Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Chief Financial Officer | February 16, 2005 | February 18, 2005 |
| Capital Bank Financial Corp.CBF · Entity 171435 | Director | November 22, 2017 | November 27, 2017 |
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | Director | December 03, 2021 | December 07, 2021 |
| SONOCO PRODUCTS COSON · Entity 3864 | Director | June 10, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date February 16, 2005 · Filed February 18, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,000 |
Ending reported balance
After 2005-02-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2005-02-16 · Exercise / conversion · Acquired 52,400 · Balance 277,400 Row 2 · 2005-02-16 · Sale · Disposed 24,100 · Balance 253,300 Row 3 · 2005-02-16 · Sale · Disposed 5,900 · Balance 247,400 Row 4 · 2005-02-16 · Sale · Disposed 15,600 · Balance 231,800 Row 5 · 2005-02-16 · Sale · Disposed 1,800 · Balance 230,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter Alise | 4,000 |
Reported balance
After 2005-02-16 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2005-02-16 · Other · Acquired 4,000 · Balance 4,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter Alise | 0 |
Reported balance
After 2005-02-16 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2005-02-16 · Sale · Disposed 4,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter Lucille | 3,600 |
Reported balance
After 2005-02-16 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2005-02-16 · Other · Acquired 3,600 · Balance 3,600 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter Lucille | 0 |
Reported balance
After 2005-02-16 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2005-02-16 · Sale · Disposed 3,600 · Balance 0 |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $32.69 · Expires 2007-07-01 | Direct | 0 |
Reported balance
After 2005-02-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-02-16 · Exercise / conversion · Disposed 52,400 · Balance 0 F1: These options vested in three equal installments commencing July 1, 1998. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $32.69 · Expires 2007-07-01 | IndirectBy Daughter Alise | 0 |
Reported balance
After 2005-02-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-02-16 · Other · Disposed 4,000 · Balance 0 F1: These options vested in three equal installments commencing July 1, 1998. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $32.69 · Expires 2007-07-01 | IndirectBy Daughter Lucille | 0 |
Reported balance
After 2005-02-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-02-16 · Other · Disposed 3,600 · Balance 0 F1: These options vested in three equal installments commencing July 1, 1998. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vested in three equal installments commencing July 1, 1998.
Capital Bank Financial Corp.
Report date November 22, 2017 · Filed November 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 25,000 |
Ending reported balance
After 2017-11-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-11-22 · Sale · Disposed 6,618 · Balance 0 Row 2 · 2017-11-22 · Exercise / conversion · Acquired 20,000 · Balance 20,000 Row 3 · 2017-11-22 · Exercise / conversion · Acquired 5,000 · Balance 25,000 |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirect(1) | 5,000 |
Reported balance
After 2017-11-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-11-22 · Sale · Disposed 20,000 · Balance 5,000 |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirect(1) | 0 |
Reported balance
After 2017-11-22 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-11-22 · Sale · Disposed 5,000 · Balance 0 |
| Common Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2019-12-22 | Direct | 0 |
Reported balance
After 2017-11-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-22 · Exercise / conversion · Disposed 25,000 · Balance 0 F1: Consists of options, and shares received upon exercise of options, held in record by Falfurrias Capital Partners, L.P. and Falfurrias Management Partners, LLC (collectively "FCP"). The Reporting Person is Co-Founder and Managing Partner of Falfurrias Capital Partners, L.P. and controls FCP. The Reporting Person disclaims beneficial ownership of the shares and options held directly or indirectly by FCP except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares or options for the purposes of Section 16 of for any other purpose. F2: Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of options, and shares received upon exercise of options, held in record by Falfurrias Capital Partners, L.P. and Falfurrias Management Partners, LLC (collectively "FCP"). The Reporting Person is Co-Founder and Managing Partner of Falfurrias Capital Partners, L.P. and controls FCP. The Reporting Person disclaims beneficial ownership of the shares and options held directly or indirectly by FCP except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares or options for the purposes of Section 16 of for any other purpose.
F2: Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
MARSH & MCLENNAN COMPANIES, INC.
Report date December 03, 2021 · Filed December 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,823 |
Ending reported balance
After 2021-12-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-10 · Gift · Disposed 7,248 · Balance 48,823 Row 2 · 2021-12-03 · Purchase · Acquired 5,000 · Balance 53,823 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian | 1,950 |
Reported balance
Holding disclosure · report date 2021-12-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,950 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 375 |
Reported balance
Holding disclosure · report date 2021-12-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 375 |
SONOCO PRODUCTS CO
Report date June 10, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,909.5 |
Reported balance
After 2022-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-10 · Grant · Acquired 417.5 · Balance 48,909.5 F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock.
