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Fleet National Bank

Disclosed activity across 3 companies

Tapewire entity
13878
SEC CIK
0001292806

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NeuroMetrix, Inc.NURO · Entity 1400810% ownerJuly 27, 2004August 10, 2004
ONEIDA LTDONEI · Entity 1369810% ownerApril 06, 2005April 25, 2005
Steel Connect LLCCMGI · Entity 1398910% ownerNovember 12, 2004November 16, 2004

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NeuroMetrix, Inc.

Report date July 27, 2004 · Filed August 10, 2004 · Amendment

Jointly reported with BancBoston Ventures, Inc., BANK OF AMERICA CORP /DE/

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect935,916 Reported balance After 2004-07-27 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2004-07-27 · Conversion · Acquired 345,515 · Balance 935,916

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Common StockSEC Table I · non-derivativeDirect935,916 Reported balance After 2004-07-27 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2004-07-27 · Conversion · Acquired 416,667 · Balance 935,916

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Common StockSEC Table I · non-derivativeDirect935,916 Reported balance After 2004-07-27 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2004-07-27 · Conversion · Acquired 173,734 · Balance 935,916

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Series D Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2004-07-27 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2004-07-27 · Disposition to issuer · Disposed 1,111,110 · Balance 0

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Series E Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2004-07-27 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2004-07-27 · Disposition to issuer · Disposed 888,890 · Balance 0

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Series E-1 Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2004-07-27 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2004-07-27 · Disposition to issuer · Disposed 694,939 · Balance 0

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Filing footnotes · ownership attribution and instrument terms

F1: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

ONEIDA LTD

Report date April 06, 2005 · Filed April 25, 2005

Jointly reported with BANK OF AMERICA CORP /DE/, BANK OF AMERICA NA, BANC OF AMERICA STRATEGIC SOLUTIONS INC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-06 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2005-04-06 · Purchase · Acquired 25,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-06 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2005-04-06 · Purchase · Acquired 25,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-06 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2005-04-06 · Purchase · Acquired 5,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-07 transaction · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · 2005-04-07 · Purchase · Acquired 2,500 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-07 transaction · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · 2005-04-07 · Purchase · Acquired 15,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-07 transaction · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · 2005-04-07 · Purchase · Acquired 25,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-07 transaction · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · 2005-04-07 · Purchase · Acquired 6,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-07 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2005-04-07 · Purchase · Acquired 52,500 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-08 transaction · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · 2005-04-08 · Purchase · Acquired 25,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-08 transaction · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · 2005-04-08 · Purchase · Acquired 30,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-08 transaction · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · 2005-04-08 · Purchase · Acquired 200,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-08 transaction · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · 2005-04-08 · Purchase · Acquired 78,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-13 transaction · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · 2005-04-13 · Purchase · Acquired 45,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-13 transaction · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · 2005-04-13 · Purchase · Acquired 15,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-13 transaction · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · 2005-04-13 · Purchase · Acquired 11,300 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · 2005-04-19 · Purchase · Acquired 46,100 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 20 Holding and transaction disclosures are not merged.
1 source row

Row 20 · 2005-04-19 · Purchase · Acquired 10,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 21 Holding and transaction disclosures are not merged.
1 source row

Row 21 · 2005-04-19 · Purchase · Acquired 10,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 22 Holding and transaction disclosures are not merged.
1 source row

Row 22 · 2005-04-19 · Purchase · Acquired 7,700 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 23 Holding and transaction disclosures are not merged.
1 source row

Row 23 · 2005-04-19 · Purchase · Acquired 5,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-19 transaction · row 24 Holding and transaction disclosures are not merged.
1 source row

Row 24 · 2005-04-19 · Purchase · Acquired 2,500 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-21 transaction · row 25 Holding and transaction disclosures are not merged.
1 source row

Row 25 · 2005-04-21 · Purchase · Acquired 45,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-21 transaction · row 26 Holding and transaction disclosures are not merged.
1 source row

Row 26 · 2005-04-21 · Purchase · Acquired 5,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-22 transaction · row 27 Holding and transaction disclosures are not merged.
1 source row

Row 27 · 2005-04-22 · Purchase · Acquired 50,000 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,700 Reported balance After 2005-04-25 transaction · row 28 Holding and transaction disclosures are not merged.
1 source row

Row 28 · 2005-04-25 · Purchase · Acquired 257,600 · Balance 2,700

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote1,503,395 Reported balance Holding disclosure · report date 2005-04-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,503,395

F1: These securities are owned by Bank of America, N.A. and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by NB Holdings Corporation, the 100% owner of Bank of America, N.A., and by Bank of America Corporation, the 100% owner of NB Holdings Corporation. Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,251,362 Reported balance Holding disclosure · report date 2005-04-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,251,362

F2: These securities are owned by Fleet National Bank and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of Fleet National Bank. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote1,765,405 Reported balance Holding disclosure · report date 2005-04-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,765,405

F3: These securities are owned by Banc of America Strategic Solutions, Inc. and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by Bank of America, N.A., the owner of Banc of America Strategic Solutions, Inc., by NB Holdings Corporation, the 100% owner of Bank of America, N.A., and by Bank of America Corporation, the 100% owner of NB Holdings Corporation. Bank of America, N.A., Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned by Bank of America, N.A. and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by NB Holdings Corporation, the 100% owner of Bank of America, N.A., and by Bank of America Corporation, the 100% owner of NB Holdings Corporation. Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F2: These securities are owned by Fleet National Bank and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of Fleet National Bank. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F3: These securities are owned by Banc of America Strategic Solutions, Inc. and were acquired as part of the financial restructuring of the Issuer's outstanding indebtedness. These securities may be deemed to be indirectly owned by Bank of America, N.A., the owner of Banc of America Strategic Solutions, Inc., by NB Holdings Corporation, the 100% owner of Bank of America, N.A., and by Bank of America Corporation, the 100% owner of NB Holdings Corporation. Bank of America, N.A., Bank of America Corporation and NB Holdings Corporation disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F4: These securities are owned by Banc of America Securities LLC. These securities may be deemed to be indirectly owned by NationsBank Montgomery Holdings Corporation, the 100% owner of Banc of America Securities LLC, NB Holdings Corporation, the 100% owner of NationsBank Montgomery Holdings Corporation and Bank of America Corporation, the 100% owner of NB Holdings Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation and Bank of America Corporation disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Steel Connect LLC

