests in the Issuer ("Common Units") pursuant to a Phantom Unit Agreement and the Antero Midstream Partners LP Long-Term Incentive Plan, the Issuer withheld Common Units that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of Common Units withheld was determined based on the closing price per Common Unit on April 13, 2018.

F2 · balance_after: Includes 90,231 Common Units that remain subject to vesting.

F3 · balance_after: Includes 40,000 Common Units held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the managing member and 50% owner of Canton. Mr. Warren disclaims beneficial ownership of all Common Units held by Canton except to the extent of his pecuniary interest therein.

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December 01, 2017 Filed Feb 9, 2018 23:47 UTC ANTERO RESOURCES Corp AR · Entity 3448 GiftCommon stock, par value $0.01 per share 385,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-008124 · a5.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,108,025

F2 · balance_after: Includes 3,847,839 shares of common stock held by Canton, including the 588 shares of common stock received in the Distribution. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 143,920 shares of common stock that remain subject to vesting.

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November 27, 2017 Filed Feb 9, 2018 23:47 UTC ANTERO RESOURCES Corp AR · Entity 3448 OtherCommon stock, par value $0.01 per share 588 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-008124 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493,025

F1 · kind: Effective November 27, 2017, Warburg Pincus X Partners, L.P. and Warburg Pincus Private Equity X OG, L.P. distributed an aggregate of 10,103,226 shares of common stock to their partners, including Canton Investment Holdings LLC ("Canton"), on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").

F2 · balance_after: Includes 3,847,839 shares of common stock held by Canton, including the 588 shares of common stock received in the Distribution. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes 143,920 shares of common stock that remain subject to vesting.

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November 12, 2017 Filed Nov 14, 2017 19:11 UTC Antero Midstream Partners LP AM · Entity 159113 Tax withholdingCommon Units representing limited partner interests 14,906 $27.40 $408,424.40
Disclosure

SEC source: 0001104659-17-068624 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,671

F1 · shares: In connection with the vesting and settlement of phantom units through the issuance of common units representing limited partner interests in the Issuer ("Common Units") pursuant to a Phantom Unit Agreement and the Antero Midstream Partners LP Long-Term Incentive Plan, the Issuer withheld Common Units that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of Common Units withheld was determined based on the closing price per Common Unit on November 10, 2017.

F2 · balance_after: Includes 113,564 Common Units that remain subject to vesting.

F3 · balance_after: Includes 40,000 Common Units held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all Common Units held by Canton except to the extent of his pecuniary interest therein.

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October 22, 2017 Filed Oct 23, 2017 23:12 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 47,740 $19.46 $929,020.40
Disclosure

SEC source: 0001104659-17-063400 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,492,437

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on October 20, 2017.

F2 · balance_after: Includes 143,920 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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June 09, 2017 Filed Feb 9, 2018 18:58 UTC Antero Midstream Corp AMGP · Entity 3501 OtherCommon shares representing limited partner interests 562,029 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-008133 · a5.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,931,079

F1 · kind: On May 12, 2017 and June 9, 2017, respectively, Antero Resources Investment LLC ("Antero Investment") distributed an aggregate total of 143,332,713 and 5,588,781 common shares representing limited partner interests in the Issuer ("Common Shares") to its members on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the Limited Liability Company Agreement of Antero Investment, with no consideration being paid in connection therewith.

F2 · balance_after: Includes 3,745,322 Common Shares distributed to Canton Investment Holdings LLC ("Canton") on May 12, 2017 and an additional 145,778 Common Shares distributed to Canton Investment Holdings LLC on June 9, 2017. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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May 17, 2017 Filed May 18, 2017 19:32 UTC ANTERO RESOURCES Corp AR · Entity 3448 PurchaseCommon stock, par value $0.01 per share 250,000 $20.99 $5,247,500.00
Disclosure

SEC source: 0001104659-17-033765 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540,177

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.83 to $21.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 246,409 shares of common stock that remain subject to vesting.

