Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OneSpan Inc.OSPN · Entity 5364 | Director · President and CEO | July 15, 2021 | July 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OneSpan Inc.
Report date July 15, 2021 · Filed July 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 176,924 |
Ending reported balance
After 2021-07-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-07-15 · Exercise / conversion · Acquired 7,570 · Balance 180,247 Row 2 · 2021-07-15 · Tax withholding · Disposed 3,323 · Balance 176,924 F1: The shares were sold to cover tax withholding obligations for the vest of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,849 |
Reported balance
After 2021-07-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-15 · Exercise / conversion · Disposed 7,570 · Balance 37,849 F5: The reporting person received a restricted stock unit grant on January 15, 2020. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F3: The shares acquired are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F4: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 47,114 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 47,114 F2: The reporting person received a restricted stock unit grant on February 18, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F3: The shares acquired are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F4: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,002 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 27,002 F6: The reporting person received a restricted stock unit grant upon approval of the OneSpan Inc. 2019 Omnibus Incentive Plan (the "2019 Plan") at the Annual Meeting of Stockholders of OneSpan Inc. held on June 12, 2019. The 2019 Plan was approved by the Board on February 1, 2019, subject to stockholder approval. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock. F3: The shares acquired are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date. F4: Not applicable. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-31 | Direct | 70,671 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 70,671 F7: The reporting person received a performance stock unit grant on February 18, 2021. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-12-31 | Direct | 90,837 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 90,837 F8: The reporting person received a performance stock unit grant on January 15, 2020. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31 | Direct | 81,005 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 81,005 F9: The reporting person received a performance stock unit grant on February 1, 2019. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold to cover tax withholding obligations for the vest of restricted stock units.
F2: The reporting person received a restricted stock unit grant on February 18, 2021. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F3: The shares acquired are restricted stock units and vest pro-rata over four years on the semi-annual anniversaries of the grant date.
F4: Not applicable.
F5: The reporting person received a restricted stock unit grant on January 15, 2020. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F6: The reporting person received a restricted stock unit grant upon approval of the OneSpan Inc. 2019 Omnibus Incentive Plan (the "2019 Plan") at the Annual Meeting of Stockholders of OneSpan Inc. held on June 12, 2019. The 2019 Plan was approved by the Board on February 1, 2019, subject to stockholder approval. Each restricted stock unit represents a contingent right to receive one share of OneSpan's common stock.
F7: The reporting person received a performance stock unit grant on February 18, 2021. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
F8: The reporting person received a performance stock unit grant on January 15, 2020. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
F9: The reporting person received a performance stock unit grant on February 1, 2019. Each performance stock unit represents a right to receive one share of OneSpan's common stock. The performance stock units cliff vest at the expiration date if the performance criteria established by the Compensation Committee of the Board are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2019 Filed May 30, 2019 20:35 UTC | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 3,550 | $14.14 | $50,211.56 |
DisclosureSEC source: 0001179110-19-006849 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,234 Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:31 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantCommon Stock, $0.001 par value | 3,500 | $14.25 | $49,858.55 |
DisclosureSEC source: 0001179110-19-006493 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,684 Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:43 UTC Amendment | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 3,500 | $14.25 | $49,858.55 |
DisclosureSEC source: 0001179110-19-006570 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,684 Read SEC document |
| May 16, 2019 Filed May 22, 2019 21:30 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantCommon Stock, $0.001 par value | 3,340 | $14.80 | $49,432.00 |
DisclosureSEC source: 0001179110-19-006492 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,184 Read SEC document |
| May 16, 2019 Filed May 23, 2019 16:42 UTC Amendment | OneSpan Inc. OSPN · Entity 5364 | PurchaseCommon Stock, $0.001 par value | 3,340 | $14.80 | $49,432.00 |
