Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Customers Bancorp, Inc.CUBI · Entity 4325 | Director - Customers Bank | July 01, 2021 | July 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Customers Bancorp, Inc.
Report date July 01, 2021 · Filed July 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,232 |
Ending reported balance
After 2021-07-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-07-01 · Tax withholding · Disposed 16,222 · Balance 54,924 F1: Shares withheld for taxes upon vesting of previously issued restricted stock units awards. Row 2 · 2021-07-01 · Grant · Acquired 35,813 · Balance 90,737 F2: Grant of accelerated Performance Stock Units in connection with 2004 Plan A and 2019 Plan long term incentive awards. Row 3 · 2021-07-01 · Tax withholding · Disposed 16,505 · Balance 74,232 F3: Shares withheld for taxes upon vesting of previously issued performance stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes upon vesting of previously issued restricted stock units awards.
F2: Grant of accelerated Performance Stock Units in connection with 2004 Plan A and 2019 Plan long term incentive awards.
F3: Shares withheld for taxes upon vesting of previously issued performance stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 1, 2018 22:46 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 215 | $29.34 | $6,308.10 |
DisclosureSEC source: 0001140361-18-011353 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,268 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 44,898 Restricted Stock Units. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 00:38 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 282 | $30.77 | $8,677.14 |
DisclosureSEC source: 0001140361-18-009484 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,483 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 45,543 Restricted Stock Units. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 20:11 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 259 | $30.46 | $7,889.14 |
DisclosureSEC source: 0001140361-18-002876 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,765 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 46,258 Restricted Stock Units. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 23:55 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 3,348 | $26.37 | $88,286.76 |
DisclosureSEC source: 0001140361-17-047847 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,024 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 46,913 Restricted Stock Units. Read SEC document |
| December 20, 2017 Filed Dec 29, 2017 23:55 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $26.65 | $0.00 |
DisclosureSEC source: 0001140361-17-047847 · doc1.xml · derivative · entry 2 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-12-20 F3 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, provided the trading price of the company's voting common stock is above $40 for ten days prior to exercise. These Stock Options will also vest upon a change of control of the company. Read SEC document |
| November 27, 2017 Filed Nov 27, 2017 20:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 9,000 | $26.70 | $240,300.00 |
DisclosureSEC source: 0001140361-17-043844 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,372 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.68 to $26.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 53,789 Restricted Stock Units. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:41 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 11,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-042156 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,372 F1 · kind: Grant of 11,811 Restricted Stock Units in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment. F2 · balance_after: Includes 53,789 Restricted Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 109,489 | $0.00 Strike: $12.78 | $0.00 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · derivative · entry 6 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,489 shares Expires 2022-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock Options exercised. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,856 | $0.00 Strike: $12.78 | $0.00 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · derivative · entry 5 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,489 Underlying: Common Stock · 7,856 shares Expires 2022-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock Options exercised. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 77,117 | $30.04 | $2,316,594.68 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 4 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,561 F4 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F4 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F2 · balance_after: Includes 41,978 Restricted Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 109,489 | $12.78 | $1,399,269.42 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 3 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F4 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F2 · balance_after: Includes 41,978 Restricted Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 4,628 | $30.04 | $139,025.12 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 2 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,189 F3 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F3 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F2 · balance_after: Includes 41,978 Restricted Stock Units. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 18:49 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 7,856 | $12.78 | $100,399.68 |
DisclosureSEC source: 0001140361-17-036199 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F3 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04. F2 · balance_after: Includes 41,978 Restricted Stock Units. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:32 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 15,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023737 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,961 F1 · kind: Grant of 15,168 Restricted Stock Units. F2 · balance_after: Includes 41,978 Restricted Stock Units. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 20:52 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 2,970 | $31.20 | $92,664.00 |