F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 20:10 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 539.4 | $50.98 | $27,498.61 |
DisclosureSEC source: 0001225208-17-015921 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,340 Underlying: Common Stock · 539.4 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 17:28 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 260.6 | $48.70 | $12,691.22 |
DisclosureSEC source: 0001225208-17-014919 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,800.6 Underlying: Common Stock · 260.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 19:39 UTC | Capital Bank Financial Corp. CBF · Entity 171435 | GrantClass A Common Stock, par value $0.01 per share | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046484 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,618 F1 · price: Director fees granted in shares of Class A common stock of Capital Bank Financial Corp. Read SEC document |
| July 03, 2017 Filed Jul 7, 2017 16:13 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 533.3 | $51.57 | $27,502.28 |
DisclosureSEC source: 0001225208-17-012440 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,540 Underlying: Common Stock · 533.3 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:25 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 244.3 | $50.70 | $12,386.01 |
DisclosureSEC source: 0001225208-17-011254 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,006.7 Underlying: Common Stock · 244.3 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:36 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 2,065.58 | $77.46 | $159,999.83 |
DisclosureSEC source: 0001127602-17-020342 · form4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,120.28 F1 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:34 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 524.2 | $52.46 | $27,499.53 |
DisclosureSEC source: 0001225208-17-007262 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,762.4 Underlying: Common Stock · 524.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:50 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 215.2 | $53.33 | $11,476.62 |
DisclosureSEC source: 0001225208-17-006235 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,238.2 Underlying: Common Stock · 215.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:34 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 515.7 | $53.33 | $27,502.28 |
DisclosureSEC source: 0001225208-17-000715 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,023 Underlying: Common Stock · 515.7 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 22:37 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 207.6 | $54.01 | $11,212.48 |
DisclosureSEC source: 0001225208-16-043103 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,507.3 Underlying: Common Stock · 207.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:59 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 540.6 | $50.87 | $27,500.32 |
DisclosureSEC source: 0001225208-16-040022 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,299.7 Underlying: Common Stock · 540.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 21:24 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 213.9 | $51.10 | $10,930.29 |
DisclosureSEC source: 0001225208-16-039326 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,759.1 Underlying: Common Stock · 213.9 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's officers' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherOption, Right to Buy · Derivative | 3,600 | $0.00 Strike: $32.69 | $0.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · derivative · entry 12 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Lucille Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2007-07-01 F1 · derivative.exercise_date: These options vested in three equal installments commencing July 1, 1998. Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherOption, Right to Buy · Derivative | 4,000 | $0.00 Strike: $32.69 | $0.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · derivative · entry 11 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Alise Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2007-07-01 F1 · derivative.exercise_date: These options vested in three equal installments commencing July 1, 1998. Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 52,400 | $0.00 Strike: $32.69 | $0.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · derivative · entry 10 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,400 shares Expires 2007-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal installments commencing July 1, 1998. Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 3,600 | $46.73 | $168,228.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 9 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Lucille Disclosed balance after: 0 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 3,600 | $32.69 | $117,684.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 8 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Lucille Disclosed balance after: 3,600 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 4,000 | $46.73 | $186,920.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 7 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Alise Disclosed balance after: 0 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 4,000 | $32.69 | $130,760.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 6 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Alise Disclosed balance after: 4,000 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 1,800 | $46.80 | $84,240.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 5 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 15,600 | $46.73 | $728,988.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 4 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,800 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 5,900 | $46.70 | $275,530.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 3 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,400 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 24,100 | $46.60 | $1,123,060.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 2 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,300 Read SEC document |
| February 16, 2005 Filed Feb 18, 2005 14:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 52,400 | $32.69 | $1,712,956.00 |
DisclosureSEC source: 0000070858-05-000157 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 11:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 66,930 | $47.06 Strike: $47.06 | $3,149,725.80 |
DisclosureSEC source: 0000070858-05-000151 · doc4.xml · derivative · entry 2 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,930 Underlying: Common Stock · 66,930 shares Expires 2008-02-15 F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 15:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 200,000 | $46.68 Strike: $46.68 | $9,336,000.00 |
DisclosureSEC source: 0000070858-05-000077 · doc4.xml · derivative · entry 2 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2015-02-01 F2 · derivative.exercise_date: These options fully vest on February 1, 2008. The proceeds must be held for a three year period after exercise. Read SEC document |