DisclosureSEC source: 0001179110-19-006569 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,184 F1 · kind: On the original Form 4 filed on May 22, 2019, there was a typographical error in the Transaction Code. The original Form 4 incorrectly referenced a grant (A); the transaction was a private purchase of securities (P), as reflected in this Form 4/A. Read SEC document |
| January 05, 2019 Filed Jan 7, 2019 23:44 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,540 | $12.90 | $19,866.00 |
DisclosureSEC source: 0001179110-19-000524 · edgar.xml · nonDerivative · entry 2 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,038 Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 23:44 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,952 | $12.90 | $25,180.80 |
DisclosureSEC source: 0001179110-19-000524 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,578 Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 19:57 UTC | OneSpan Inc. OSPN · Entity 5364 | GrantCommon Stock, $0.001 par value | 64,194 | $12.40 | $796,005.60 |
DisclosureSEC source: 0001179110-19-000482 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,530 F1 · shares: All shares acquired are deferred stock. Shares of deferred stock vest over four years on the semi-annual and annual anniversary. Read SEC document |
| January 03, 2019 Filed Feb 6, 2019 15:35 UTC Amendment | OneSpan Inc. OSPN · Entity 5364 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001412 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,844 F1 · shares: This amendment is being filed to reflect the fact that the Reporting Person did not acquire a pecuniary interest in any shares of deferred stock on January 3, 2019, as had been reported on January 7, 2019. Read SEC document |
| December 01, 2018 Filed Dec 14, 2018 21:32 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,262 | $16.97 | $21,416.14 |
DisclosureSEC source: 0001179110-18-013888 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,336 Read SEC document |
| July 05, 2018 Filed Jul 12, 2018 12:44 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,235 | $20.50 | $25,317.50 |
DisclosureSEC source: 0001179110-18-009634 · edgar.xml · nonDerivative · entry 3 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,598 F1 · shares: 4002 F3 Read SEC document |
| July 04, 2018 Filed Jul 12, 2018 12:44 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,588 | $20.15 | $31,998.20 |
DisclosureSEC source: 0001179110-18-009634 · edgar.xml · nonDerivative · entry 2 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,833 F1 · shares: 4002 F3 Read SEC document |
| June 01, 2018 Filed Jul 12, 2018 12:44 UTC | OneSpan Inc. OSPN · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,179 | $21.80 | $25,702.20 |
DisclosureSEC source: 0001179110-18-009634 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,421 F1 · shares: 4002 F3 Read SEC document |
| January 05, 2018 Filed Jan 10, 2018 00:56 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,540 | $14.25 | $21,945.00 |
DisclosureSEC source: 0001179110-18-000789 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,600 Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 23:41 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,832 | $12.95 | $23,724.40 |
DisclosureSEC source: 0001179110-18-000647 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,601 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:31 UTC | OneSpan Inc. VDSI · Entity 5364 | GrantCommon Stock, $0.001 par value | 41,539 | $14.30 | $594,007.70 |
DisclosureSEC source: 0001179110-18-000703 · edgar.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,140 F1 · shares: All shares acquired are deferred stock. Shares of deferred stock vest over four years on the semi-annual and annual anniversary. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:08 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,718 | $14.15 | $24,309.70 |
DisclosureSEC source: 0000899243-17-017964 · doc4.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,433 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:21 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,627 | $14.35 | $23,347.45 |
DisclosureSEC source: 0000899243-17-015394 · doc4.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,779 Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 19:27 UTC | OneSpan Inc. VDSI · Entity 5364 | GrantCommon Stock, $0.001 par value | 32,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000617 · doc4.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,406 F1 · shares: Restricted common stock subject to vesting. 4,095 shares vest on each of July 5, 2017, January 5, 2018, and July 5, 2018. 4,096 shares vest on each of January 5, 2019, July 5, 2019, January 5, 2020, July 5, 2020 and January 5, 2021. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:53 UTC | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,609 | $14.00 | $22,526.00 |
DisclosureSEC source: 0000899243-16-034954 · doc4.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,641 Read SEC document |
| December 05, 2016 Filed Jun 21, 2017 22:06 UTC Amendment | OneSpan Inc. VDSI · Entity 5364 | Tax withholdingCommon Stock, $0.001 par value | 1,609 | $14.00 | $22,526.00 |
DisclosureSEC source: 0000899243-17-016879 · doc4a.xml · nonDerivative · entry 1 Clements Scott · CIK 0001690669 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,013 F1 · balance_after: Amount of securities beneficially owned following reported transaction originally reported in error as 29,641 shares on Form 4 filed December 6, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.