Report date November 12, 2004 · Filed November 16, 2004

Jointly reported with BANK OF AMERICA CORP /DE/, BANKAMERICA INVESTMENT CORP

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectsee footnote2,914,946 Reported balance After 2004-11-12 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2004-11-12 · Sale · Disposed 60,471 · Balance 2,914,946

F1: These securities are owned by BankAmerica Investment Corporation, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of BankAmerica Investment Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote2,871,938 Reported balance After 2004-11-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2004-11-15 · Sale · Disposed 43,008 · Balance 2,871,938

F1: These securities are owned by BankAmerica Investment Corporation, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of BankAmerica Investment Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote15,717 Reported balance Holding disclosure · report date 2004-11-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,717

F2: These securities are owned by FSC Corp. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of FSC Corp. Bank of America Corporation dislcaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote0 Reported balance Holding disclosure · report date 2004-11-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 0

F3: Fleet National Bank, as trustee of both the Abegail L. Moore Trust and the Alexander S. Moore Trust, is a member of the Section 13(d) "group" along with certain other stockholders of the Issuer. Fleet National Bank does not have a pecuniary interest in any shares of the Issuer.

Common StockSEC Table I · non-derivativeIndirectsee footnote68,074 Reported balance Holding disclosure · report date 2004-11-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 68,074

F4: These securities are beneficially owned by BAS Capital Funding Corporation. These securities may be deemed to be indirectly owned by Bank of America Corporation, by virtue of its 100% ownership of BAS Capital Funding Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectsee footnote26,440 Reported balance Holding disclosure · report date 2004-11-12 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,440

F5: These securities are owned by Banc of America Securities LLC. Banc of America Securities LLC is a wholly-owned subsidiary of NationsBank Montgomery Holdings Corporation, which is a wholly-owned subsidiary of NB Holdings Corporation, which is a wholly-owned subisidary of Bank of America Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation, and Bank of America Corporation disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned by BankAmerica Investment Corporation, which is a member of a "group" with other stockholders of the Issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of BankAmerica Investment Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F2: These securities are owned by FSC Corp. These securities may be deemed to be indirectly owned by Bank of America Corporation by virtue of Bank of America Corporation's 100% ownership of FSC Corp. Bank of America Corporation dislcaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F3: Fleet National Bank, as trustee of both the Abegail L. Moore Trust and the Alexander S. Moore Trust, is a member of the Section 13(d) "group" along with certain other stockholders of the Issuer. Fleet National Bank does not have a pecuniary interest in any shares of the Issuer.

F4: These securities are beneficially owned by BAS Capital Funding Corporation. These securities may be deemed to be indirectly owned by Bank of America Corporation, by virtue of its 100% ownership of BAS Capital Funding Corporation. Bank of America Corporation disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

F5: These securities are owned by Banc of America Securities LLC. Banc of America Securities LLC is a wholly-owned subsidiary of NationsBank Montgomery Holdings Corporation, which is a wholly-owned subsidiary of NB Holdings Corporation, which is a wholly-owned subisidary of Bank of America Corporation. NationsBank Montgomery Holdings Corporation, NB Holdings Corporation, and Bank of America Corporation disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2004 Filed Aug 10, 2004 13:23 UTC Amendment NeuroMetrix, Inc. NURO · Entity 14008 Disposition to issuerSeries D Convertible Preferred Stock · Derivative 1,111,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001297872-04-000004 · primary_doc.xml · derivative · entry 4

BancBoston Ventures, Inc. · CIK 0001297872 · 10% owner

Fleet National Bank · CIK 0001292806 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 345,515 shares

Expires not disclosed

F1 · derivative.exercise_price: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

F1 · price: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

F1 · derivative.exercise_date: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

F1 · derivative.expiration_date: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

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July 27, 2004 Filed Aug 10, 2004 13:23 UTC Amendment NeuroMetrix, Inc. NURO · Entity 14008 ConversionCommon Stock 173,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001297872-04-000004 · primary_doc.xml · nonDerivative · entry 3

BancBoston Ventures, Inc. · CIK 0001297872 · 10% owner

Fleet National Bank · CIK 0001292806 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Read SEC document
July 27, 2004 Filed Aug 10, 2004 13:23 UTC Amendment NeuroMetrix, Inc. NURO · Entity 14008 ConversionCommon Stock 416,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001297872-04-000004 · primary_doc.xml · nonDerivative · entry 2

BancBoston Ventures, Inc. · CIK 0001297872 · 10% owner

Fleet National Bank · CIK 0001292806 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Read SEC document
July 27, 2004 Filed Aug 10, 2004 13:23 UTC Amendment NeuroMetrix, Inc. NURO · Entity 14008 ConversionCommon Stock 345,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001297872-04-000004 · primary_doc.xml · nonDerivative · entry 1

BancBoston Ventures, Inc. · CIK 0001297872 · 10% owner

Fleet National Bank · CIK 0001292806 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of preferred stock of the Issuer were automatically converted to common stock upon the closing of the Issuer's initial public offering on July 27, 2004.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.