Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN SHARED HOSPITAL SERVICESAMS · Entity 8010 | Director | June 25, 2021 | June 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN SHARED HOSPITAL SERVICES
Report date June 25, 2021 · Filed June 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 89,816 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 1,000 · Balance 89,816 F1: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE"). |
Filing footnotes · ownership attribution and instrument terms
F1: THIS REPRESENTS AN AWARD OF RESTRICTED STOCK UNITS. EACH UNIT WILL ENTITLE THE REPORTING PERSON TO ONE SHARE OF THE ISSUER'S COMMON STOCK UPON VESTING. THE UNITS WILL VEST IN FULL UPON THE EARLIER OF (I) THE REPORTING PERSON'S COMPLETION OF ONE YEAR OF SERVICE MEASURED FROM JUNE 25, 2021, OR SUCH INDIVIDUAL'S CONTINUATION IN BOARD SERVICE THROUGH THE DAY IMMEDIATELY PRECEDING THE 2022 ANNUAL SHAREHOLDERS MEETING (THE "VESTING DATE").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionWarrants (right to purchase) · Derivative | 10,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · derivative · entry 3 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Tax withholdingCommon Stock | 5,093 | $4.32 | $22,001.76 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · nonDerivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,164 F2 · shares: This component of the cashless settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionCommon Stock | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 18:06 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001610616-17-000001 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,257 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| June 22, 2016 Filed Apr 25, 2017 20:18 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | SaleCommon Stock | 500 | $2.22 | $1,111.00 |
DisclosureSEC source: 0001610616-17-000003 · primary_doc.xml · nonDerivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,064 Read SEC document |
| August 27, 2015 Filed Apr 25, 2017 20:18 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | SaleCommon Stock | 8,600 | $2.07 | $17,822.64 |
DisclosureSEC source: 0001610616-17-000003 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,564 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.