Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EVP, President BIDS Trading | May 13, 2021 | May 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date May 13, 2021 · Filed May 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,760 |
Reported balance
After 2021-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-13 · Grant · Acquired 1,760 · Balance 1,760 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2: The restricted stock units vest on May 13, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2: The restricted stock units vest on May 13, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 189,779 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 10,351 shares of restricted Common Stock that are scheduled to vest 1/31/2018; 8,984 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 22,665 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 14,433 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 83,877 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 10,351 shares of restricted Common Stock that are scheduled to vest 1/31/2018; 8,984 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 22,665 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 14,433 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 83,877 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2017 Filed Jan 18, 2017 17:10 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 7,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001002 · edgar.xml · nonDerivative · entry 2 Harkins Bryan · CIK 0001667178 · EVP, Head of US Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,979 F2 · shares: Includes 7,489 shares of unvested restricted stock that vest ratably over the next three years. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:10 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 10,676 | $33.76 | $360,421.76 |
DisclosureSEC source: 0001179110-17-001002 · edgar.xml · nonDerivative · entry 1 Harkins Bryan · CIK 0001667178 · EVP, Head of US Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,490 F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:58 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | GrantCommon Stock | 14,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033208 · edgar.xml · nonDerivative · entry 1 Harkins Bryan · CIK 0001667178 · EVP, Head of US Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,166 F1 · shares: Includes 14,433 shares of unvested restricted stock that vests ratably over three years. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:30 UTC | Bats Global Markets, Inc. BATS · Entity 178237 | Tax withholdingCommon Stock | 4,967 | $31.95 | $158,695.65 |
DisclosureSEC source: 0001179110-16-032403 · edgar.xml · nonDerivative · entry 1 Harkins Bryan · CIK 0001667178 · EVP, Head of US Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,733 F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.