| December 31, 2004 Filed Feb 2, 2005 15:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 260.78 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-05-000077 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 7,715.33 F1 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| December 31, 2004 Filed Feb 17, 2005 11:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 243.88 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-05-000151 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 7,959.21 F1 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 12:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000583 · doc4.xml · nonDerivative · entry 2 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · price: These shares were gifted on the indicated date. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| December 23, 2004 Filed Dec 30, 2004 12:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 1,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000583 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,954 F1 · price: These shares were gifted on the indicated date. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 09:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionPreferred, Series C · Derivative | 298.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000394 · doc4.xml · derivative · entry 3 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 501.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F1 · kind: On July 2, 2004, all preferred stock held in the 401(k) Plan was converted to Bank of America common stock at the direction of th e Plan Administrator. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.exercise_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.expiration_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 09:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPreferred, Series C · Derivative | 6.74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000394 · doc4.xml · derivative · entry 2 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298.69 Underlying: Common Stock · 11.32 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.exercise_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.expiration_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 09:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionCommon Stock | 501.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000394 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 3,594.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On July 2, 2004, all preferred stock held in the 401(k) Plan was converted to Bank of America common stock at the direction of th e Plan Administrator. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| February 13, 2004 Filed Feb 17, 2004 16:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 21,501 | $81.70 Strike: $81.70 | $1,756,631.70 |
DisclosureSEC source: 0000070858-04-000111 · doc4.xml · derivative · entry 1 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,501 Underlying: Common Stock · 21,501 shares Expires 2007-02-13 F1 · derivative.exercise_date: These Restricted Stock Units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 02, 2004 Filed Feb 4, 2004 14:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 100,000 | $81.55 Strike: $81.55 | $8,155,000.00 |
DisclosureSEC source: 0000070858-04-000046 · doc4.xml · derivative · entry 5 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2014-02-02 F3 · derivative.exercise_date: These options fully vest on February 2, 2007. Read SEC document |
| December 31, 2003 Filed Feb 4, 2004 14:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherPreferred, Series C · Derivative | 6.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000046 · doc4.xml · derivative · entry 4 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291.95 Underlying: Common Stock · 11.34 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series C Preferred is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · kind: Each share of Series C Preferred is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · price: Each share of Series C Preferred is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.exercise_date: Each share of Series C Preferred is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.expiration_date: Each share of Series C Preferred is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| December 31, 2003 Filed Feb 4, 2004 14:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 105.84 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000046 · doc4.xml · nonDerivative · entry 3 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 3,092.86 F1 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. F1 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| November 25, 2003 Filed Nov 28, 2003 10:49 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 442 | $75.42 | $33,335.64 |
DisclosureSEC source: 0000070858-03-000473 · doc4.xml · nonDerivative · entry 5 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee For Estate Disclosed balance after: 0 Read SEC document |
| October 23, 2003 Filed Nov 28, 2003 10:49 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 1,400 | $81.48 | $114,072.00 |
DisclosureSEC source: 0000070858-03-000473 · doc4.xml · nonDerivative · entry 4 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee For Estate Disclosed balance after: 442 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 150,000 | $0.00 Strike: $48.44 | $0.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · derivative · entry 7 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2010-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal installments commencing January 3, 2001 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 33,000 | $83.65 | $2,760,450.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 6 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,516 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 50,000 | $83.60 | $4,180,000.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 5 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,516 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 10,000 | $83.58 | $835,800.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 4 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,516 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 12,000 | $83.55 | $1,002,600.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 3 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,516 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 15,000 | $83.50 | $1,252,500.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 2 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,516 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 15:51 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 150,000 | $48.44 | $7,265,625.00 |
DisclosureSEC source: 0000070858-03-000322 · doc4.xml · nonDerivative · entry 1 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2003 Filed Feb 2, 2004 13:20 UTC Amendment | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 145.72 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-04-000123 · edgar.xml · nonDerivative · entry 4 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 2,987.02 F1 · shares: This amount reflects the correct 2002 Thrift Trust match; the Form 4 filed February 18, 2003 and any subsequent reports inadvertently overstated the 2002 Thrift Trust match due to a vendor error. F2 · price: Shares acquired were exempt transactions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| February 18, 2003 Filed Feb 2, 2004 13:20 UTC Amendment | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 883.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-04-000123 · edgar.xml · nonDerivative · entry 3 OKEN MARC D · CIK 0001189900 · Exec VP and Prin Fin Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 2,841.3 F2 · price: Shares acquired were exempt transactions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.