Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Director · Executive Chair | June 29, 2021 | July 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date June 29, 2021 · Filed July 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2019 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 69,787 |
Reported balance
After 2021-06-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-29 · Grant · Acquired 430 · Balance 69,787 F1: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis. |
| 2020 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 90,245 |
Reported balance
After 2021-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-29 · Grant · Acquired 557 · Balance 90,245 F2: These securities are dividend equivalent rights in the form of 2020 Restricted Stock Units with respect to 2020 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2020 Restricted Stock Units (including any related dividend equivalent rights in the form of 2020 Restricted Stock Units) vest on January 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are dividend equivalent rights in the form of 2019 Restricted Stock Units with respect to 2019 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2019 Restricted Stock Units (including any related dividend equivalent rights in the form of 2019 Restricted Stock Units) vest on January 1, 2022, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.
F2: These securities are dividend equivalent rights in the form of 2020 Restricted Stock Units with respect to 2020 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2020 Restricted Stock Units (including any related dividend equivalent rights in the form of 2020 Restricted Stock Units) vest on January 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1-to-1 basis.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Johnson Controls International plc
Report date March 06, 2019 · Filed March 08, 2019
Section 16 reporting ended · disclosed 2019-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 29,236.03 |
Reported balance
After 2019-03-06 transaction · row 1
1 source rowRow 1 · 2019-03-06 · Tax withholding · Disposed 2,040 · Balance 29,236.03 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2018 Filed Jul 2, 2018 20:49 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Restricted Stock Units · Derivative | 411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-011051 · doc4.xml · derivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,880 Underlying: Common Stock · 411 shares Expires not disclosed F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:49 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-011051 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,058 Underlying: Common Stock · 332 shares Expires not disclosed F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:32 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Restricted Stock Units · Derivative | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-006901 · doc4.xml · derivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,469 Underlying: Common Stock · 410 shares Expires not disclosed F2 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · shares: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · price: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F2 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2018 Restricted Stock Units with respect to 2018 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:32 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-006901 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,726 Underlying: Common Stock · 330 shares Expires not disclosed F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 20:34 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Stock Option (Right to Buy) · Derivative | 351,170 | $0.00 Strike: $55.94 | $0.00 |
DisclosureSEC source: 0001225208-18-006224 · doc4.xml · derivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,170 Underlying: Common Stock · 351,170 shares Expires 2028-03-14 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 20:34 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Restricted Stock Units · Derivative | 70,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006224 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,059 Underlying: Common Stock · 70,059 shares Expires not disclosed F1 · derivative.exercise_price: The 2018 Restricted Stock Units convert to AIG Common Stock on a 1 to 1 basis. F2 · shares: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. F2 · derivative.exercise_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. F2 · derivative.expiration_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:27 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011224 · form4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,118 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 00:14 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,868 | $37.07 | $69,246.76 |
DisclosureSEC source: 0001127602-18-010808 · form4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,999 Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 21:42 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-019060 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,396 Underlying: Common Stock · 302 shares Expires not disclosed F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:32 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GiftCommon Stock | 19,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017221 · doc4.xml · nonDerivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,600 F1 · acquired: Represents the contribution by the Reporting Person's spouse to a trust of which the Reporting Person is a trustee and beneficiary. F2 · ownership.nature: Held in a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:32 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GiftCommon Stock | 19,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017221 · doc4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · acquired: Represents the contribution by the Reporting Person's spouse to a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:49 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-015599 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,094 Underlying: Common Stock · 299 shares Expires not disclosed F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:35 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GiftCommon Stock | 19,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013691 · doc4.xml · nonDerivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,600 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:35 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GiftCommon Stock | 19,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013691 · doc4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,400 Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 20:46 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 8,926 | $39.00 | $348,069.37 |
DisclosureSEC source: 0001127602-17-024883 · form4.xml · nonDerivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,819.18 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:46 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 449 | $38.85 | $17,441.41 |
