Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP & Chief Investment Officer | May 05, 2021 | May 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date May 05, 2021 · Filed May 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,199 |
Last balance in matching sequence
After 2021-05-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-05-05 · Exercise / conversion · Acquired 6,755 · Balance 31,954 F1: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Row 2 · 2021-05-05 · Sale · Disposed 6,755 · Balance 25,199 F1: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Employee Stock Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.06 · Expires 2027-02-21 | Direct | 2,601 |
Reported balance
After 2021-05-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-05 · Exercise / conversion · Disposed 6,755 · Balance 2,601 F2: This option became exercisable in four equal annual installments beginning on February 21, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2: This option became exercisable in four equal annual installments beginning on February 21, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,118 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 11 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711 Underlying: Common Stock · 7,118 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 3,562 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 10 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356 Underlying: Common Stock · 3,562 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 10,680 | $101.56 | $1,084,660.80 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F4 · price: Price reflects the weighted average sales price from $101.49 to $101.67. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 7,118 | $52.69 | $375,047.42 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 3,562 | $52.64 | $187,503.68 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the 9/14/2019 transfer of 15,913 shares of Common Stock to the reporting person's former spouse pursuant to a domestic relations order. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,983 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 9 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,203 Underlying: Common Stock · 9,983 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,983 | $99.17 | $990,014.11 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 6 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776 F4 · price: Price reflects the weighted average sales price from $99.16 to $99.21. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 9,983 | $60.85 | $607,465.55 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 5 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,406 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 8 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,829 Underlying: Common Stock · 6,406 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 3,206 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 7 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,918 Underlying: Common Stock · 3,206 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 9,612 | $99.63 | $957,643.56 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 4 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776 F3 · price: Price reflects the weighted average sales price from $99.60 to $99.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 6,406 | $52.69 | $337,532.14 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 3,206 | $52.64 | $168,763.84 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 12,000 | $99.60 | $1,195,200.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776 F1 · price: Price reflects the weighted average sales price from $99.51 to $99.75. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 22:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 12,156 | $86.88 | $1,056,113.28 |
DisclosureSEC source: 0000073124-19-000170 · wf-form4_156055237268588.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,776 F1 · price: Price reflects the weighted average sales price from $86.74 to $87.07. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:47 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 778 | $93.49 | $72,735.22 |
DisclosureSEC source: 0000073124-19-000102 · wf-form4_155183322749146.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,932 F1 · balance_after: Reflects 778 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,755 previously reported stock units. The remaining 977 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,710 F5 · balance_after: Includes 25,873 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $92.83 | $146,485.74 |
DisclosureSEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,148 F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 17,311 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,045 | $92.83 | $189,837.35 |
DisclosureSEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,726 F1 · balance_after: Reflects 2,045 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,614 previously reported stock units. The remaining 2,569 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 20,872 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,704 | $90.42 | $696,595.68 |
DisclosureSEC source: 0000073124-19-000041 · wf-form4_154834920858984.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,771 F1 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000041 · wf-form4_154834920858984.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,475 F1 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000151 · wf-form4_152063887260443.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,473 F2 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:41 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,000 | $106.79 | $640,740.00 |
DisclosureSEC source: 0000073124-18-000151 · wf-form4_152063887260443.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,873 F1 · price: Price reflects the weighted average sales price from $106.74 to $106.86. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000122 · wf-form4_151933708212595.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,873 F3 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000122 · wf-form4_151933708212595.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,854 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 18,467 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:31 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,639 | $98.88 | $162,064.32 |
DisclosureSEC source: 0000073124-18-000085 · wf-form4_151865104672626.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,432 F1 · balance_after: Reflects 1,639 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,698 previously reported stock units. The remaining 2,059 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 22,028 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,970 | $106.71 | $637,058.70 |
DisclosureSEC source: 0000073124-18-000034 · wf-form4_151692132489784.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,071 F1 · balance_after: Includes 25,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000034 · wf-form4_151692132489784.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,041 F1 · balance_after: Includes 25,726 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,000 | $90.21 | $992,310.00 |
DisclosureSEC source: 0000073124-17-000268 · wf-form4_150525716775656.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,132 F1 · price: Price reflects the weighted average sales price from $90.08 to $90.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 25,726 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 25,809 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000097 · wf-form4_148789518863709.xml · derivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809 Underlying: Common Stock · 25,809 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 5,678 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000097 · wf-form4_148789518863709.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,132 F1 · balance_after: Includes 25,726 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 4,555 | $86.31 | $393,119.28 |
DisclosureSEC source: 0000073124-17-000055 · wf-form4_148712623910786.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,454 F3 · balance_after: On February 11, 2017, 9,964 already reported stock units, granted on February 11, 2013, vested. Of this amount, 4,555 were withheld in payment of Federal, State and Medicare taxes and the remaining 5,409 were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 20,048 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,690 | $85.66 | $144,756.95 |
DisclosureSEC source: 0000073124-17-000055 · wf-form4_148712623910786.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,009 F1 · balance_after: On February 10, 2017, 3,698 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,690 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,008 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 30,012 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,619 | $88.93 | $499,669.58 |
DisclosureSEC source: 0000073124-17-000029 · wf-form4_148479004360329.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,699 F1 · balance_after: Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000029 · wf-form4_148479004360329.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,318 F1 · balance_after: Includes 33,710 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.