Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARFRESH FOOD GROUP INC.BRFH · Entity 7628 | Director · 10% owner | July 06, 2021 | July 06, 2021 |
| BLUE SPHERE CORP.BLSP · Entity 167689 | 10% owner | December 31, 2016 | January 18, 2017 |
| GB SCIENCES INCGBLX · Entity 164724 | 10% owner | October 04, 2016 | October 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARFRESH FOOD GROUP INC.
Report date July 06, 2021 · Filed July 06, 2021
Jointly reported with Ibex Investors LLC, Ibex Microcap Fund LLLP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2021-07-31 | IndirectSee Footnotes | 0 |
Reported balance
After 2021-07-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-06 · Disposition to issuer · Disposed 1,800,000 · Balance 0 F1: On July 6, 2021, the terms of an aggregate of 1,800,000 warrants were amended to extend the expiration date to July 31, 2023. F2: These Warrants are not exercisable by the holder to the extent (but only to the extent) that the holder together with any of its affiliates would beneficially own in excess of 9.99% (the "Maximum Percentage") of the Issuer's Common Stock after giving effect to such exercise and as a result of such exercise. By written notice to the Issuer, the holder may increase or decrease the Maximum Percentage, as applied to the holder, to any other percentage specified in such notice; provided that any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F3: These securities are owned directly by Ibex Microcap Fund LLLP (the "Fund"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of the Fund, and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of these securities. F4: Lazarus Macro Micro Partners LLLP ("Macro Micro Partners") has been removed as a Reporting Person as it no longer beneficially owns any of the Issuer's securities, having transferred 3,000 shares of common stock to Mr. Borus (its sole owner) personally on December 24, 2020. Such transaction was exempt from Section 16 of the Securities Exchange Act of 1934 and will be reflected in the next Form 4 that reports a transaction in Table I. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2023-07-31 | IndirectSee Footnotes | 1,800,000 |
Reported balance
After 2021-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-06 · Grant · Acquired 1,800,000 · Balance 1,800,000 F1: On July 6, 2021, the terms of an aggregate of 1,800,000 warrants were amended to extend the expiration date to July 31, 2023. F2: These Warrants are not exercisable by the holder to the extent (but only to the extent) that the holder together with any of its affiliates would beneficially own in excess of 9.99% (the "Maximum Percentage") of the Issuer's Common Stock after giving effect to such exercise and as a result of such exercise. By written notice to the Issuer, the holder may increase or decrease the Maximum Percentage, as applied to the holder, to any other percentage specified in such notice; provided that any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F3: These securities are owned directly by Ibex Microcap Fund LLLP (the "Fund"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of the Fund, and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of these securities. F4: Lazarus Macro Micro Partners LLLP ("Macro Micro Partners") has been removed as a Reporting Person as it no longer beneficially owns any of the Issuer's securities, having transferred 3,000 shares of common stock to Mr. Borus (its sole owner) personally on December 24, 2020. Such transaction was exempt from Section 16 of the Securities Exchange Act of 1934 and will be reflected in the next Form 4 that reports a transaction in Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 6, 2021, the terms of an aggregate of 1,800,000 warrants were amended to extend the expiration date to July 31, 2023.
F2: These Warrants are not exercisable by the holder to the extent (but only to the extent) that the holder together with any of its affiliates would beneficially own in excess of 9.99% (the "Maximum Percentage") of the Issuer's Common Stock after giving effect to such exercise and as a result of such exercise. By written notice to the Issuer, the holder may increase or decrease the Maximum Percentage, as applied to the holder, to any other percentage specified in such notice; provided that any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.
F3: These securities are owned directly by Ibex Microcap Fund LLLP (the "Fund"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of the Fund, and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of these securities.
F4: Lazarus Macro Micro Partners LLLP ("Macro Micro Partners") has been removed as a Reporting Person as it no longer beneficially owns any of the Issuer's securities, having transferred 3,000 shares of common stock to Mr. Borus (its sole owner) personally on December 24, 2020. Such transaction was exempt from Section 16 of the Securities Exchange Act of 1934 and will be reflected in the next Form 4 that reports a transaction in Table I.
BLUE SPHERE CORP.