F3 · balance_after: Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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May 12, 2017 Filed Feb 9, 2018 18:58 UTC Antero Midstream Corp AMGP · Entity 3501 OtherCommon shares representing limited partner interests 14,369,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-008133 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369,050

F1 · kind: On May 12, 2017 and June 9, 2017, respectively, Antero Resources Investment LLC ("Antero Investment") distributed an aggregate total of 143,332,713 and 5,588,781 common shares representing limited partner interests in the Issuer ("Common Shares") to its members on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the Limited Liability Company Agreement of Antero Investment, with no consideration being paid in connection therewith.

F2 · balance_after: Includes 3,745,322 Common Shares distributed to Canton Investment Holdings LLC ("Canton") on May 12, 2017 and an additional 145,778 Common Shares distributed to Canton Investment Holdings LLC on June 9, 2017. The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2017 Filed Apr 19, 2017 00:18 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 39,665 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-024271 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,290,177

F4 · shares: Common stock subject to a restricted stock unit award that vests in four equal installments on the first four anniversaries of the grant date so long as the Reporting Person remains continuously employed by the Issuer through each such anniversary date.

F2 · balance_after: Includes 206,744 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2017 Filed Apr 19, 2017 00:18 UTC ANTERO RESOURCES Corp AR · Entity 3448 Tax withholdingCommon stock, par value $0.01 per share 18,506 $22.06 $408,242.36
Disclosure

SEC source: 0001104659-17-024271 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250,512

F1 · shares: In connection with the vesting of shares of restricted stock units pursuant to the Antero Resources Corporation Long-Term Incentive Plan, the Issuer withheld shares that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on April 13, 2017.

F2 · balance_after: Includes 206,744 shares of common stock subject to previously granted restricted stock unit awards that remain subject to vesting.

F3 · balance_after: Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2017 Filed Apr 18, 2017 20:21 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 46,253 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-024274 · a4.xml · nonDerivative · entry 2

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,577

F4 · shares: Common Units subject to a Phantom Unit Agreement that vest in four equal installments on the first four anniversaries of the grant date.

F2 · balance_after: Includes 99,311 Common Units subject to previously granted Phantom Unit Agreements that remain subject to vesting.

F3 · balance_after: Includes 40,000 Common Units held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all Common Units held by Canton except to the extent of his pecuniary interest therein.

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April 15, 2017 Filed Apr 18, 2017 20:21 UTC Antero Midstream Partners LP AM · Entity 159113 Tax withholdingCommon Units representing limited partner interests 4,505 $32.43 $146,097.15
Disclosure

SEC source: 0001104659-17-024274 · a4.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,324

F1 · shares: In connection with the vesting and settlement of phantom units through the issuance of common units representing limited partner interests in the Issuer ("Common Units") pursuant to a Phantom Unit Agreement and the Antero Midstream Partners LP Long-Term Incentive Plan, the Issuer withheld Common Units that would otherwise have been issued to the Reporting Person to satisfy its tax withholding obligations. The number of Common Units withheld was determined based on the closing price per Common Unit on April 13, 2017.

F2 · balance_after: Includes 99,311 Common Units subject to previously granted Phantom Unit Agreements that remain subject to vesting.

F3 · balance_after: Includes 40,000 Common Units held by Canton Investment Holdings LLC ("Canton"). Mr. Warren is the sole member of Canton. Mr. Warren disclaims beneficial ownership of all Common Units held by Canton except to the extent of his pecuniary interest therein.

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December 08, 2016 Filed Jan 31, 2017 02:18 UTC ANTERO RESOURCES Corp AR · Entity 3448 GiftCommon stock, par value $0.01 per share 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-005066 · a5.xml · nonDerivative · entry 1

Warren Glen C Jr · CIK 0001375364 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,269,018

F1 · balance_after: Includes 249,557 shares of common stock that remain subject to vesting.

F2 · balance_after: Includes 3,847,251 shares of common stock held by Canton Investment Holdings LLC ("Canton"). The Reporting Person is the sole member of Canton. The Reporting Person disclaims beneficial ownership of all shares held by Canton except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.