DisclosureSEC source: 0001140361-17-012851 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,793 F1 · kind: Shares sold for applicable tax withholding obligations. F4 · price: This transaction was executed in multiple trades at prices ranging from $31.05 to $31.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 16,250 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 23 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,250 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 10,296 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 22 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,296 shares Expires 2021-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 4,428 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 21 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,428 shares Expires 2021-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,531 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 20 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,531 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 12,616 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 19 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,616 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,279 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 18 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,279 shares Expires 2020-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,925 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 17 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,925 shares Expires 2020-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 9,000 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 16 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,279 Underlying: Common Stock · 9,000 shares Expires 2020-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F8 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to a 50% increase in the trading price of the company's voting common stock. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 19,544 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 15 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,544 shares Expires 2020-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 16,250 | $12.00 | $195,000.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 13 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 10,296 | $12.00 | $123,552.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 12 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 4,428 | $10.91 | $48,309.48 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 11 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 5,531 | $10.91 | $60,343.21 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 10 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 12,616 | $10.91 | $137,640.56 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 9 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 3,279 | $10.91 | $35,773.89 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 8 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 1,925 | $9.55 | $18,383.75 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 7 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 28,544 | $33.01 | $942,237.44 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 6 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,438 F6 · shares: Sale of Common Stock in connection with broker assisted cashless exercise of options. F9 · price: This transaction was executed in multiple trades at prices ranging from $32.82 to $33.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 9,000 | $10.91 | $98,190.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 5 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock Options exercised. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 19,544 | $8.86 | $173,159.84 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 4 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock Options exercised. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 45,000 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · derivative · entry 14 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,544 Underlying: Common Stock · 45,000 shares Expires 2020-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Exercise price adjusted to account for Stock Dividend. F4 · shares: Stock Options exercised. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F8 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to a 50% increase in the trading price of the company's voting common stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 45,000 | $33.27 | $1,497,150.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 3 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,438 F6 · shares: Sale of Common Stock in connection with broker assisted cashless exercise of options. F5 · price: This transaction was executed in multiple trades at prices ranging from $33.15 to $33.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 45,000 | $8.86 | $398,700.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 2 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock Options exercised. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| February 28, 2017 Filed Mar 15, 2017 15:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011997 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,438 F1 · kind: Grant of restricted stock award in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,810 Restricted Stock Units Read SEC document |
| February 20, 2017 Filed Feb 27, 2017 22:23 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 634 | $34.99 | $22,183.66 |
DisclosureSEC source: 0001140361-17-009465 · doc1.xml · nonDerivative · entry 2 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,503 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock awards. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F4 · balance_after: Includes 24,875 Restricted Stock Units Read SEC document |
| February 16, 2017 Filed Feb 27, 2017 22:23 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 2,057 | $35.36 | $72,735.52 |
DisclosureSEC source: 0001140361-17-009465 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,137 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock awards. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 26,734 Restricted Stock Units Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 21:51 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 259 | $34.34 | $8,894.06 |
DisclosureSEC source: 0001140361-17-002883 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,194 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock awards. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 32,359 Restricted Stock Units Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 23:38 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 25,014 | $35.82 | $896,001.48 |
DisclosureSEC source: 0001140361-17-000821 · doc1.xml · nonDerivative · entry 1 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,453 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock awards. F2 · balance_after: On May 15, 2014, Customers Bancorp, Inc. declared a 10% stock dividend payable to all holders of record of common stock on May 27, 2014 (the "Stock Dividend"). As a result, the reporting person received additional shares of common stock as of June 30, 2014. F3 · balance_after: Includes 33,014 Restricted Stock Units Read SEC document |
| November 09, 2016 Filed Nov 16, 2016 22:47 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Options (right to buy) · Derivative | 36,225 | $0.00 Strike: $25.97 | $0.00 |
DisclosureSEC source: 0001140361-16-086993 · doc1.xml · derivative · entry 2 Ehst Richard A · CIK 0001527855 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,225 Underlying: Common Stock · 36,225 shares Expires 2026-11-09 F3 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to either (i) total shareholder returns over the vesting period of at least 50%, or (ii) compound annual growth in diluted EPS for the company of at least 7% over the vesting period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.