Report date December 31, 2016 · Filed January 18, 2017
Jointly reported with Ibex Investors LLC, Ibex Microcap Fund LLLP, Ibex Israel Fund 1 LLLP, Ibex Israel Fund LLLP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 66,361,895 |
Last balance in matching sequence
After 2016-12-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-12-22 · Other · Acquired 60,000 · Balance 66,351,895 F1: Not required to be reported earlier because transactions collectively qualify as a "small acquisition" under Rule 16a-6 promulgated under the Securities Exchange Act of 1934. F2: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.069 to $0.07, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 15,343,401 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser of the Funds, the general partner of Lazarus Partners, and Mr. Borus is the manager of Lazarus Management. Lazarus GP LLC ("Lazarus GP") is the general partner of Lazarus Israel I and Lazarus Israel II and Mr. Borus is the manager of Lazarus GP. F5: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Row 2 · 2016-12-27 · Other · Acquired 10,000 · Balance 66,361,895 F1: Not required to be reported earlier because transactions collectively qualify as a "small acquisition" under Rule 16a-6 promulgated under the Securities Exchange Act of 1934. F2: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F4: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 15,343,401 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser of the Funds, the general partner of Lazarus Partners, and Mr. Borus is the manager of Lazarus Management. Lazarus GP LLC ("Lazarus GP") is the general partner of Lazarus Israel I and Lazarus Israel II and Mr. Borus is the manager of Lazarus GP. F5: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Not required to be reported earlier because transactions collectively qualify as a "small acquisition" under Rule 16a-6 promulgated under the Securities Exchange Act of 1934.
F2: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II").
F3: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.069 to $0.07, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 15,343,401 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser of the Funds, the general partner of Lazarus Partners, and Mr. Borus is the manager of Lazarus Management. Lazarus GP LLC ("Lazarus GP") is the general partner of Lazarus Israel I and Lazarus Israel II and Mr. Borus is the manager of Lazarus GP.
F5: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein.
GB SCIENCES INC
Report date October 04, 2016 · Filed October 12, 2016 · Amendment
Jointly reported with Ibex Investors LLC, Ibex Israel Fund 1 LLLP, Ibex Microcap Fund LLLP
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 4,000,000 |
Reported balance
After 2016-10-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-10-06 · Sale · Disposed 506,479 · Balance 4,000,000 F1: On October 6, 2016 the Reporting Person filed a Form 4 (the "Original Form 4") reporting a sale of an aggregate of 600,000 shares of the Issuer's common stock, which shares were reported as sold by Lazarus Investment Partners LLLP ("Lazarus Partners"). In fact, the sale was of an aggregate of 506,479 shares, of which 84,632 shares were sold directly by Lazarus Partners and 421,847 shares were sold directly by Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel"). This amendment to the Original Form 4 is filed solely for the purpose of reflecting the actual number of shares sold, reflecting the actual number of shares owned following the reported transaction, and clarifying the identity of the direct sellers. F2: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3175, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel (collectively, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,000,000 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 3,000,000 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F4: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 6, 2016 the Reporting Person filed a Form 4 (the "Original Form 4") reporting a sale of an aggregate of 600,000 shares of the Issuer's common stock, which shares were reported as sold by Lazarus Investment Partners LLLP ("Lazarus Partners"). In fact, the sale was of an aggregate of 506,479 shares, of which 84,632 shares were sold directly by Lazarus Partners and 421,847 shares were sold directly by Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel"). This amendment to the Original Form 4 is filed solely for the purpose of reflecting the actual number of shares sold, reflecting the actual number of shares owned following the reported transaction, and clarifying the identity of the direct sellers.
F2: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3175, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel (collectively, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,000,000 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 3,000,000 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management.
F4: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aeon Global Health Corp.
Report date December 10, 2020 · Filed December 11, 2020
Jointly reported with Ibex Investors LLC, Ibex Microcap Fund LLLP, Lazarus Macro Micro Partners LLLP
Section 16 reporting ended · disclosed 2020-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Ibex Microcap Fund LLLP | 35,861 |
Reported balance
After 2020-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-10 · Sale · Disposed 74,173 · Balance 35,861 F1: These securities reported herein are owned directly by Ibex Microcap Fund LLLP ("Ibex Microcap"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of Ibex Microcap and Justin B. Borus is the manager of Ibex. F3: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by Ibex Microcap and Macro Micro (referred to collectively as the "Funds") except to the extent of his or its pecuniary interest therein, if any. Each of the Funds expressly disclaims beneficial ownership of the securities held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus (or each Fund with respect to the securities held by the other Fund), for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lazarus Macro Micro Partners LLLP | 833 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 833 F2: These securities reported herein are owned directly by Lazarus Macro Micro Partners LLLP ("Macro Micro"). Ibex is the investment adviser and general partner of Macro Micro. F3: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by Ibex Microcap and Macro Micro (referred to collectively as the "Funds") except to the extent of his or its pecuniary interest therein, if any. Each of the Funds expressly disclaims beneficial ownership of the securities held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus (or each Fund with respect to the securities held by the other Fund), for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities reported herein are owned directly by Ibex Microcap Fund LLLP ("Ibex Microcap"). Ibex Investors LLC ("Ibex") is the investment adviser and general partner of Ibex Microcap and Justin B. Borus is the manager of Ibex.
