organization · Reporting owner
DRAPER ASSOCIATES L P
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | 10% owner | May 28, 2021 | June 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date May 28, 2021 · Filed June 02, 2021
Jointly reported with Draper Fisher Jurvetson Fund VIII L P, Draper Fisher Jurvetson Fund VIII Partners, L.P., DFJ Fund VIII, Ltd., DRAPER FISHER JURVETSON PARTNERS VIII LLC, Draper Associates Riskmasters Fund II, LLC, Draper Associates Riskmasters Fund III, LLC, DRAPER TIMOTHY C, Fisher John H N
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates, L.P. | 283,434 |
Reported balance
After 2021-05-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-28 · Other · Acquired 283,434 · Balance 283,434 F4: Represents Class A Common Stock of the Issuer held by DALP. F1: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund VIII, L.P. | 0 |
Reported balance
After 2021-05-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-05-28 · Other · Disposed 3,290,530 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Fund VIII Partners, L.P. | 0 |
Last balance in matching sequence
After 2021-05-28 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-05-28 · Other · Acquired 252,318 · Balance 252,318 F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2021-05-28 · Other · Disposed 252,318 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy DFJ Fund VIII, Ltd. | 0 |
Last balance in matching sequence
After 2021-05-28 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2021-05-28 · Other · Acquired 252,318 · Balance 252,318 F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2021-05-28 · Other · Disposed 252,318 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Fisher Jurvetson Partners VIII, LLC | 0 |
Reported balance
After 2021-05-28 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-05-28 · Other · Disposed 73,123 · Balance 0 F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members. F3: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund II, LLC | 4,909 |
Reported balance
After 2021-05-28 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-05-28 · Other · Acquired 4,909 · Balance 4,909 F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F8: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Draper Associates Riskmasters Fund III, LLC | 4,148 |
Reported balance
After 2021-05-28 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-05-28 · Other · Acquired 4,148 · Balance 4,148 F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F9: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectTimothy C. Draper | 348,579 |
Reported balance
After 2021-05-28 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-05-28 · Other · Acquired 348,579 · Balance 348,579 F13: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). F11: These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III. |
| Class A Common StockSEC Table I · non-derivative | IndirectJohn H. N. Fisher | 76,758 |
Reported balance
After 2021-05-28 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-05-28 · Other · Acquired 76,758 · Balance 76,758 F14: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. F12: These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: Represents Class A Common Stock of the Issuer held by DALP.
F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners.
F6: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII.
F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members.
F8: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F10: Represents Class A Common Stock of the Issuer held by DARF II and DARF III.
F11: These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III.
F12: These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC.
F13: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9).
F14: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Section 16 reporting ended · disclosed 2018-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy DALP | 0 |
Last balance in matching sequence
After 2018-06-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-06-12 · Conversion · Acquired 1,170,740 · Balance 1,170,740 F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 2 · 2018-06-12 · Other · Disposed 1,170,740 · Balance 0 F3: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners. F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy DALP | 0 |
Reported balance
After 2018-06-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-12 · Conversion · Disposed 1,170,740 · Balance 0 F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP).
F2: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
SOLARCITY CORP
Report date November 21, 2016 · Filed November 23, 2016
Jointly reported with Fisher John H N, DRAPER TIMOTHY C, Jurvetson Stephen T, Draper Fisher Jurvetson Fund IX LP, Draper Fisher Jurvetson Partners IX, LLC, Draper Fisher Jurvetson Fund X, L.P., Draper Fisher Jurvetson Partners X, LLC, DRAPER FISHER JURVETSON GROWTH FUND 2006 LP, DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC
Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-21 · Disposition to issuer · Disposed 826,745 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-21 · Disposition to issuer · Disposed 260,838 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-11-21 · Disposition to issuer · Disposed 1,653,952 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-11-21 · Disposition to issuer · Disposed 7,970 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-11-21 · Disposition to issuer · Disposed 22,403 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-11-21 · Disposition to issuer · Disposed 136,138 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-11-21 · Disposition to issuer · Disposed 399,383 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-11-21 · Disposition to issuer · Disposed 518 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-11-21 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-11-21 · Disposition to issuer · Disposed 319 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2016-11-21 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-11-21 · Disposition to issuer · Disposed 401,053 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee. F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2016-11-21 · Disposition to issuer · Disposed 24,388 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2016-11-21 · Disposition to issuer · Disposed 6,776 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-11-21 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2016-11-21 · Disposition to issuer · Disposed 500 · Balance 0 F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement. F20: These shares are held by the reporting person as custodian for a minor child. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-21 · Disposition to issuer · Disposed 30,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-11-21 · Disposition to issuer · Disposed 3,500 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-11-21 · Disposition to issuer · Disposed 5,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 | Direct | 0 |
Reported balance
After 2016-11-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-11-21 · Disposition to issuer · Disposed 1,000 · Balance 0 F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
F2: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
F3: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
F4: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
F5: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
F6: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC.
F7: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
F8: These shares are owned directly by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee.
F9: Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC.
F10: John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X.
F11: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
F12: The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F13: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F14: Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F15: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.
F16: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P.
F17: These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F18: These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F19: These shares are owned directly by the Fisher/Caldwell 2012 Irrevocable Children's Trust U/A/D 6-12-12 of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
F20: These shares are held by the reporting person as custodian for a minor child.
