Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN CHEMICAL COEMN · Entity 1780 | CAO & Controller | August 01, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN CHEMICAL CO
Report date August 01, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,754 |
Ending reported balance
After 2021-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-01 · Exercise / conversion · Acquired 4,333 · Balance 16,460 F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. Row 2 · 2021-08-01 · Tax withholding · Disposed 1,706 · Balance 14,754 F2: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-08-01 | Direct | 4,334 |
Reported balance
After 2021-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-01 · Exercise / conversion · Disposed 4,333 · Balance 4,334 F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting. F3: Remaining one-third of the underlying shares that vest on 8/1/2022 subject to continued employment. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 46 |
Reported balance
Holding disclosure · report date 2021-08-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 |
Filing footnotes · ownership attribution and instrument terms
F1: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
F2: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.
F3: Remaining one-third of the underlying shares that vest on 8/1/2022 subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 2, 2018 19:15 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 5,883 | $100.88 | $593,477.04 |
DisclosureSEC source: 0000899243-18-006042 · doc4.xml · nonDerivative · entry 2 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,898 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $100.86 to $100.91. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:15 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 5,883 | $69.73 | $410,221.59 |
DisclosureSEC source: 0000899243-18-006042 · doc4.xml · nonDerivative · entry 1 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 14:33 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 8,424 | $0.00 Strike: $104.21 | $0.00 |
DisclosureSEC source: 0000899243-18-005764 · doc4.xml · derivative · entry 1 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,424 Underlying: Common Stock · 8,424 shares Expires 2028-02-25 F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 13:56 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 1,354 | $100.13 | $135,576.02 |
DisclosureSEC source: 0000899243-18-004506 · doc4.xml · nonDerivative · entry 2 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,898 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 13:56 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 5,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004506 · doc4.xml · nonDerivative · entry 1 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,252 F1 · shares: Payout under performance shares awarded at beginning of three-year (2015-2017) performance period. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantEmployee Stock Option (right to buy) · Derivative | 8,075 | $0.00 Strike: $80.25 | $0.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 8 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,075 Underlying: Common Stock · 8,075 shares Expires 2027-02-27 F5 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantRestrictive Stock Units · Derivative | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 7 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 Underlying: Common Stock · 2,550 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock. F4 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment. F4 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $39.84 | $0.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 6 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. F2 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 5,000 | $79.55 | $397,750.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 3 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,831 F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.50 to $79.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | SaleCommon Stock | 3,000 | $79.57 | $238,710.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 2 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 14:24 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Exercise / conversionCommon Stock | 3,000 | $39.84 | $119,520.00 |
DisclosureSEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 1 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 14:58 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | Tax withholdingCommon Stock | 430 | $80.25 | $34,507.50 |
DisclosureSEC source: 0000899243-17-004674 · doc4.xml · nonDerivative · entry 2 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831 F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 14:58 UTC | EASTMAN CHEMICAL CO EMN · Entity 1780 | GrantCommon Stock | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004674 · doc4.xml · nonDerivative · entry 1 King Scott V. · CIK 0001444370 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,261 F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.