Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | 10% owner | May 28, 2021 | June 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date May 28, 2021 · Filed June 02, 2021
Jointly reported with DRAPER ASSOCIATES L P, Draper Fisher Jurvetson Fund VIII L P, Draper Fisher Jurvetson Fund VIII Partners, L.P., DFJ Fund VIII, Ltd., DRAPER FISHER JURVETSON PARTNERS VIII LLC, Draper Associates Riskmasters Fund II, LLC, Draper Associates Riskmasters Fund III, LLC, Fisher John H N
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P. | 283,434 |
Reported balance
After 2021-05-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-28 · Other · Acquired 283,434 · Balance 283,434 F4: Represents Class A Common Stock of the Issuer held by DALP. F1: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund VIII, L.P. | 0 |
Reported balance
After 2021-05-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-05-28 · Other · Disposed 3,290,530 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund VIII Partners, L.P. | 0 |
Last balance in matching sequence
After 2021-05-28 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-05-28 · Other · Acquired 252,318 · Balance 252,318 F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2021-05-28 · Other · Disposed 252,318 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy DFJ Fund VIII, Ltd. | 0 |
Last balance in matching sequence
After 2021-05-28 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2021-05-28 · Other · Acquired 252,318 · Balance 252,318 F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2021-05-28 · Other · Disposed 252,318 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Partners VIII, LLC | 0 |
Reported balance
After 2021-05-28 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-05-28 · Other · Disposed 73,123 · Balance 0 F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members. F3: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund II, LLC | 4,909 |
Reported balance
After 2021-05-28 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-05-28 · Other · Acquired 4,909 · Balance 4,909 F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F8: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund III, LLC | 4,148 |
Reported balance
After 2021-05-28 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-05-28 · Other · Acquired 4,148 · Balance 4,148 F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F9: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectTimothy C. Draper | 348,579 |
Reported balance
After 2021-05-28 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-05-28 · Other · Acquired 348,579 · Balance 348,579 F13: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). F11: These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III. |
| Class A Common StockSEC Table I · non-derivative | IndirectJohn H. N. Fisher | 76,758 |
Reported balance
After 2021-05-28 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-05-28 · Other · Acquired 76,758 · Balance 76,758 F14: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. F12: These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: Represents Class A Common Stock of the Issuer held by DALP.
F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners.
F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII.
F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members.
F8: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III.
F11: These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III.
F12: These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC.
F13: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9).
F14: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Section 16 reporting ended · disclosed 2018-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy DALP | 0 |
Last balance in matching sequence
After 2018-06-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-06-12 · Conversion · Acquired 1,170,740 · Balance 1,170,740 F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 2 · 2018-06-12 · Other · Disposed 1,170,740 · Balance 0 F3: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners. F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy DALP | 0 |
Reported balance
After 2018-06-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-12 · Conversion · Disposed 1,170,740 · Balance 0 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP).
F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Redfin Corp
Report date August 02, 2017 · Filed August 02, 2017
Jointly reported with Draper Fisher Jurvetson Fund IX LP, Fisher John H N, Jurvetson Stephen T, Draper Fisher Jurvetson Partners IX, LLC
Section 16 reporting ended · disclosed 2017-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 6,771,743 |
Last balance in matching sequence
After 2017-08-02 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2017-08-02 · Conversion · Acquired 6,109,256 · Balance 6,135,371 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2017-08-02 · Conversion · Acquired 224,354 · Balance 6,359,725 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2017-08-02 · Conversion · Acquired 214,025 · Balance 6,573,750 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2017-08-02 · Conversion · Acquired 197,993 · Balance 6,771,743 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 183,503 |
Last balance in matching sequence
After 2017-08-02 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2017-08-02 · Conversion · Acquired 165,553 · Balance 166,260 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2017-08-02 · Conversion · Acquired 6,079 · Balance 172,339 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2017-08-02 · Conversion · Acquired 5,799 · Balance 178,138 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2017-08-02 · Conversion · Acquired 5,365 · Balance 183,503 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P | 217,492 |
Reported balance
After 2017-08-02 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-08-02 · Conversion · Acquired 217,492 · Balance 217,492 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P. | 225,479 |
Reported balance
After 2017-08-02 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-08-02 · Conversion · Acquired 7,987 · Balance 225,479 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund II, LLC | 7,619 |
Reported balance
After 2017-08-02 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2017-08-02 · Conversion · Acquired 7,619 · Balance 7,619 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund III, LLC | 7,977 |
Reported balance
After 2017-08-02 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2017-08-02 · Conversion · Acquired 7,048 · Balance 7,977 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-08-02 · Conversion · Disposed 6,109,256 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-08-02 · Conversion · Disposed 224,354 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-08-02 · Conversion · Disposed 214,025 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Fund IX, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-08-02 · Conversion · Disposed 197,993 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-08-02 · Conversion · Disposed 165,553 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-08-02 · Conversion · Disposed 6,079 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-08-02 · Conversion · Disposed 5,799 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Fisher Jurvetson Partners IX, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-08-02 · Conversion · Disposed 5,365 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-08-02 · Conversion · Disposed 217,492 · Balance 0 F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates, L.P. | 0 |
Reported balance
After 2017-08-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-08-02 · Conversion · Disposed 7,987 · Balance 0 F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates Riskmasters Fund II, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-08-02 · Conversion · Disposed 7,619 · Balance 0 F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy Draper Associates Riskmasters Fund III, LLC | 0 |
Reported balance
After 2017-08-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-08-02 · Conversion · Disposed 7,048 · Balance 0 F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
F2: These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F4: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F5: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F6: These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SOLARCITY CORP
Report date November 21, 2016 · Filed November 23, 2016
Jointly reported with Fisher John H N, Jurvetson Stephen T, Draper Fisher Jurvetson Fund IX LP, Draper Fisher Jurvetson Partners IX, LLC, Draper Fisher Jurvetson Fund X, L.P., Draper Fisher Jurvetson Partners X, LLC, DRAPER ASSOCIATES L P, DRAPER FISHER JURVETSON GROWTH FUND 2006 LP, DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC
Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-21 · Disposition to issuer · Disposed 826,745 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-21 · Disposition to issuer · Disposed 260,838 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-11-21 · Disposition to issuer · Disposed 1,653,952 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-11-21 · Disposition to issuer · Disposed 7,970 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-11-21 · Disposition to issuer · Disposed 22,403 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-11-21 · Disposition to issuer · Disposed 136,138 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-11-21 · Disposition to issuer · Disposed 399,383 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-11-21 · Disposition to issuer · Disposed 518 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-11-21 · Disposition to issuer · Disposed 319 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2016-11-21 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-11-21 · Disposition to issuer · Disposed 401,053 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee. F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2016-11-21 · Disposition to issuer · Disposed 24,388 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2016-11-21 · Disposition to issuer · Disposed 6,776 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2016-11-21 · Disposition to issuer · Disposed 500 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F20: These shares are held by the reporting person as custodian for a minor child. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-21 · Disposition to issuer · Disposed 30,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-11-21 · Disposition to issuer · Disposed 3,500 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-11-21 · Disposition to issuer · Disposed 5,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-11-21 · Disposition to issuer · Disposed 1,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC.
F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee.
F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC.
F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X.
F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.
F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P.
F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F20: These shares are held by the reporting person as custodian for a minor child.
F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 83,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members. F10 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members. F9 · ownership.nature: Shares held by Growth Fund 2006 Partners. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 83,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,637 F8 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund. F8 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund. F9 · ownership.nature: Shares held by Growth Fund 2006 Partners. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 44,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Partners Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 44,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 3 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Partners Disclosed balance after: 44,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 556,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 2 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Fund Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 556,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Fund Disclosed balance after: 556,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 12,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 16 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,771,926 Underlying: Class A Common Stock · 12,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 466,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 15 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,784,552 Underlying: Class A Common Stock · 466,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 33,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 14 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,250,608 Underlying: Class A Common Stock · 33,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,490,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 13 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,283,725 Underlying: Class A Common Stock · 1,490,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 100,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 12 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 100,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 11 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,933 F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F15 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 358,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 10 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 358,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 9 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 358,542 F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 12,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 0 F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 12,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 12,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 0 F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 466,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 33,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 33,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 3 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 33,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 1,490,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 2 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,490,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 1,490,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 12,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 16 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,774,154 Underlying: Class A Common Stock · 12,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 466,056 of these shares are owned directly by Fund IX, 1,490,429 of these shares are owned directly by Fund VIII, 12,626 of these shares are owned directly by Partners IX, 33,117 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 466,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 15 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,786,784 Underlying: Class A Common Stock · 466,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 33,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 14 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,252,840 Underlying: Class A Common Stock · 33,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,490,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 13 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,285,961 Underlying: Class A Common Stock · 1,490,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 102,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 12 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 102,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 11 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 102,975 F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F15 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 368,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 10 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 368,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 9 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 368,647 F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 12,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 0 F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 12,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 12,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 0 F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 466,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 33,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 33,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 3 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 33,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 1,490,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 2 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,490,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 1,490,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 12,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · derivative · entry 16 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,776,389 Underlying: Class A Common Stock · 12,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 932,112 of these shares are owned directly by Fund IX, 2,980,857 of these shares are owned directly by Fund VIII, 25,256 of these shares are owned directly by Partners IX, 66,238 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 466,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · derivative · entry 15 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,789,019 Underlying: Class A Common Stock · 466,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 33,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · derivative · entry 14 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,255,075 Underlying: Class A Common Stock · 33,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,490,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · derivative · entry 13 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,288,196 Underlying: Class A Common Stock · 1,490,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 106,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 11 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 106,925 F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F15 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 372,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 10 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 372,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 9 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 372,804 F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 12,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 0 F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 12,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 12,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 0 F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 466,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:02 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 33,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059338 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.