Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman of the Corp. | December 13, 2005 | December 15, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 13, 2005 · Filed December 15, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,497 |
Reported balance
After 2005-12-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-12-13 · Grant · Acquired 23,497 · Balance 23,497 F1: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.64 · Expires 2015-11-27 | Direct | 62,384 |
Reported balance
After 2005-12-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-12-13 · Grant · Acquired 62,384 · Balance 62,384 F2: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.
F2: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2005 Filed Mar 30, 2005 16:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,500 | $109.52 | $1,040,440.00 |
DisclosureSEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,700 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 13,800 | $109.25 | $1,507,650.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 9 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150,000 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,300 | $109.26 | $360,558.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 8 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163,800 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $109.27 | $21,854.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 7 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167,100 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $109.28 | $109,280.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 6 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167,300 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,100 | $109.29 | $120,219.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 5 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168,300 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $109.30 | $76,510.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 4 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169,400 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,900 | $109.31 | $316,999.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 3 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170,100 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $109.32 | $76,524.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 2 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,000 Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,300 | $109.33 | $142,129.00 |
DisclosureSEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,700 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 75,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000755 · kaplaneep_ex.xml · derivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,186 Underlying: Common Stock · 75,186 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year). Read SEC document |
| October 06, 2004 Filed Oct 8, 2004 11:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000602 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,000 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 10:24 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 74,743 | $99.78 | $7,457,632.31 |
DisclosureSEC source: 0000769993-04-000043 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 97,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · derivative · entry 3 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 97,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 38,230 | $97.05 | $3,710,030.35 |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · nonDerivative · entry 2 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274,743 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 97,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312,973 F1 · price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 14:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 56,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000674 · kaplaneep_ex.xml · derivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,994 Underlying: Common Stock · 56,994 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F2 · derivative.expiration_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). Read SEC document |
| July 08, 2003 Filed Jul 10, 2003 09:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 12,903 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000470 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.