Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | November 14, 2005 | November 15, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date November 14, 2005 · Filed November 15, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 76,394 |
Reported balance
After 2005-11-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-11-14 · Sale · Disposed 15,000 · Balance 76,394 F1: This amount includes 11,344 shares in 401K and 1538 shares in dividend reinvestment. F2: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 39,256 additional shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 11,344 shares in 401K and 1538 shares in dividend reinvestment.
F2: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 39,256 additional shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2003 Filed Jul 25, 2003 12:42 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,807 | $32.91 | $59,461.50 |
DisclosureSEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 12:42 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 517 | $64.40 | $33,294.80 |
DisclosureSEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,696 Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 12:42 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 1,013 | $32.91 | $33,333.98 |
DisclosureSEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.