Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Management CorpARES · Entity 3048 | COO & CFO | July 30, 2021 | August 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Management Corp
Report date July 30, 2021 · Filed August 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 965,984 |
Last balance in matching sequence
After 2021-07-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-07-30 · Exercise / conversion · Acquired 112,500 · Balance 1,021,762 F1: Reflects the vesting of 112,500 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 30, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 817,421 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Row 2 · 2021-07-30 · Tax withholding · Disposed 55,778 · Balance 965,984 F3: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2: Includes 817,421 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| Restricted UnitsSEC Table II · derivative / convertible security · Expires 2029-01-22 | Direct | 112,500 |
Reported balance
After 2021-07-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-30 · Exercise / conversion · Disposed 112,500 · Balance 112,500 F4: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 112,500 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.35 · Expires 2025-03-23 | Direct | 144,453 |
Reported balance
Holding disclosure · report date 2021-07-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 144,453 F5: The options are fully vested as of March 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of 112,500 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 30, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 817,421 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement.
F3: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan.
F4: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 112,500 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date.
F5: The options are fully vested as of March 23, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2017 Filed Mar 28, 2017 00:07 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 27,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-019469 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,907 F1 · balance_after: Reflects a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022. Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse (Continued in Footnote 2) F2 · balance_after: on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 01:31 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-005918 · a4.xml · nonDerivative · entry 2 McFerran Michael R · CIK 0001464431 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,659 F3 · balance_after: Reflects a grant of 100,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. Read SEC document |
| January 20, 2017 Filed Feb 2, 2017 01:31 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 11,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-005918 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,659 F1 · balance_after: Reflects a grant of 11,462 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. Read SEC document |
| January 20, 2017 Filed Jan 18, 2020 00:54 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 1,616 | $20.30 | $32,804.80 |
DisclosureSEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · Partner, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,907 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.