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organization · Reporting owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP

Disclosed activity across 6 companies

Tapewire entity
13660
SEC CIK
0001169889

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANESIVA, INC.ANSV · Entity 1365210% ownerJune 22, 2006June 26, 2006
BARRIER THERAPEUTICS INCBTRX · Entity 1392710% ownerDecember 30, 2004January 04, 2005
BILL BARRETT CORPBBG · Entity 1382810% ownerDecember 15, 2004December 27, 2004
PortalPlayer, Inc.PLAY · Entity 1395510% ownerDecember 31, 2004January 04, 2005
Seagen Inc.SGEN · Entity 1395610% ownerDecember 30, 2004January 04, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.87 · Expires 2016-06-22IndirectSee footnote10,000 Reported balance After 2006-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2006-06-22 · Grant · Acquired 10,000 · Balance 10,000

F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2012-12-03IndirectSee footnote10,000 Reported balance Holding disclosure · report date 2006-06-22 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 10,000

F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2015-06-07IndirectSee footnote2,500 Reported balance Holding disclosure · report date 2006-06-22 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,500

F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.80 · Expires 2015-12-16IndirectSee footnote50,000 Reported balance Holding disclosure · report date 2006-06-22 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeDirect2,886,121 Reported balance Holding disclosure · report date 2006-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,886,121

Common StockSEC Table I · non-derivativeIndirectSee footnote234,689 Reported balance Holding disclosure · report date 2006-06-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 234,689

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote35,134 Reported balance Holding disclosure · report date 2006-06-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 35,134

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote118,118 Reported balance Holding disclosure · report date 2006-06-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 118,118

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote13,198 Reported balance Holding disclosure · report date 2006-06-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 13,198

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote81,769 Reported balance Holding disclosure · report date 2006-06-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 81,769

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.

F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.

F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,323,666 Reported balance After 2004-12-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-12-30 · Sale · Disposed 147,134 · Balance 2,323,666

Common StockSEC Table I · non-derivativeIndirectSee footnote147,134 Reported balance After 2004-12-30 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2004-12-30 · Purchase · Acquired 147,134 · Balance 147,134

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown").

Common StockSEC Table I · non-derivativeIndirectSee footnote397,975 Reported balance Holding disclosure · report date 2004-12-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 397,975

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote201,635 Reported balance Holding disclosure · report date 2004-12-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 201,635

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote55,380 Reported balance Holding disclosure · report date 2004-12-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 55,380

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote22,483 Reported balance Holding disclosure · report date 2004-12-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 22,483

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown").

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,382,856 Reported balance Holding disclosure · report date 2004-12-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,382,856

Common StockSEC Table I · non-derivativeIndirectSee footnote578,471 Reported balance Holding disclosure · report date 2004-12-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 578,471

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote251,691 Reported balance Holding disclosure · report date 2004-12-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 251,691

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote32,660 Reported balance Holding disclosure · report date 2004-12-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 32,660

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote101,211 Reported balance Holding disclosure · report date 2004-12-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 101,211

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett A, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote41,095 Reported balance Holding disclosure · report date 2004-12-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 41,095

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote81,424 Reported balance Holding disclosure · report date 2004-12-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 81,424

F6: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote112,992 Reported balance Holding disclosure · report date 2004-12-15 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 112,992

F7: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett/Selldown, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett A, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett, L.P.

F6: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F7: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett/Selldown, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,560,225 Reported balance After 2004-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-12-31 · Sale · Disposed 86,322 · Balance 2,560,225

Common StockSEC Table I · non-derivativeIndirectSee footnote86,322 Reported balance After 2004-12-31 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2004-12-31 · Purchase · Acquired 86,322 · Balance 86,322

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote229,704 Reported balance Holding disclosure · report date 2004-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 229,704

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote31,313 Reported balance Holding disclosure · report date 2004-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 31,313

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote116,587 Reported balance Holding disclosure · report date 2004-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 116,587

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Common StockSEC Table I · non-derivativeIndirectSee footnote12,992 Reported balance Holding disclosure · report date 2004-12-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,992

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31Direct601,925 Reported balance After 2004-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2004-12-30 · Sale · Disposed 38,114 · Balance 601,925

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31IndirectSee footnote381,140 Reported balance After 2004-12-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2004-12-30 · Purchase · Acquired 38,114 · Balance 381,140

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31IndirectSee footnote101,421 Reported balance Holding disclosure · report date 2004-12-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 101,421

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31IndirectSee footnote13,826 Reported balance Holding disclosure · report date 2004-12-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 13,826

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31IndirectSee footnote51,478 Reported balance Holding disclosure · report date 2004-12-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 51,478

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31IndirectSee footnote5,736 Reported balance Holding disclosure · report date 2004-12-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,736

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50Direct4,815,400 Reported balance After 2004-12-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2004-12-30 · Sale · Disposed 30,491 · Balance 4,815,400

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50IndirectSee footnote304,910 Reported balance After 2004-12-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2004-12-30 · Purchase · Acquired 30,491 · Balance 304,910

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50IndirectSee footnote811,370 Reported balance Holding disclosure · report date 2004-12-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 811,370

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50IndirectSee footnote110,610 Reported balance Holding disclosure · report date 2004-12-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 110,610

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50IndirectSee footnote411,820 Reported balance Holding disclosure · report date 2004-12-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 411,820

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50IndirectSee footnote45,890 Reported balance Holding disclosure · report date 2004-12-30 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 45,890

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Stock Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.26 · Expires 2014-05-16IndirectSee footnote10,000 Reported balance Holding disclosure · report date 2004-12-30 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 10,000

