Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | December 13, 2005 | December 14, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date December 13, 2005 · Filed December 14, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 65,458 |
Reported balance
After 2005-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-12-13 · Gift · Disposed 100 · Balance 65,458 F1: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. |
| CommonSEC Table I · non-derivative | IndirectOwned by Wife | 3,296 |
Reported balance
Holding disclosure · report date 2005-12-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,296 F2: Reporting person disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 21,970 shares in 401K and 4458 shares in SEIP.
F2: Reporting person disclaims beneficial ownership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2003 Filed Dec 30, 2003 16:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000543 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,752 F1 · balance_after: This amount includes 10,694 shares in 401K, 2100 shares in SEIP and 1795 shares in dividend reinvestment. Read SEC document |
| December 05, 2003 Filed Dec 30, 2003 16:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000543 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,802 Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 924 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · derivative · entry 3 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 924 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 424 | $58.28 | $24,710.72 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,662 F1 · balance_after: This amount includes 8711 shares in EIP-1, 1786 shares in 401K, 1874 shares in SEIP and 1678 shares in dividend reinvestment. In addition, 1,648 shares are held indirectly by wife. Read SEC document |
| July 14, 2003 Filed Jul 15, 2003 19:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 924 | $26.77 | $24,731.41 |
DisclosureSEC source: 0000018230-03-000282 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2003 Filed May 20, 2003 16:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000213 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,095 F1 · balance_after: This amount includes 8586 shares in EIP-1, 1373 shares in 401K, 1859 shares in SEIP and 1516 shares in dividend reinvestment. Also included in this amount are 1,648 shares held indirectly by wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.