F2: These securities reported herein are owned directly by Lazarus Macro Micro Partners LLLP ("Macro Micro"). Ibex is the investment adviser and general partner of Macro Micro.
F3: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by Ibex Microcap and Macro Micro (referred to collectively as the "Funds") except to the extent of his or its pecuniary interest therein, if any. Each of the Funds expressly disclaims beneficial ownership of the securities held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus (or each Fund with respect to the securities held by the other Fund), for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2016 Filed Oct 26, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 750,000 | $0.08 | $57,375.00 |
DisclosureSEC source: 0001140361-16-083658 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 65,503,295 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0749 to $0.0823, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 14,509,801 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F6 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 21, 2016 Filed Oct 26, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 105,000 | $0.07 | $7,801.50 |
DisclosureSEC source: 0001140361-16-083658 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,753,295 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0739 to $0.075, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 14,509,801 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F6 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 16:50 UTC | Aeon Global Health Corp. ADAT · Entity 144733 | SaleCommon Stock | 320,000 | $3.25 | $1,040,000.00 |
DisclosureSEC source: 0001140361-16-082999 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Lazarus Macro Micro Partners LLLP · CIK 0001639757 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 423,105 F1 · shares: Shares of common stock were sold directly by Lazarus Investment Partners LLLP ("Lazarus Partners"). F2 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Macro Micro Partners LLLP ("Macro Micro Partners" and together with Lazarus Partners, the "Funds"). The securities reported herein are owned directly by Lazarus Partners except for 833 shares of common stock owned directly by Macro Micro Partners. Lazarus Management is the investment adviser and general partner of Lazarus Partners and Mr. Borus is the manager of Lazarus Management. F3 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 17:54 UTC | GB SCIENCES INC GBLX · Entity 164724 | SaleCommon Stock | 600,000 | $0.30 | $182,940.00 |
DisclosureSEC source: 0001140361-16-082190 · doc1.xml · nonDerivative · entry 3 Lazarus Management Co LLC · CIK 0001531964 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,906,479 F1 · shares: Shares of common stock were sold directly by Lazarus Investment Partners LLLP ("Lazarus Partners"). F4 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3175, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel" and together with Lazarus Partners, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,421,847 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 2,484,632 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F6 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 06, 2016 Filed Oct 12, 2016 17:23 UTC Amendment | GB SCIENCES INC GBLX · Entity 164724 | SaleCommon Stock | 506,479 | $0.30 | $154,425.45 |
DisclosureSEC source: 0001140361-16-082597 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,000,000 F1 · shares: On October 6, 2016 the Reporting Person filed a Form 4 (the "Original Form 4") reporting a sale of an aggregate of 600,000 shares of the Issuer's common stock, which shares were reported as sold by Lazarus Investment Partners LLLP ("Lazarus Partners"). In fact, the sale was of an aggregate of 506,479 shares, of which 84,632 shares were sold directly by Lazarus Partners and 421,847 shares were sold directly by Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel"). This amendment to the Original Form 4 is filed solely for the purpose of reflecting the actual number of shares sold, reflecting the actual number of shares owned following the reported transaction, and clarifying the identity of the direct sellers. F2 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3175, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel (collectively, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,000,000 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 3,000,000 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F4 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 17:54 UTC | GB SCIENCES INC GBLX · Entity 164724 | SaleCommon Stock | 122,500 | $0.33 | $40,596.50 |
DisclosureSEC source: 0001140361-16-082190 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,506,479 F1 · shares: Shares of common stock were sold directly by Lazarus Investment Partners LLLP ("Lazarus Partners"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.32 to $0.35, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel" and together with Lazarus Partners, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,421,847 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 2,484,632 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F6 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 16:59 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 78,300 | $0.07 | $5,418.36 |
DisclosureSEC source: 0001140361-16-082307 · doc1.xml · nonDerivative · entry 3 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,648,295 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.065 to $0.072, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,629,801 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 04, 2016 Filed Oct 6, 2016 17:54 UTC | GB SCIENCES INC GBLX · Entity 164724 | SaleCommon Stock | 62,500 | $0.35 | $21,712.50 |
DisclosureSEC source: 0001140361-16-082190 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,628,979 F1 · shares: Shares of common stock were sold directly by Lazarus Investment Partners LLLP ("Lazarus Partners"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.345 to $0.355, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel" and together with Lazarus Partners, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,421,847 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 2,484,632 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F6 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| October 04, 2016 Filed Oct 7, 2016 16:59 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 50,000 | $0.07 | $3,540.00 |
DisclosureSEC source: 0001140361-16-082307 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,569,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0695 to $0.0715, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,629,801 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 30, 2016 Filed Oct 7, 2016 16:59 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 15,000 | $0.07 | $1,048.50 |
DisclosureSEC source: 0001140361-16-082307 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,519,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,629,801 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 16:55 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 425,000 | $0.07 | $28,857.50 |
