Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Element Solutions IncESI · Entity 3625 | Director | June 08, 2021 | June 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Element Solutions Inc
Report date June 08, 2021 · Filed June 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 337,980 |
Reported balance
After 2021-06-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-08 · Exercise / conversion · Acquired 9,141 · Balance 337,980 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2: Includes 45 shares of the Issuer's common stock acquired through dividend reinvestments. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-06-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-08 · Exercise / conversion · Disposed 9,141 · Balance 0 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.
F2: Includes 45 shares of the Issuer's common stock acquired through dividend reinvestments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 21, 2019 19:07 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 1,863 | $11.34 | $21,126.42 |
DisclosureSEC source: 0001590714-19-000027 · wf-form4_155079401338506.xml · nonDerivative · entry 2 Benson Scot · CIK 0001668767 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,264 F2 · shares: This number represents shares of the Issuer's common stock withheld to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:07 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 7,317 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000027 · wf-form4_155079401338506.xml · derivative · entry 3 Benson Scot · CIK 0001668767 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,633 Underlying: Common Stock · 7,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · shares: This transaction represents the settlement of 7,317 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:07 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000027 · wf-form4_155079401338506.xml · nonDerivative · entry 1 Benson Scot · CIK 0001668767 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of 7,317 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 16:09 UTC | Element Solutions Inc ESI · Entity 3625 | GrantPerformance Stock Units · Derivative | 681,818 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000015 · wf-form4_154905533120893.xml · derivative · entry 1 Benson Scot · CIK 0001668767 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,818 Underlying: Common Stock · 681,818 shares Expires not disclosed F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:54 UTC | Element Solutions Inc PAH · Entity 3625 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,425 | $7.95 Strike: $7.95 | $162,378.75 |
DisclosureSEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · derivative · entry 3 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,212 Underlying: Common Stock, par value $0.01 per share · 20,425 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These options vested and became exercisable in annual 1/3 increments on March 16 of each year following the grant date of March 16, 2016. 1/3 of the option grant remains outstanding. F2 · derivative.exercise_date: These options vested and became exercisable in annual 1/3 increments on March 16 of each year following the grant date of March 16, 2016. 1/3 of the option grant remains outstanding. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:54 UTC | Element Solutions Inc PAH · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 16,071 | $11.03 | $177,263.13 |
DisclosureSEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · nonDerivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,810 F1 · shares: Represents a net exercise of outstanding stock options. The reporting person received 4,354 shares of the Issuer's common stock on net exercise to purchase 20,425 shares. 16,071 shares were delivered to cover payment of the exercise price and tax withholdings. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:54 UTC | Element Solutions Inc PAH · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 20,425 | $7.95 | $162,378.75 |
DisclosureSEC source: 0001590714-18-000123 · wf-form4_154223245238810.xml · nonDerivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 16:05 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 6,000 | $12.56 | $75,360.00 |
DisclosureSEC source: 0001590714-18-000102 · wf-form4_153514110040278.xml · nonDerivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,456 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 21:00 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 21,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000024 · wf-form4_151926478737671.xml · derivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,950 Underlying: Common Stock · 21,950 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 1/3 of these RSUs will vest annually on February 19 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 21:00 UTC | Element Solutions Inc PAH · Entity 3625 | GrantPerformance Stock Units · Derivative | 43,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000024 · wf-form4_151926478737671.xml · derivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,904 Underlying: Common Stock · 43,904 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 19, 2021, subject to the achievement by the Issuer of certain adjusted EBITDA goals. The number of shares reported in column 7 will range from zero to a maximum number of 87,808 shares. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 16:17 UTC | Element Solutions Inc PAH · Entity 3625 | ConversionConvertible Shares of Platform Delaware Holdings, Inc. · Derivative | 68,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · derivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Tartan Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 68,533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · shares: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · derivative.exercise_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · derivative.expiration_date: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F1 · balance_after: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. F2 · balance_after: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock. F2 · ownership.nature: The reporting person holds membership interests in Tartan. Tartan, after giving effect to the conversion described in footnote (1) above, holds 4,496,098 shares of PDH common stock. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 16:17 UTC | Element Solutions Inc PAH · Entity 3625 | ConversionCommon Stock | 68,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000136 · wf-form4_150421065968907.xml · nonDerivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 31, 2017, 68,533 shares of common stock of the Issuer were issued to the reporting person upon conversion of 68,533 shares of common stock of Platform Delaware Holdings, Inc., a direct subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). Shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of common stock of the Issuer. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC | Element Solutions Inc PAH · Entity 3625 | GrantStock Option (Right to Buy) · Derivative | 24,794 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 4 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,794 Underlying: Common Stock · 24,794 shares Expires not disclosed F4 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. F4 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 11,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 3 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,279 Underlying: Common Stock · 11,279 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:09 UTC | Element Solutions Inc PAH · Entity 3625 | GrantPerformance Stock Units · Derivative | 22,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000029 · wf-form4_148789852793492.xml · derivative · entry 2 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,556 Underlying: Common Stock · 22,556 shares Expires not disclosed F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 56,390 shares. Read SEC document |
| March 16, 2015 Filed Feb 9, 2018 17:02 UTC | Element Solutions Inc PAH · Entity 3625 | GrantPerformance Stock Units · Derivative | 18,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-18-000008 · wf-form5_151821371111302.xml · derivative · entry 1 Benson Scot · CIK 0001668767 · President - Perf. Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342 Underlying: Common Stock · 18,342 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock and will vest on March 17, 2018 (the "Vesting Date"), if and only if (i) as to 50% of the PRSUs, the Issuer's earnings per share ("EPS") for the year ended December 31, 2017 equaled or exceeded a certain EPS target, and (ii) as to 50% of the PRSUs, shares of the Issuer's common stock meets a certain volume weighted average price per share for a certain measurement period ending prior to the Vesting Date, in each case subject to adjustments by the Issuer's compensation committee. F2 · kind: A3. These PRSUs were inadvertently omitted from the Registrant's Form 3 filed on April 8, 2016. F1 · derivative.exercise_date: Each performance stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock and will vest on March 17, 2018 (the "Vesting Date"), if and only if (i) as to 50% of the PRSUs, the Issuer's earnings per share ("EPS") for the year ended December 31, 2017 equaled or exceeded a certain EPS target, and (ii) as to 50% of the PRSUs, shares of the Issuer's common stock meets a certain volume weighted average price per share for a certain measurement period ending prior to the Vesting Date, in each case subject to adjustments by the Issuer's compensation committee. F1 · derivative.expiration_date: Each performance stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock and will vest on March 17, 2018 (the "Vesting Date"), if and only if (i) as to 50% of the PRSUs, the Issuer's earnings per share ("EPS") for the year ended December 31, 2017 equaled or exceeded a certain EPS target, and (ii) as to 50% of the PRSUs, shares of the Issuer's common stock meets a certain volume weighted average price per share for a certain measurement period ending prior to the Vesting Date, in each case subject to adjustments by the Issuer's compensation committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.