Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AAON, INC.
Report date May 16, 2021 · Filed May 18, 2021
Section 16 reporting ended · disclosed 2021-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.004SEC Table I · non-derivative | Direct | 845,094 |
Ending reported balance
After 2021-05-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-16 · Tax withholding · Disposed 1,112 · Balance 846,726 F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021. Row 2 · 2021-05-16 · Disposition to issuer · Disposed 1,632 · Balance 845,094 F2: Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.36 · Expires 2031-03-11 | Direct | 0 |
Reported balance
After 2021-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-05-16 · Disposition to issuer · Disposed 11,349 · Balance 0 F6: Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.10 · Expires 2022-05-16 | Direct | 6,510 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,510 F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021. F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.95 · Expires 2022-05-16 | Direct | 15,960 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 15,960 F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021. F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.37 · Expires 2022-05-16 | Direct | 69,000 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 69,000 F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021. F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.22 · Expires 2030-03-11 | Direct | 34,968 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 34,968 F5: This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant. |
| Common Stock, par value $.004SEC Table I · non-derivative | IndirectCustodian for the benefit of his children | 540,000 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 540,000 |
| Common Stock, par value $.004SEC Table I · non-derivative | Indirect401(k) Plan | 2,741 |
Reported balance
Holding disclosure · report date 2021-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,741 |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021.
F2: Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021.
F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021.
F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021.
F5: This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
F6: Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2019 Filed Mar 12, 2019 21:27 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-19-000061 · wf-form4_155242604891830.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,574 F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 16:04 UTC | AAON, INC. AAON · Entity 130 | GiftCommon Stock, par value $.004 | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-19-000030 · wf-form4_155067866717571.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,574 Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 23:33 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 686 | $35.61 | $24,428.46 |
DisclosureSEC source: 0000824142-19-000008 · wf-form4_154664480864503.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,190 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:33 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 531 | $35.07 | $18,622.17 |
DisclosureSEC source: 0000824142-19-000008 · wf-form4_154664480864503.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,876 Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 14:22 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 3,912 | $33.13 | $129,590.48 |
DisclosureSEC source: 0000824142-18-000068 · wf-form4_152907253580786.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,407 Read SEC document |
| May 20, 2018 Filed May 22, 2018 18:42 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 500 | $31.55 | $15,775.00 |
DisclosureSEC source: 0000824142-18-000062 · wf-form4_152701451470548.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,319 Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:04 UTC | AAON, INC. AAON · Entity 130 | GiftCommon Stock, par value $.004 | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-18-000013 · wf-form4_151665505574027.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,819 Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 18:27 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 770 | $37.45 | $28,836.50 |
DisclosureSEC source: 0000824142-18-000008 · wf-form4_151517686304658.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,409 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:08 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-18-000003 · wf-form4_151501011068932.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,179 F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:08 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 350 | $36.95 | $12,932.50 |
DisclosureSEC source: 0000824142-18-000003 · wf-form4_151501011068932.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,979 Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 13:01 UTC | AAON, INC. AAON · Entity 130 | GiftCommon Stock, par value $.004 | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-17-000140 · wf-form4_150513489535691.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,329 Read SEC document |
| August 13, 2017 Filed Aug 14, 2017 15:48 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 272 | $33.10 | $9,003.20 |
DisclosureSEC source: 0000824142-17-000132 · wf-form4_150272572582632.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,893 Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,336 | $22.15 Strike: $22.15 | $29,592.40 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 11 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,344 Underlying: Common Stock · 1,336 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,922 | $21.93 Strike: $21.93 | $42,149.46 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 10 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,883 Underlying: Common Stock · 1,922 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,500 | $8.65 Strike: $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 9 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 3,258 | $36.64 | $119,357.48 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 6 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,165 Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 1,336 | $22.15 | $29,592.40 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 5 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 1,922 | $21.93 | $42,149.46 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 4 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 4,500 | $36.75 | $165,380.40 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 3 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.705 to $36.7534. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 4,500 | $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 14:40 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 2,057 | $36.73 | $75,543.33 |
DisclosureSEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,165 Read SEC document |
| May 20, 2017 Filed May 22, 2017 21:53 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 578 | $36.65 | $21,183.70 |
DisclosureSEC source: 0000824142-17-000107 · wf-form4_149549002421336.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,222 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 16:11 UTC | AAON, INC. AAON · Entity 130 | OtherCommon Stock, par value $.004 | 7,801 | $35.35 | $275,765.35 |
DisclosureSEC source: 0000824142-17-000061 · wf-form4_148959424859077.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 13:44 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,500 | $8.65 Strike: $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · derivative · entry 5 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 13:44 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 4,500 | $35.37 | $159,183.00 |
DisclosureSEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,678 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 13:44 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 4,500 | $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-17-000055 · wf-form4_148941266370149.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 16:11 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 5,611 | $35.45 | $198,909.95 |
DisclosureSEC source: 0000824142-17-000061 · wf-form4_148959424859077.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,800 F1 · balance_after: A discrepancy was found where Mr. Asbjornson's shares were previously overstated by 267 shares. The total has been adjusted to correct his current holdings. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:14 UTC | AAON, INC. AAON · Entity 130 | GrantStock Option (Right to Buy) · Derivative | 32,550 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · derivative · entry 5 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,550 Underlying: Common Stock · 32,550 shares Expires 2027-01-04 F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:14 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 460 | $34.10 | $15,686.00 |
DisclosureSEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · nonDerivative · entry 2 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,678 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:14 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 4,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-17-000012 · wf-form4_148363283570772.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,138 F1 · shares: Restricted Stock Grant, vesting ratably over five years Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 18:04 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 353 | $33.05 | $11,666.65 |
DisclosureSEC source: 0000824142-17-000004 · wf-form4_148346666643030.xml · nonDerivative · entry 1 Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,898 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.