DisclosureSEC source: 0001140361-16-081243 · doc1.xml · nonDerivative · entry 3 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,504,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0655 to $0.0699, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,486,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 16:55 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 5,000 | $0.07 | $329.50 |
DisclosureSEC source: 0001140361-16-081243 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,079,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,486,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 27, 2016 Filed Sep 30, 2016 16:55 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 30,000 | $0.07 | $1,974.00 |
DisclosureSEC source: 0001140361-16-081243 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,074,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.065 to $0.066, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,486,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 17:08 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 25,000 | $0.07 | $1,650.00 |
DisclosureSEC source: 0001140361-16-080838 · doc1.xml · nonDerivative · entry 3 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,044,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,026,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:08 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 500,000 | $0.06 | $31,400.00 |
DisclosureSEC source: 0001140361-16-080838 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 64,019,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.06 to $0.066, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,026,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 22, 2016 Filed Sep 27, 2016 17:08 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 20,000 | $0.06 | $1,274.00 |
DisclosureSEC source: 0001140361-16-080838 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,519,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0625 to $0.065, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 13,026,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants F5 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | PurchaseCommon Stock | 10,000 | $0.07 | $673.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 12 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,499,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F8 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.067 to $0.0676, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 19, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 5,000 | $0.07 | $338.50 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 11 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,489,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 15, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 20,100 | $0.07 | $1,362.78 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 10 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,484,995 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F7 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0675 to $0.0679, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 02, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 10,000 | $0.07 | $689.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 9 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,464,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| September 01, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 10,000 | $0.07 | $685.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 8 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,454,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F6 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.068 to $0.0689, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 31, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 15,000 | $0.07 | $1,047.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 7 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,444,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 30, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 25,000 | $0.07 | $1,690.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 6 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,429,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F5 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.067 to $0.0699, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 12, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 15,000 | $0.07 | $1,054.50 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 5 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,404,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F4 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.07 to $0.0719, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 11, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 5,000 | $0.07 | $360.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 4 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,389,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 10, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 15,000 | $0.07 | $1,105.50 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 3 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,384,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F3 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0731 to $0.0739, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 09, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 5,000 | $0.07 | $364.50 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 2 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,369,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F2 · price: The Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0727 to $0.0731, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| August 05, 2016 Filed Sep 22, 2016 17:02 UTC | BLUE SPHERE CORP. BLSP · Entity 167689 | OtherCommon Stock | 10,000 | $0.07 | $720.00 |
DisclosureSEC source: 0001140361-16-080560 · doc1.xml · nonDerivative · entry 1 Lazarus Management Co LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner LAZARUS INVESTMENT PARTNERS LLLP · CIK 0001232118 · 10% owner Lazarus Israel Opportunities Fund LLLP · CIK 0001539956 · 10% owner Lazarus Israel Opportunities Fund II LLLP · CIK 0001639750 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 63,364,895 F1 · shares: Shares of common stock were purchased directly by Lazarus Israel Opportunities Fund II LLLP ("Lazarus Israel II"). F9 · ownership.nature: This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel I"), Lazarus Israel II and Lazarus Investment Partners LLLP ("Lazarus Partners" and together with Lazarus Israel I and Lazarus Israel II, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel I owns 42,218,018 shares of common stock and 12,500,000 warrants; (ii) Lazarus Israel II owns 12,481,501 shares of common stock and 2,727,273 warrants; and (iii) Lazarus Partners owns 8,800,476 shares of common stock and 2,272,728 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management. F10 · ownership.nature: Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.