Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alkermes plc.ALKS · Entity 2392 | Director | May 20, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alkermes plc.
Report date May 20, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 11,174 |
Ending reported balance
After 2021-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-20 · Exercise / conversion · Acquired 6,104 · Balance 14,104 Row 2 · 2021-05-20 · Tax withholding · Disposed 2,930 · Balance 11,174 |
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-05-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-20 · Exercise / conversion · Disposed 6,104 · Balance 0 F2: This restricted stock unit award vested in full on 5/20/2021. |
| Ordinary SharesSEC Table I · non-derivative | IndirectThe Paul J. Mitchell Trust | 7,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 F1: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust"). |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person and his wife are co-trustees of The Paul J. Mitchell Trust and the reporting person is also a beneficiary of The Paul J. Mitchell Trust originally established on November 19, 2014 and amended and restated on September 8, 2017 ("The Paul J. Mitchell Trust").
F2: This restricted stock unit award vested in full on 5/20/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2016 Filed Oct 4, 2016 21:25 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 2,000 | $47.42 | $94,840.00 |
DisclosureSEC source: 0001127602-16-064142 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 21:25 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 2,000 | $18.29 | $36,580.00 |
DisclosureSEC source: 0001127602-16-064142 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:13 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001127602-16-062122 · form4.xml · derivative · entry 4 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Ordinary Shares · 2,000 shares Expires 2017-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:13 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 400 | $46.28 | $18,510.00 |
DisclosureSEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 3 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.26 to $46.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:13 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 1,600 | $45.83 | $73,324.48 |
DisclosureSEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 2 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.2650 to $46.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:13 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 2,000 | $18.29 | $36,580.00 |
DisclosureSEC source: 0001127602-16-062122 · form4.xml · nonDerivative · entry 1 MITCHELL PAUL J · CIK 0001236454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.