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Kellett James D

Disclosed activity across 1 company

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SEC CIK
0001757668

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DANA IncDAN · Entity 6VP & Chief Accounting OfficerAugust 28, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DANA Inc

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect701 Reported balance After 2026-08-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 95 · Balance 701

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · derivative · entry 6

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413

Underlying: Common Stock, par value $0.01 · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 707 $13.62 $9,629.34
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · nonDerivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,610

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 13 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 124 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:34 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 1,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001944 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:37 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010760 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537

Underlying: Common Stock, par value $0.01 · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:39 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008694 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439

Underlying: Common Stock, par value $0.01 · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:51 UTC DANA Inc DAN · Entity 6 SaleCommon Stock, par value $0.01 14,437 $19.08 $275,418.98
Disclosure

SEC source: 0001225208-23-007983 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.0000 to $19.2200, inclusive. The reporting person undertakes to provide the Issuer, anysecurity holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006604 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock, par value $0.01 · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:36 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004290 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock, par value $0.01 · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 2,048 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · derivative · entry 6

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

Underlying: Common Stock, par value $0.01 · 2,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock, par value $0.01 · 47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F5 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F5 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 615 $18.79 $11,555.85
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,716

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 47 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 2,048 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:49 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 7,281 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-002110 · doc4.xml · derivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,281

Underlying: Common Stock, par value $0.01 · 7,281 shares

Expires not disclosed

F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 8,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · derivative · entry 10

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 8,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F5 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F5 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · derivative · entry 9

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock, par value $0.01 · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 2,967 $18.03 $53,495.01
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 6

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,236

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 514 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 8,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 1,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · derivative · entry 8

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Common Stock, par value $0.01 · 1,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · derivative · entry 7

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729

Underlying: Common Stock, par value $0.01 · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 685 $18.56 $12,713.60
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,957

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 74 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:32 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 1,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001819 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012318 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803

Underlying: Common Stock, par value $0.01 · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:45 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010143 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock, par value $0.01 · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:40 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007540 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock, par value $0.01 · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:41 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005183 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451

Underlying: Common Stock, par value $0.01 · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:22 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 6,021 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002628 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,021

Underlying: Common Stock, par value $0.01 · 6,021 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:39 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 7,885 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002200 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 7,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:39 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 470 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002200 · doc4.xml · derivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock, par value $0.01 · 470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:39 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 2,574 $20.88 $53,745.12
Disclosure

SEC source: 0001225208-22-002200 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:39 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 470 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002200 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 22:39 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 7,885 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002200 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:56 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001930 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,803

Underlying: Common Stock, par value $0.01 · 1,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:56 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001930 · doc4.xml · derivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13

Underlying: Common Stock, par value $0.01 · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:56 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 690 $22.84 $15,759.60
Disclosure

SEC source: 0001225208-22-001930 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:56 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 31 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001930 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:56 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 1,958 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001930 · doc4.xml · nonDerivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:51 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014229 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Underlying: Common Stock, par value $0.01 · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 20:45 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012127 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock, par value $0.01 · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:41 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008798 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock, par value $0.01 · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 21:17 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005992 · doc4.xml · derivative · entry 1

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock, par value $0.01 · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:51 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 2,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002755 · doc4.xml · derivative · entry 5

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 2,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant.

F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:51 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 165 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002755 · doc4.xml · derivative · entry 4

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

Underlying: Common Stock, par value $0.01 · 165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:51 UTC DANA Inc DAN · Entity 6 Tax withholdingCommon Stock, par value $0.01 972 $22.33 $21,704.76
Disclosure

SEC source: 0001225208-21-002755 · doc4.xml · nonDerivative · entry 3

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,587

F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:51 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 165 $22.33 $3,684.45
Disclosure

SEC source: 0001225208-21-002755 · doc4.xml · nonDerivative · entry 2

Kellett James D · CIK 0001757668 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.