DisclosureSEC source: 0001127602-17-024883 · form4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,746.18 Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:24 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-011764 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,795 Underlying: Common Stock · 276 shares Expires not disclosed F1 · derivative.exercise_price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · shares: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · price: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.exercise_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. F1 · derivative.expiration_date: These securities are dividend equivalent rights in the form of 2017 Restricted Stock Units with respect to 2017 Restricted Stock Units previously awarded under the American International Group, Inc. 2013 Omnibus Incentive Plan. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock on a 1 to 1 basis. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:25 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | PurchaseCommon Stock | 80,000 | $61.48 | $4,918,248.00 |
DisclosureSEC source: 0001225208-17-010121 · doc4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.1650 to $61.8500, inclusive. The reporting person undertakes to provide to any security holder of AIG or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GrantStock Option E (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $61.82 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 6 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-05-15 F7 · shares: The options were granted as "employment inducement grants" under New York Stock Exchange rules, are subject to the terms of the Plan, and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $20.00 over the Reference Price. F7 · derivative.exercise_date: The options were granted as "employment inducement grants" under New York Stock Exchange rules, are subject to the terms of the Plan, and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $20.00 over the Reference Price. Read SEC document |
| May 15, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GrantStock Option D (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $61.82 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 5 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2024-05-15 F6 · shares: The options were granted under and are subject to the terms of the Plan and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $20.00 over the Reference Price. F6 · derivative.exercise_date: The options were granted under and are subject to the terms of the Plan and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $20.00 over the Reference Price. Read SEC document |
| May 15, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GrantStock Option C (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $61.82 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 4 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2024-05-15 F5 · shares: The options were granted under and are subject to the terms of the Plan and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $10.00 over the Reference Price, but will not vest faster than in three equal annual installments beginning on May 15, 2018. F5 · derivative.exercise_date: The options were granted under and are subject to the terms of the Plan and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $10.00 over the Reference Price, but will not vest faster than in three equal annual installments beginning on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GrantStock Option B (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $61.82 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 3 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2024-05-15 F4 · shares: The options were granted as "employment inducement grants" under New York Stock Exchange rules, are subject to the terms of the Plan, and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $30.00 over $60.99, the closing AIG Common Stock price on May 12, 2017 (the "Reference Price"). F4 · derivative.exercise_date: The options were granted as "employment inducement grants" under New York Stock Exchange rules, are subject to the terms of the Plan, and vest based upon AIG attaining a closing AIG Common Stock price, for at least 20 consecutive trading days, of at least $30.00 over $60.99, the closing AIG Common Stock price on May 12, 2017 (the "Reference Price"). Read SEC document |
| May 15, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | GrantStock Option A (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $61.82 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2024-05-15 F3 · shares: The options were granted under and are subject to the terms of the AIG 2013 Omnibus Incentive Plan (the "Plan") and vest in equal installments on each of May 15, 2018, May 15, 2019 and May 15, 2020. F3 · derivative.exercise_date: The options were granted under and are subject to the terms of the AIG 2013 Omnibus Incentive Plan (the "Plan") and vest in equal installments on each of May 15, 2018, May 15, 2019 and May 15, 2020. Read SEC document |
| May 14, 2017 Filed May 16, 2017 23:19 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2017 Restricted Stock Units · Derivative | 55,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009950 · doc4.xml · derivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,519 Underlying: Common Stock · 55,519 shares Expires not disclosed F1 · derivative.exercise_price: These securities convert to AIG Common Stock on a 1 to 1 basis. F2 · shares: Represents the grant of 2017 Restricted Stock Units. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional Restricted Stock Units. F2 · derivative.exercise_date: Represents the grant of 2017 Restricted Stock Units. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional Restricted Stock Units. F2 · derivative.expiration_date: Represents the grant of 2017 Restricted Stock Units. The 2017 Restricted Stock Units vest in January 2020, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional Restricted Stock Units. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,008 | $41.23 | $82,789.84 |
DisclosureSEC source: 0001127602-17-011469 · form4.xml · nonDerivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,150 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:11 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011469 · form4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,158 F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:07 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionDeferred Stock Units · Derivative | 18,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038903 · doc4.xml · derivative · entry 2 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:07 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionCommon Shares | 18,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038903 · doc4.xml · nonDerivative · entry 1 DUPERREAULT BRIAN · CIK 0001072522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.