F21: Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 76,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 11 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · John H. N. Fisher Disclosed balance after: 76,758 F14 · kind: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. F14 · price: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. F14 · balance_after: Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. F12 · ownership.nature: These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 348,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 10 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Timothy C. Draper Disclosed balance after: 348,579 F13 · kind: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). F13 · price: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). F13 · balance_after: Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). F11 · ownership.nature: These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 4,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 9 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund III, LLC Disclosed balance after: 4,148 F10 · kind: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · shares: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · price: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · acquired: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · balance_after: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F9 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 4,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 8 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund II, LLC Disclosed balance after: 4,909 F10 · kind: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · shares: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · price: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · acquired: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F10 · balance_after: Represents Class A Common Stock of the Issuer held by DARF II and DARF III. F8 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 73,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 7 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 252,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 6 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DFJ Fund VIII, Ltd. Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 252,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 5 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DFJ Fund VIII, Ltd. Disclosed balance after: 252,318 F6 · kind: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F6 · price: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 252,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 4 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII Partners, L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 252,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 3 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII Partners, L.P. Disclosed balance after: 252,318 F6 · kind: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F6 · price: Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 3,290,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 2 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 12:53 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass A Common Stock | 283,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-021517 · doc4.xml · nonDerivative · entry 1 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Fisher Jurvetson Fund VIII Partners, L.P. · CIK 0001476646 · 10% owner DFJ Fund VIII, Ltd. · CIK 0001476644 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 283,434 F4 · kind: Represents Class A Common Stock of the Issuer held by DALP. F4 · shares: Represents Class A Common Stock of the Issuer held by DALP. F4 · price: Represents Class A Common Stock of the Issuer held by DALP. F4 · acquired: Represents Class A Common Stock of the Issuer held by DALP. F4 · balance_after: Represents Class A Common Stock of the Issuer held by DALP. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 4,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · derivative · entry 10 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund III, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 4,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F6 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · derivative · entry 9 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund II, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F5 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 283,434 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · derivative · entry 6 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 283,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 4,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · nonDerivative · entry 5 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund III, LLC Disclosed balance after: 4,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · nonDerivative · entry 4 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund II, LLC Disclosed balance after: 4,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 283,434 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · nonDerivative · entry 1 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 283,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 17, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 73,123 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · derivative · entry 8 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 73,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 17, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,290,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · derivative · entry 7 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 3,290,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. and DFJ VIII, Ltd) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 17, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 73,123 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · nonDerivative · entry 3 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 73,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 17, 2021 Filed May 19, 2021 14:30 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 3,290,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019893 · doc4.xml · nonDerivative · entry 2 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 3,290,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. and DFJ VIII, Ltd) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Preferred Stock · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 24 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 1,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Prime Preferred Stock · Derivative | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 23 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 1,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries C Preferred Stock · Derivative | 23,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 22 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 23,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries B Preferred Stock · Derivative | 28,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 21 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 28,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries A Preferred Stock · Derivative | 28,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 20 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 28,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 19 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 73,123 Underlying: Class A Common Stock · 9,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Preferred Stock · Derivative | 55,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 18 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 55,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Prime Preferred Stock · Derivative | 46,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 17 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 46,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries C Preferred Stock · Derivative | 1,074,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 16 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,074,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries B Preferred Stock · Derivative | 1,275,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 15 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,275,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries A Preferred Stock · Derivative | 1,265,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 14 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,265,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Prime Preferred Stock · Derivative | 4,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 13 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund III, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 4,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F7 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries D Preferred Stock · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 12 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates Riskmasters Fund II, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F6 · ownership.nature: These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 426,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 11 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 3,290,530 Underlying: Class A Common Stock · 426,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries C Preferred Stock · Derivative | 95,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 10 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 95,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries B Preferred Stock · Derivative | 113,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 9 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 113,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionSeries A Preferred Stock · Derivative | 112,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 8 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 112,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F5 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 37,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · derivative · entry 7 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 283,434 Underlying: Class A Common Stock · 37,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 9,474 | $20.00 | $189,480.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 6 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 0 F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 5 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Partners VIII, LLC Disclosed balance after: 9,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 426,316 | $20.00 | $8,526,320.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 4 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 0 F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 426,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 3 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Fisher Jurvetson Fund VIII, L.P. Disclosed balance after: 426,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 37,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 2 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 37,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 11, 2020 Filed Feb 16, 2021 12:55 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 37,895 | $20.00 | $757,900.00 |
DisclosureSEC source: 0001106255-21-000004 · wf-form4_161349809893489.xml · nonDerivative · entry 1 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner Draper Associates Riskmasters Fund II, LLC · CIK 0001565284 · 10% owner Draper Associates Riskmasters Fund III, LLC · CIK 0001565224 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Draper Associates, L.P. Disclosed balance after: 0 F1 · ownership.nature: These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:20 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,170,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037618 · doc4.xml · derivative · entry 3 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DALP Disclosed balance after: 0 Underlying: Class A Common Stock · 1,170,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:20 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 1,170,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-037618 · doc4.xml · nonDerivative · entry 2 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DALP Disclosed balance after: 0 F3 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners. F3 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners. F2 · ownership.nature: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:20 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,170,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-037618 · doc4.xml · nonDerivative · entry 1 DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DALP Disclosed balance after: 1,170,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP). F2 · ownership.nature: The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 44,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · derivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,170,740 Underlying: Class A Common Stock · 44,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: Shares held by DALP. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 556,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · derivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,215,708 Underlying: Class A Common Stock · 556,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.