Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date May 05, 2021 · Filed May 07, 2021
Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,960 |
Reported balance
After 2021-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-05 · Exercise / conversion · Acquired 6,631 · Balance 47,960 F1: Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent. F2: Includes 185 dividend equivalents. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-05 · Exercise / conversion · Disposed 3,600 · Balance 0 F3: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock. F4: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-05 · Exercise / conversion · Disposed 2,866 · Balance 0 F5: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-05 · Exercise / conversion · Disposed 185 · Balance 0 F6: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F7: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent.
F2: Includes 185 dividend equivalents.
F3: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock.
F4: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021.
F5: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock.
F6: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F7: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2021 Filed May 7, 2021 20:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 4 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F7 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021. F7 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and DSUs vested on May 5, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDeferred Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock. F5 · derivative.exercise_date: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock. F5 · derivative.expiration_date: Represents the DSUs payable upon the reporting person's separation from service. The reporting person did not stand for re-election at the Company's 2021 annual meeting of stockholders and his term ended on May 5, 2021. Each DSU is the economic equivalent of one share of the Company's common stock. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000088 · edgar.xml · derivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. (the "Company") common stock. F4 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021. F4 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 3,600 RSUs that vested on May 5, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 6,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000088 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of 3,600 restricted stock units ("RSUs"), 2,866 deferred stock units ("DSUs") and 185 related dividend equivalent. F2 · shares: Includes 185 dividend equivalents. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:20 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000062 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000188 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 23,722 | $41.21 | $977,683.25 |
DisclosureSEC source: 0001062993-20-005920 · form4.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,373 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $41.175 to $41.27. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 186,103 | $40.83 | $7,598,380.78 |
DisclosureSEC source: 0001062993-20-005920 · form4.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,095 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $40.18 to $41.17. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000142 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 18:40 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000106 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 07, 2020 Filed May 8, 2020 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000084 · edgar.xml · derivative · entry 4 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed F7 · security: The RSUs respresent the reporting person's annual equity award under Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F9 · price: The number of RSUs received was calculated based on $36.11, which was the closing price of the Company's common stock on the date of grant. F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000084 · edgar.xml · derivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70 Underlying: Common Stock · 44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2020. F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2020. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000084 · edgar.xml · derivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: On May 9, 2019, the reporting person was granted 2,880 RSUs that vested on May 6, 2020. F4 · derivative.expiration_date: On May 9, 2019, the reporting person was granted 2,880 RSUs that vested on May 6, 2020. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000084 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalent. F2 · shares: Includes 44 dividend equivalents. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000065 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 24,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000037 · edgar.xml · derivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 10,492 | $40.60 | $425,975.20 |
DisclosureSEC source: 0001411207-20-000037 · edgar.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,274 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 24,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000037 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:25 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 24,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000020 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,057 Underlying: Common Stock · 24,057 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs') represents a contingent right to receive one share of Allison Transmission Holdings, Inc.(the "Company") common stock. F2 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on the Company's actual performance for 2017 - 2019, the reporting person earned 24,057 PSUs. F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020. F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 19:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000229 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000193 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000144 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and restricted stock units ("RSUs") and vest proportionately with the DSUs and RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000118 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Underlying: Common Stock · 2,880 shares Expires not disclosed F1 · security: The restricted stock units ("RSUs") represent the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Director Compensation Policy. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The number of RSUs received was calculated based on $45.13, which was the closing price of the Company's common stock on the date of grant. F3 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. F3 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000080 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 80,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000057 · edgar.xml · derivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 34,920 | $49.70 | $1,735,524.00 |
DisclosureSEC source: 0001411207-19-000057 · edgar.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,709 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 80,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000057 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 80,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000036 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,128 Underlying: Common Stock · 80,128 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F2 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 80,128 PSUs. F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019. F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 25,651 | $46.80 | $1,200,518.10 |
DisclosureSEC source: 0001411207-19-000002 · edgar.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,501 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $46.00 to $47.09. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 106,176 | $46.13 | $4,897,368.00 |
DisclosureSEC source: 0001411207-19-000002 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,152 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $46.00 to $46.34. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:11 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000229 · edgar.xml · derivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 58,679 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001411207-18-000190 · edgar.xml · derivative · entry 5 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,679 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on May 31, 2018. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,609 | $0.00 Strike: $23.59 | $0.00 |
DisclosureSEC source: 0001411207-18-000190 · edgar.xml · derivative · entry 4 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,609 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on May 31, 2018. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 88,288 | $52.02 | $4,593,094.91 |
DisclosureSEC source: 0001411207-18-000190 · edgar.xml · nonDerivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,328 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.3500 to $52.4500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 58,679 | $37.11 | $2,177,577.69 |
DisclosureSEC source: 0001411207-18-000190 · edgar.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 29,609 | $23.59 | $698,476.31 |
DisclosureSEC source: 0001411207-18-000190 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,519 | $0.00 Strike: $23.59 | $0.00 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · derivative · entry 8 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,609 Underlying: Common Stock · 50,519 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested on May 31, 2018. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,940 | $0.00 Strike: $32.13 | $0.00 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · derivative · entry 7 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,940 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested on February 19, 2018. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 111,459 | $51.77 | $5,770,109.83 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · nonDerivative · entry 5 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,328 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.4100 to $52.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 50,519 | $23.59 | $1,191,743.21 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · nonDerivative · entry 4 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 60,940 | $32.13 | $1,958,002.20 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · nonDerivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,805 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · derivative · entry 6 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,805 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 78,805 | $51.61 | $4,067,181.21 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · nonDerivative · entry 2 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,328 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.2700 to $51.8600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 78,805 | $30.23 | $2,382,275.15 |
DisclosureSEC source: 0001411207-18-000188 · edgar.xml · nonDerivative · entry 1 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 72,395 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · derivative · entry 8 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,805 Underlying: Common Stock · 72,395 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,858 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · derivative · entry 7 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,858 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 104,253 | $51.55 | $5,374,190.02 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · nonDerivative · entry 5 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,328 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.3400 to $51.9200. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 72,395 | $30.23 | $2,188,500.85 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · nonDerivative · entry 4 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 31,858 | $23.58 | $751,211.64 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · nonDerivative · entry 3 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 158,542 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-18-000185 · edgar.xml · derivative · entry 6 Dewey Lawrence E. · CIK 0001543489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,858 Underlying: Common Stock · 158,542 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.