Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARMAX INCKMX · Entity 3604 | EVP & COO | July 09, 2021 | July 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARMAX INC
Report date July 09, 2021 · Filed July 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,926 |
Ending reported balance
After 2021-07-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-07-09 · Sale · Disposed 3,505 · Balance 7,929 F1: The shares with respect to this transaction were sold at prices ranging from $134.72 to $135.31. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2021-07-09 · Sale · Disposed 3,003 · Balance 4,926 F2: The shares with respect to this transaction were sold at prices ranging from $133.74 to $134.68. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2021-07-09 · Exercise / conversion · Acquired 23,362 · Balance 28,288 Row 4 · 2021-07-12 · Sale · Disposed 23,362 · Balance 4,926 F3: The shares with respect to this transaction were sold at prices ranging from $134.86 to $135.73. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.04 · Expires 2025-05-01 | Direct | 19,453 |
Reported balance
After 2021-07-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-09 · Exercise / conversion · Disposed 23,362 · Balance 19,453 F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares with respect to this transaction were sold at prices ranging from $134.72 to $135.31. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $133.74 to $134.68. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares with respect to this transaction were sold at prices ranging from $134.86 to $135.73. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2017 Filed Oct 16, 2017 20:19 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 10,800 | $75.57 | $816,156.00 |
DisclosureSEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 4 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 F2 · price: The shares with respect to this transaction were sold at prices ranging from $75.50 to $75.75. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:19 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 10,800 | $42.68 | $460,944.00 |
DisclosureSEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 3 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:19 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,200 | $0.00 Strike: $42.68 | $0.00 |
DisclosureSEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · derivative · entry 5 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,615 Underlying: Common Stock · 14,200 shares Expires 2020-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested in four equal installments on each of April 15, 2014, April 15, 2015, April 15, 2016, and April 15, 2017 and are now fully exercisable. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:19 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 14,200 | $75.88 | $1,077,496.00 |
DisclosureSEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 2 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 F1 · price: The shares with respect to this transaction were sold at prices ranging from $75.77 to $76.02. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:19 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 14,200 | $42.68 | $606,056.00 |
DisclosureSEC source: 0001170010-17-000170 · wf-form4_150818516669319.xml · nonDerivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:16 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,497 | $0.00 Strike: $31.76 | $0.00 |
DisclosureSEC source: 0001170010-17-000129 · wf-form4_150092735348287.xml · derivative · entry 3 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,497 shares Expires 2019-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015, and April 10, 2016 and are now fully exercisable. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:16 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 35,497 | $65.69 | $2,331,797.93 |
DisclosureSEC source: 0001170010-17-000129 · wf-form4_150092735348287.xml · nonDerivative · entry 2 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 F1 · price: The shares with respect to this transaction were purchased at prices ranging from $65.39 to $65.95. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 20:16 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 35,497 | $31.76 | $1,127,384.72 |
DisclosureSEC source: 0001170010-17-000129 · wf-form4_150092735348287.xml · nonDerivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:48 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $31.76 | $0.00 |
DisclosureSEC source: 0001170010-17-000125 · wf-form4_150058366711078.xml · derivative · entry 3 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,497 Underlying: Common Stock · 35,000 shares Expires 2019-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015, and April 10, 2016 and are now fully exercisable. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:48 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 35,000 | $64.88 | $2,270,800.00 |
DisclosureSEC source: 0001170010-17-000125 · wf-form4_150058366711078.xml · nonDerivative · entry 2 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 F1 · price: The shares with respect to this transaction were purchased at prices ranging from $64.67 to $64.95. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:48 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 35,000 | $31.76 | $1,111,600.00 |
DisclosureSEC source: 0001170010-17-000125 · wf-form4_150058366711078.xml · nonDerivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:33 UTC | CARMAX INC KMX · Entity 3604 | GrantStock Options (Right to Buy) · Derivative | 81,063 | $0.00 Strike: $58.38 | $0.00 |
DisclosureSEC source: 0001170010-17-000073 · wf-form4_149384361987354.xml · derivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,063 Underlying: Common Stock · 81,063 shares Expires 2024-05-01 F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options. F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 20:59 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionRestricted Stock Units · Derivative | 6,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001170010-17-000046 · wf-form4_149194435673461.xml · derivative · entry 3 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock. F2 · derivative.exercise_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock. F2 · derivative.expiration_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock. Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 20:59 UTC | CARMAX INC KMX · Entity 3604 | Tax withholdingCommon Stock | 4,353 | $56.47 | $245,813.91 |
DisclosureSEC source: 0001170010-17-000046 · wf-form4_149194435673461.xml · nonDerivative · entry 2 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 Read SEC document |
| April 09, 2017 Filed Apr 11, 2017 20:59 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 9,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001170010-17-000046 · wf-form4_149194435673461.xml · nonDerivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 21:21 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionStock Options (Right to Buy) · Derivative | 34,894 | $0.00 Strike: $32.69 | $0.00 |
DisclosureSEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · derivative · entry 3 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,894 shares Expires 2018-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 5, 2012, April 5, 2013, April 5, 2014 and April 5, 2015 and are now fully exercisable. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 21:21 UTC | CARMAX INC KMX · Entity 3604 | SaleCommon Stock | 34,894 | $66.53 | $2,321,497.82 |
DisclosureSEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · nonDerivative · entry 2 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20 F1 · price: The shares with respect to this transaction were purchased at prices ranging from $66.30 to $66.83. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 21:21 UTC | CARMAX INC KMX · Entity 3604 | Exercise / conversionCommon Stock | 34,894 | $32.69 | $1,140,684.86 |
DisclosureSEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · nonDerivative · entry 1 Hill Edwin J · CIK 0001611830 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.