Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Pres, Light Vehicle Driveline | May 28, 2021 | June 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date May 28, 2021 · Filed June 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 2,939 |
Reported balance
After 2021-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-28 · Grant · Acquired 396 · Balance 2,939 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionStock Appreciation Right · Derivative | 21,029 | $0.00 Strike: $16.19 | $0.00 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · derivative · entry 6 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 21,029 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | Disposition to issuerCommon Stock, par value $0.01 | 41,029 | $30.49 | $1,250,974.21 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 5 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,338 F1 · shares: Represents the total number of stock appreciation rights that were vested and cash settled. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 4,260 | $30.46 | $129,759.60 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 4 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,367 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | SaleCommon Stock, par value $0.01 | 100 | $30.46 | $3,046.10 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 3 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,627 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 20,000 | $14.67 | $293,400.00 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 2 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:34 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 21,029 | $16.19 | $340,459.51 |
DisclosureSEC source: 0001225208-17-016810 · doc4.xml · nonDerivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:17 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014685 · doc4.xml · derivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 Underlying: Common Stock, par value $0.01 · 197 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:27 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010959 · doc4.xml · derivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495 Underlying: Common Stock, par value $0.01 · 221 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 20:00 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006845 · doc4.xml · derivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274 Underlying: Common Stock, par value $0.01 · 244 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 18,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005002 · doc4.xml · derivative · entry 5 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 18,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant. F4 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005002 · doc4.xml · derivative · entry 4 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030 Underlying: Common Stock, par value $0.01 · 713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F2 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F2 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Tax withholdingCommon Stock, par value $0.01 | 6,218 | $19.01 | $118,204.18 |
DisclosureSEC source: 0001225208-17-005002 · doc4.xml · nonDerivative · entry 3 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,698 F1 · shares: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005002 · doc4.xml · nonDerivative · entry 2 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 00:33 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 18,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005002 · doc4.xml · nonDerivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 24,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · derivative · entry 6 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667 Underlying: Common Stock, par value $0.01 · 24,667 shares Expires not disclosed F4 · security: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F6 · derivative.exercise_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. F6 · derivative.expiration_date: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:24 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042681 · doc4.xml · derivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,055 Underlying: Common Stock, par value $0.01 · 256 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039283 · doc4.xml · derivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,799 Underlying: Common Stock, par value $0.01 · 307 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 25, 2016 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 9,651 | $0.00 Strike: $16.19 | $0.00 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · derivative · entry 5 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 9,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person were cash settled. F3 · derivative.exercise_date: Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled. F3 · derivative.expiration_date: Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled. Read SEC document |
| February 25, 2016 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · derivative · entry 4 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 Underlying: Common Stock, par value $0.01 · 312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled. Read SEC document |
| February 25, 2016 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | Disposition to issuerCommon Stock, par value $0.01 | 9,963 | $12.05 | $120,054.15 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 3 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 25, 2016 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 2 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2016 Filed Feb 17, 2017 18:24 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 9,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003693 · doc4.xml · nonDerivative · entry 1 Pyle Robert D · CIK 0001596342 · Pres, Light Vehicle Driveline 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.