Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Vice President | January 26, 2006 | January 27, 2006 |
| OLD SECOND BANCORP INCOSBC · Entity 2238 | Director | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date January 26, 2006 · Filed January 27, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 19,342 |
Reported balance
After 2006-01-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2006-01-26 · Sale · Disposed 5,000 · Balance 19,342 F1: This amount includes 4717 shares in SEIP and 36 shares in dividend reinvestment. |
| CommonSEC Table I · non-derivative | IndirectOwned by Wife | 15,467 |
Reported balance
Holding disclosure · report date 2006-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,467 F2: Reporting person disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 4717 shares in SEIP and 36 shares in dividend reinvestment.
F2: Reporting person disclaims beneficial ownership.
OLD SECOND BANCORP INC
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Old Second Bancorp, Inc. Common StockSEC Table I · non-derivative | Direct | 60,189 |
Reported balance
After 2019-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 1,500 · Balance 60,189 F3: These shares represent an exercise of options. F1: Included in this total are 1,500 shares in Mr. Palmer's name alone and 58,689 in Mr. Palmer's name as trustee. |
| Old Second Bancorp, Inc. Common StockSEC Table I · non-derivative | IndirectSpouse's Trust | 37,727 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,727 F2: These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account. |
| Old Second Bancorp Inc. Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.49 · Expires 2019-02-17 | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Included in this total are 1,500 shares in Mr. Palmer's name alone and 58,689 in Mr. Palmer's name as trustee.
F2: These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account.
F3: These shares represent an exercise of options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2004 Filed Nov 4, 2004 19:53 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 17,962 | $32.91 | $591,061.16 |
DisclosureSEC source: 0000018230-04-000618 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 10, 2004 15:38 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000410 · edgar.xml · derivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2014-06-08 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F4 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F4 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 20, 2004 Filed Jan 20, 2004 17:31 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 359 | $83.11 | $29,836.49 |
DisclosureSEC source: 0000018230-04-000054 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,389 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| December 18, 2003 Filed Dec 18, 2003 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 15,481 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| December 18, 2003 Filed Dec 18, 2003 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,748 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| December 16, 2003 Filed Dec 18, 2003 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,237 Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,038 | $0.00 Strike: $32.91 | $0.00 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · derivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,038 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,283 | $77.87 | $99,900.80 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,209 F1 · balance_after: This amount includes 2253 shares in SEIP. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 14:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,038 | $32.91 | $99,969.04 |
DisclosureSEC source: 0000018230-03-000524 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2003 Filed Dec 18, 2003 15:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000530 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,809 Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 17,684 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · derivative · entry 7 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 17,684 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · derivative · entry 6 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 10,400 | $72.44 | $753,376.00 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 4 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,447 F1 · balance_after: This amount includes 2246 shares in SEIP. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 17,684 | $30.16 | $533,282.24 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,380 | $72.44 | $99,967.20 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,163 Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 15:10 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-03-000421 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2003 Filed Aug 7, 2003 21:14 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherCommon | 14,060 | $66.55 | $935,625.51 |
DisclosureSEC source: 0000018230-03-000385 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131 F1 · kind: This transaction reflects the election to transfer funds from EIP-1 in the Company's 401(k) plan to other funds within the 401(k) plan. F2 · balance_after: This amount includes 2226 shares in SEIP. Read SEC document |
| August 05, 2003 Filed Aug 11, 2003 14:51 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | OtherCommon | 14,060 | $66.55 | $935,625.51 |
DisclosureSEC source: 0000018230-03-000389 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,226 F1 · kind: This transaction reflects the election to transfer funds from EIP-1 in the Company's 401(k) plan to other funds within the 401(k) plan. F2 · balance_after: This amount includes 2245 shares in SEIP and 76 shares acquired under Caterpillar's 401K plan since the date of the reporting person's last ownership report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.