Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | President and CEO of OWG | June 02, 2021 | June 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date June 02, 2021 · Filed June 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,699.4868 |
Reported balance
After 2021-06-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-06-02 · Exercise / conversion · Acquired 56,936 · Balance 75,699.4868 |
| Common StockSEC Table I · non-derivative | Direct | 18,763.4868 |
Reported balance
After 2021-06-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-06-02 · Sale · Disposed 56,936 · Balance 18,763.4868 |
| Common StockSEC Table I · non-derivative | Direct | 73,878.4848 |
Reported balance
After 2021-06-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-06-02 · Exercise / conversion · Acquired 55,115 · Balance 73,878.4848 |
| Common StockSEC Table I · non-derivative | Direct | 18,763.4868 |
Reported balance
After 2021-06-02 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2021-06-02 · Sale · Disposed 55,115 · Balance 18,763.4868 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.00 · Expires 2024-02-23 | Direct | 0 |
Reported balance
After 2021-06-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-02 · Exercise / conversion · Disposed 56,936 · Balance 0 F1: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.84 · Expires 2025-02-22 | Direct | 0 |
Reported balance
After 2021-06-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-02 · Exercise / conversion · Disposed 55,115 · Balance 0 F2: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.
F2: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008215 · form4.xml · derivative · entry 2 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,152 Underlying: Common Stock · 5,124 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 49,967 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0001127602-17-008215 · form4.xml · derivative · entry 1 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,967 Underlying: Common Stock · 49,967 shares Expires 2027-02-21 F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:45 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,023 | $0.00 Strike: $26.07 | $0.00 |
DisclosureSEC source: 0001127602-17-004618 · form4.xml · derivative · entry 3 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,023 shares Expires 2018-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in four equal installments on February 26th of 2009, 2010, 2011 and 2012. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:45 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 2,023 | $70.07 | $141,743.52 |
DisclosureSEC source: 0001127602-17-004618 · form4.xml · nonDerivative · entry 2 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,612.1498 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:45 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004618 · form4.xml · nonDerivative · entry 1 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,635.1498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 10,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070260 · form4.xml · derivative · entry 3 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,028 Underlying: Common Stock · 10,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,894 | $68.98 | $337,588.12 |
DisclosureSEC source: 0001127602-16-070260 · form4.xml · nonDerivative · entry 2 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,612.1498 F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 10,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070260 · form4.xml · nonDerivative · entry 1 McDonald Scott · CIK 0001594473 · President and CEO of OWG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,506.1498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013. F2 · balance_after: Includes dividend reinvestment shares acquired on May 13, 2016, August 15, 2016, and November 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.