Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HCA Healthcare, Inc.HCA · Entity 2929 | Pres-Clinical Operations & CMO | August 02, 2021 | August 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HCA Healthcare, Inc.
Report date August 02, 2021 · Filed August 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,085.1606 |
Last balance in matching sequence
After 2021-07-28 transaction · row 15
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2021-04-30 · Gift · Disposed 23,445 · Balance 2,085.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Row 6 · 2021-07-28 · Gift · Acquired 3,846 · Balance 5,931.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Row 8 · 2021-07-28 · Gift · Acquired 1,182 · Balance 7,113.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Row 10 · 2021-07-28 · Gift · Acquired 11,704 · Balance 18,817.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Row 14 · 2021-07-28 · Gift · Acquired 3,268 · Balance 22,085.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Row 15 · 2021-07-28 · Gift · Disposed 20,000 · Balance 2,085.1606 F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 23,445 |
Reported balance
After 2021-04-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-30 · Gift · Acquired 23,445 · Balance 23,445 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-04-30 · Gift · Disposed 23,445 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,268 |
Reported balance
After 2021-07-28 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2021-07-28 · Gift · Acquired 3,268 · Balance 3,268 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2021-07-28 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2021-07-28 · Gift · Disposed 3,268 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy DJP 2020 Trust | 56,247 |
Reported balance
After 2021-04-30 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-04-30 · Gift · Acquired 23,445 · Balance 56,247 |
| Common StockSEC Table I · non-derivative | IndirectBy DJP 2020 Trust | 52,979 |
Reported balance
After 2021-07-28 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2021-07-28 · Gift · Disposed 3,268 · Balance 52,979 |
| Common StockSEC Table I · non-derivative | IndirectBy DJP 2020 Trust | 44,348 |
Reported balance
After 2021-08-02 transaction · row 20
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 20 · 2021-08-02 · Sale · Disposed 8,631 · Balance 44,348 |
| Common StockSEC Table I · non-derivative | IndirectBy 2012 GRAT | 0 |
Reported balance
After 2021-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-07-28 · Gift · Disposed 3,846 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 2011 GRAT | 0 |
Reported balance
After 2021-07-28 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2021-07-28 · Gift · Disposed 1,182 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy JBP 2020 Trust | 46,098 |
Reported balance
After 2021-07-28 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2021-07-28 · Gift · Disposed 11,704 · Balance 46,098 |
| Common StockSEC Table I · non-derivative | IndirectBy JBP 2020 Trust | 34,829 |
Reported balance
After 2021-08-02 transaction · row 18
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 18 · 2021-08-02 · Sale · Disposed 11,269 · Balance 34,829 |
| Common StockSEC Table I · non-derivative | IndirectBy JBP 2020 Trust | 34,729 |
Reported balance
After 2021-08-02 transaction · row 19
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 19 · 2021-08-02 · Sale · Disposed 100 · Balance 34,729 |
| Common StockSEC Table I · non-derivative | IndirectBy 2021 Trust | 20,000 |
Reported balance
After 2021-07-28 transaction · row 16
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 16 · 2021-07-28 · Gift · Acquired 20,000 · Balance 20,000 |
| Common StockSEC Table I · non-derivative | IndirectBy 2021 Trust | 0 |
Reported balance
After 2021-08-02 transaction · row 17
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 17 · 2021-08-02 · Sale · Disposed 20,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,085.1606 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 17, 2020 20:20 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 24,257 | $151.82 | $3,682,697.74 |
DisclosureSEC source: 0001209191-20-058918 · doc4.xml · nonDerivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,420.7241 Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 20:20 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 44,750 | $37.18 | $1,663,805.00 |
DisclosureSEC source: 0001209191-20-058918 · doc4.xml · nonDerivative · entry 4 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,677.7241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 20:20 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 17,002 | $149.50 | $2,541,799.00 |
DisclosureSEC source: 0001209191-20-058918 · doc4.xml · nonDerivative · entry 3 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927.7241 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 20:20 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058918 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By DJP 2020 Trust Disclosed balance after: 57,802 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 20:20 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058918 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 6 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By JBP 2020 Trust Disclosed balance after: 57,802 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,929.7241 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 4 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,802 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 3 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,731.7241 Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 5,531 | $147.36 | $815,069.73 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 9 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,531.7241 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.29 to $147.47, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,927.7241 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 7,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · derivative · entry 11 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,750 Underlying: Common Stock · 7,500 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 30,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · derivative · entry 10 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 20,498 | $147.32 | $3,019,765.36 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,533.7241 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 20:42 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 37,500 | $37.18 | $1,394,250.00 |
DisclosureSEC source: 0001209191-20-058190 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,031.7241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 12,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · derivative · entry 12 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 12,500 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 6,969 | $137.56 | $958,655.64 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 8 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,062.7241 F1 · balance_after: Includes 1,927.7241 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 12,500 | $37.18 | $464,750.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 7 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,031.7241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,927.7241 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 07, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 6 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By DJP 2020 Trust Disclosed balance after: 50,000 Read SEC document |
| August 07, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| May 11, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 4 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By JBP 2020 Trust Disclosed balance after: 50,000 Read SEC document |
| May 11, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 3 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,531.7241 F1 · balance_after: Includes 1,927.7241 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 01, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50,000 Read SEC document |
| May 01, 2020 Filed Nov 9, 2020 21:11 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057537 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Operations & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,531.7241 F1 · balance_after: Includes 1,927.7241 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:06 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 3,310 | $150.08 | $496,764.80 |