F8: These options were granted to Srinivas Akkaraju, a director of the Issuer. Mr. Akkaraju is obligated to transfer any shares issued under the Stock Option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") at the request of JPM BHCA.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F8: These options were granted to Srinivas Akkaraju, a director of the Issuer. Mr. Akkaraju is obligated to transfer any shares issued under the Stock Option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") at the request of JPM BHCA.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2004-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,029,178 Reported balance After 2004-12-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-12-15 · Sale · Disposed 344,730 · Balance 1,029,178

Common StockSEC Table I · non-derivativeIndirectSee footnote16,135 Reported balance After 2004-12-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2004-12-15 · Sale · Disposed 5,092 · Balance 16,135

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote8,101 Reported balance After 2004-12-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2004-12-15 · Sale · Disposed 2,556 · Balance 8,101

F2: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,479 Reported balance After 2004-12-15 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2004-12-15 · Sale · Disposed 782 · Balance 2,479

F3: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote905 Reported balance After 2004-12-15 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2004-12-15 · Sale · Disposed 285 · Balance 905

F4: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.82 · Expires 2011-01-01IndirectSee footnote2,000 Reported balance Holding disclosure · report date 2004-12-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,000

F5: These options are immediately exercisable.

F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.

Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2013-03-12IndirectSee footnote2,000 Reported balance Holding disclosure · report date 2004-12-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,000

F5: These options are immediately exercisable.

F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.

Filing footnotes · ownership attribution and instrument terms

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: These options are immediately exercisable.

F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 2,778,395 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · derivative · entry 19

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries C -1 convertible preferred stock · Derivative 10,063 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · derivative · entry 18

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series C-1 Convertible Preferred Stock is convertible on a 1 for 116.8317 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries C convertible preferred stock · Derivative 3,054 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · derivative · entry 17

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries B convertible preferred stock · Derivative 6,509 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · derivative · entry 16

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A and B Convertible Preferred Stock is convertible on a 1 for 0.6667 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries A convertible preferred stock · Derivative 23,893 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · derivative · entry 15

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A and B Convertible Preferred Stock is convertible on a 1 for 0.6667 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 14

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,037,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 8,301 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 13

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,032,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 42,100 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 12

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,024,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 74,487 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 11

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,982,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 11,307 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 10

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,907,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 20,006 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 9

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,896,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 146,756 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 8

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,876,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 82,948 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 7

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,729,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 523,453 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 6

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 926,131 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 5

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 1,175,677 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 4

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 3

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 2

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 17:51 UTC PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 15,929 $0.00 $0.00
Disclosure

SEC source: 0001144204-04-020596 · v09393_ex.xml · nonDerivative · entry 1

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries E convertible preferred stock · Derivative 14,075 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 28

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 24,903 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 27

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries E convertible preferred stock · Derivative 126,301 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 26

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 223,461 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 25

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries E convertible preferred stock · Derivative 33,922 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 24

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 60,018 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 23

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries E convertible preferred stock · Derivative 248,844 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 22

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 440,270 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 21

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries E convertible preferred stock · Derivative 1,570,361 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 20

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries D convertible preferred stock · Derivative 2,778,395 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 19

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries C -1 convertible preferred stock · Derivative 10,063 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 18

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series C-1 Convertible Preferred Stock is convertible on a 1 for 116.8317 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries C convertible preferred stock · Derivative 3,054 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 17

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series C, D, and E Convertible Preferred Stock is convertible on a 1 for 0.3333 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries B convertible preferred stock · Derivative 6,509 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 16

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A and B Convertible Preferred Stock is convertible on a 1 for 0.6667 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionSeries A convertible preferred stock · Derivative 23,893 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · derivative · entry 15

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A and B Convertible Preferred Stock is convertible on a 1 for 0.6667 basis.

F6 · derivative.exercise_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F6 · derivative.expiration_date: The Series A, B, C, C-1, D, and E Convertible Preferred Stock is immediately exercisable. It has no expiration date.

F7 · derivative.underlying_shares: Reflects a 1-for-3 reverse split of the common stock.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 4,691 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 14

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 8,301 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 13

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 42,100 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 12

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 116,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 74,487 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 11

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 11,307 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 10

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 20,006 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 9

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 146,756 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 8

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 229,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 82,948 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 7

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 523,453 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 6

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 926,131 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 5

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 1,175,677 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 4

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 3

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 2

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Jan 4, 2005 21:24 UTC Amendment PortalPlayer, Inc. PLAY · Entity 13955 ConversionCommon Stock 15,929 $0.00 $0.00
Disclosure

SEC source: 0001144204-05-000258 · v010709_ex.xml · nonDerivative · entry 1

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2004 Filed Nov 18, 2004 19:05 UTC ANESIVA, INC. CGTK · Entity 13652 SaleCommon Stock 4,294 $17.70 $76,003.80
Disclosure

SEC source: 0001144204-04-019780 · v09044_ex.xml · nonDerivative · entry 5

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,465

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

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November 17, 2004 Filed Nov 18, 2004 19:05 UTC ANESIVA, INC. CGTK · Entity 13652 SaleCommon Stock 38,467 $17.70 $680,865.90
Disclosure

SEC source: 0001144204-04-019780 · v09044_ex.xml · nonDerivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 210,213

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

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November 17, 2004 Filed Nov 18, 2004 19:05 UTC ANESIVA, INC. CGTK · Entity 13652 SaleCommon Stock 11,024 $17.70 $195,124.80
Disclosure

SEC source: 0001144204-04-019780 · v09044_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 60,272

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.