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person · Reporting owner

Hawkins Joseph O.

Disclosed activity across 1 company

Tapewire entity
138230
SEC CIK
0001705405

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOUNDTHINKING, INC.SSTI · Entity 361Sr. VP OperationsJune 11, 2021June 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOUNDTHINKING, INC.

Report date June 11, 2021 · Filed June 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,230 Reported balance After 2021-06-11 transaction · row 1
1 source row

Row 1 · 2021-06-11 · Sale · Disposed 137 · Balance 44,230

F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees

F2: The shares were sold at prices ranging from $38.00 to $38.515. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees

F2: The shares were sold at prices ranging from $38.00 to $38.515. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2019 Filed Feb 20, 2019 22:58 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 611 $30.54 $18,661.35
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,970

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $30.40 to $30.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 400 $29.59 $11,835.00
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,581

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $29.29 to $29.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 900 $28.36 $25,520.49
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,981

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $28.17 to $28.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2018 Filed Aug 16, 2018 20:01 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 1,911 $39.80 $76,062.58
Disclosure

SEC source: 0001209191-18-047016 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,881

F1 · price: The shares were sold at prices ranging from $39.2401 to $40.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 732 shares acquired on 6/13/2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:01 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 1,911 $22.04 $42,119.40
Disclosure

SEC source: 0001209191-18-019264 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,060

F1 · price: The shares were sold at prices ranging from $22.03 to $22.045. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:03 UTC SOUNDTHINKING, INC. SSTI · Entity 361 GrantCommon Stock 12,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007954 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,971

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,118

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,118

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 401 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

Read SEC document
August 16, 2017 Filed Oct 30, 2017 20:45 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,324 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-17-058331 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 1,324 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

Read SEC document
August 16, 2017 Filed Oct 30, 2017 20:45 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 4,412 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-17-058331 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,412 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
August 16, 2017 Filed Oct 30, 2017 20:45 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 1,324 $0.85 $1,125.40
Disclosure

SEC source: 0001209191-17-058331 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Oct 30, 2017 20:45 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 4,412 $0.68 $3,000.16
Disclosure

SEC source: 0001209191-17-058331 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.