DisclosureSEC source: 0001209191-20-011766 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,307.1549 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:06 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantCommon Stock | 10,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011766 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,617.1549 F1 · kind: On February 1, 2017, the reporting person was granted 9,250 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2017-2019. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 80% of target) to two times the units granted (for actual performance of 120% or more of target). Based upon the Company's achievement with respect to cumulative 2017-2019 earnings per share, the number of performance share units that vested equaled 117.86% of the units granted. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 19:43 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 22,080 | $0.00 Strike: $145.24 | $0.00 |
DisclosureSEC source: 0001209191-20-005890 · doc4.xml · derivative · entry 4 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,080 Underlying: Common Stock · 22,080 shares Expires 2030-01-29 F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 29, 2021. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:15 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionRestricted Stock Units · Derivative | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014293 · doc4.xml · derivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,903 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 25, 2016, the reporting person was granted 3,805 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:15 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 705 | $143.26 | $100,998.30 |
DisclosureSEC source: 0001209191-19-014293 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,511.6171 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 20:15 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 1,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014293 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,216.6171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:26 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 3,221 | $142.01 | $457,414.21 |
DisclosureSEC source: 0001209191-19-013241 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,313.6171 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 19:26 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantCommon Stock | 10,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013241 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,534.6171 F1 · kind: On January 29, 2016, the reporting person was granted 8,850 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2016-2018. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 80% of target) to two times the units granted (for actual performance of 120% or more of target). Based upon the Company's achievement with respect to cumulative 2016-2018 earnings per share, the number of performance share units that vested equaled 122.25% of the units granted. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 18:05 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | GrantStock Appreciation Right · Derivative | 18,660 | $0.00 Strike: $139.06 | $0.00 |
DisclosureSEC source: 0001209191-19-006589 · doc4.xml · derivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,660 Underlying: Common Stock · 18,660 shares Expires 2029-01-30 F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 30, 2020. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 12,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-18-058041 · doc4.xml · derivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 12,500 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 6,909 | $141.65 | $978,659.85 |
DisclosureSEC source: 0001209191-18-058041 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,715.6171 F1 · balance_after: Due to administrative error, 269 shares that were indirectly held by the reporting person in the 2011 GRAT were inadvertently reported as being directly held by the reporting person in the Form 4 filed on November 5, 2013 and all subsequent Form 4 filings through July 27, 2018. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 19:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 12,500 | $37.18 | $464,750.00 |
DisclosureSEC source: 0001209191-18-058041 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,624.6171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Due to administrative error, 269 shares that were indirectly held by the reporting person in the 2011 GRAT were inadvertently reported as being directly held by the reporting person in the Form 4 filed on November 5, 2013 and all subsequent Form 4 filings through July 27, 2018. Read SEC document |
| July 27, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 3,300 | $124.47 | $410,751.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 7 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,393.6171 F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 27, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 37,152 | $123.52 | $4,588,970.46 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 6 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,693.6171 F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.29 to $124.27, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 27, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 32,846 | $122.92 | $4,037,351.49 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,845.6171 F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.28 to $123.27, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 75,000 | $0.00 Strike: $22.95 | $0.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · derivative · entry 12 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionStock Appreciation Right · Derivative | 75,000 | $0.00 Strike: $22.95 | $0.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · derivative · entry 11 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $22.10 | $0.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · derivative · entry 10 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: The option vested at the end of fiscal year 2011 based upon the achievement of certain annual EBITDA performance targets. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Tax withholdingCommon Stock | 76,702 | $118.13 | $9,060,807.26 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 4 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,691.6171 F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 150,000 | $22.95 | $3,442,500.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 3 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,393.6171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 10,000 | $112.53 | $1,125,300.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,393.6171 F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:45 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 10,000 | $22.10 | $221,000.00 |
DisclosureSEC source: 0001209191-18-044262 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,393.6171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of stock appreciation rights, option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:31 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0001209191-18-039404 · doc4.xml · derivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:31 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 12,500 | $108.00 | $1,350,000.00 |
DisclosureSEC source: 0001209191-18-039404 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,393.6171 F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 16:31 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionCommon Stock | 12,500 | $21.35 | $266,875.00 |
DisclosureSEC source: 0001209191-18-039404 · doc4.xml · nonDerivative · entry 1 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,893.6171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.33 | $0.00 |
DisclosureSEC source: 0001209191-18-037474 · doc4.xml · derivative · entry 5 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on November 2, 2013. F5 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:34 UTC | HCA Healthcare, Inc. HCA · Entity 2929 | SaleCommon Stock | 25,000 | $106.00 | $2,650,000.00 |
DisclosureSEC source: 0001209191-18-037474 · doc4.xml · nonDerivative · entry 2 Perlin Jonathan B · CIK 0001373493 · Pres-Clinical Services & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,393.6171 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 1,498.6171 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.