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person · Reporting owner

FABRIKANT CHARLES

Disclosed activity across 4 companies

Tapewire entity
136601
SEC CIK
0000942692

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bristow Group Inc.VTOL · Entity 32DirectorAugust 03, 2021August 05, 2021
DIAMOND OFFSHORE DRILLING, INC.DO · Entity 87810DirectorApril 01, 2019April 02, 2019
SEACOR HOLDINGS INC /NEW/CKH · Entity 140212Director · Executive Chairman and CEOApril 15, 2021April 19, 2021
SEACOR Marine Holdings Inc.SMHI · Entity 6091DirectorMarch 23, 2021March 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bristow Group Inc.

Report date August 03, 2021 · Filed August 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,226 Reported balance After 2021-08-03 transaction · row 1
1 source row

Row 1 · 2021-08-03 · Grant · Acquired 6,616 · Balance 95,226

F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on August 3, 2022, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date.

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation107,843 Reported balance Holding disclosure · report date 2021-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,843

F2: Reporting person is the President. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust20,000 Reported balance Holding disclosure · report date 2021-08-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,000

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust12,607 Reported balance Holding disclosure · report date 2021-08-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 12,607

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust4,000 Reported balance Holding disclosure · report date 2021-08-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,000

F4: Reporting person is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust267 Reported balance Holding disclosure · report date 2021-08-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 267

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust267 Reported balance Holding disclosure · report date 2021-08-03 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 267

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on August 3, 2022, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date.

F2: Reporting person is the President. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

F4: Reporting person is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

DIAMOND OFFSHORE DRILLING, INC.

Report date April 01, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $10.49 · Expires 2029-04-01Direct1,000 Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-04-01 · Grant · Acquired 1,000 · Balance 1,000

SEACOR HOLDINGS INC /NEW/

Report date April 15, 2021 · Filed April 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-15 transaction · row 1
1 source row

Row 1 · 2021-04-15 · Disposition to issuer · Disposed 435,189 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-15 · Disposition to issuer · Disposed 800 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-04-15 · Disposition to issuer · Disposed 800 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVSS Holding Corp.0 Reported balance After 2021-04-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-04-15 · Disposition to issuer · Disposed 12,388 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F3: Reporting Person is the President and sole stockholder.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2021-04-15 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-04-15 · Disposition to issuer · Disposed 14,826 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F4: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust0 Reported balance After 2021-04-15 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2021-04-15 · Disposition to issuer · Disposed 60,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation0 Reported balance After 2021-04-15 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2021-04-15 · Disposition to issuer · Disposed 332,142 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F5: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2021-04-15 · Disposition to issuer · Disposed 42,121 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectArticle Sixth Trust U/W/O Elaine Fabrikant FBO EF0 Reported balance After 2021-04-15 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2021-04-15 · Disposition to issuer · Disposed 18,995 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust0 Reported balance After 2021-04-15 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2021-04-15 · Disposition to issuer · Disposed 12,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F6: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.23 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.26 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.28 · Expires 2021-03-04Direct0 Reported balance After 2021-04-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.22 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.02 · Expires 2028-03-06Direct0 Reported balance After 2021-04-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2021-04-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.97 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.68 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.26 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.20 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.87 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.10 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.38 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.67 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.53 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.99 · Expires 2021-03-04Direct0 Reported balance After 2021-04-15 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.18 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.24 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.10 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.20 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.97 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.57 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.28 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.14 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 33 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 33 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.89 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 34 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 34 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.37 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 35 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 35 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.64 · Expires 2028-03-06Direct0 Reported balance After 2021-04-15 transaction · row 36 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 36 · 2021-04-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.85 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 37 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 37 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.29 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 38 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 38 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.24 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 39 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 39 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.91 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 40 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 40 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Reporting Person is the President and sole stockholder.

F4: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F5: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F6: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

SEACOR Marine Holdings Inc.

Report date March 23, 2021 · Filed March 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect501,630 Reported balance After 2021-03-23 transaction · row 1
1 source row

Row 1 · 2021-03-23 · Purchase · Acquired 1,500 · Balance 501,630

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation360,414 Reported balance Holding disclosure · report date 2021-03-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 360,414

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVSS Holding Corp.65,459 Reported balance Holding disclosure · report date 2021-03-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 65,459

F2: Reporting Person is the President and sole stockholder.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust60,324 Reported balance Holding disclosure · report date 2021-03-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 60,324

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust42,348 Reported balance Holding disclosure · report date 2021-03-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,348

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectArticle Sixth Trust U/W/O Elaine Fabrikant FBO EF19,097 Reported balance Holding disclosure · report date 2021-03-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 19,097

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectBy Spouse14,406 Reported balance Holding disclosure · report date 2021-03-23 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 14,406

F5: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust12,064 Reported balance Holding disclosure · report date 2021-03-23 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 12,064

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust804 Reported balance Holding disclosure · report date 2021-03-23 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 804

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust804 Reported balance Holding disclosure · report date 2021-03-23 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 804

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVictoria Transport Corporation35,422 Reported balance Holding disclosure · report date 2021-03-23 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 35,422

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F2: Reporting Person is the President and sole stockholder.

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F5: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2018 Filed Apr 2, 2018 17:16 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $14.49 $0.00
Disclosure

SEC source: 0001209191-18-022503 · doc4.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-04-01

Read SEC document
March 27, 2018 Filed Feb 7, 2019 17:10 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-19-000002 · wf-form5_154957729951773.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,454

Read SEC document
March 27, 2018 Filed Feb 14, 2019 16:15 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010126 · doc5.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,059

Read SEC document
March 26, 2018 Filed Feb 14, 2019 16:15 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010126 · doc5.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,859

Read SEC document
March 23, 2018 Filed Feb 7, 2019 17:10 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-19-000002 · wf-form5_154957729951773.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,454

Read SEC document
March 12, 2018 Filed Mar 14, 2018 16:24 UTC Bristow Group Inc. ERA · Entity 32 GrantCommon Stock 6,112 $0.00 $0.00
Disclosure

SEC source: 0001525221-18-000028 · wf-form4_152105905007880.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,425

Read SEC document
March 12, 2018 Filed Mar 16, 2018 15:56 UTC Amendment Bristow Group Inc. ERA · Entity 32 GrantCommon Stock 6,212 $0.00 $0.00
Disclosure

SEC source: 0001525221-18-000045 · wf-form4a_152123019253221.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,525

F1 · shares: Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed on March 14, 2018 to correct the number of shares acquired from 6,112 to 6,212 and the number of non-derivative securities beneficially owned following the reported transaction from 229,425 to 229,525.

F1 · balance_after: Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed on March 14, 2018 to correct the number of shares acquired from 6,112 to 6,212 and the number of non-derivative securities beneficially owned following the reported transaction from 229,425 to 229,525.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 16:13 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $46.49 $0.00
Disclosure

SEC source: 0000859598-18-000034 · wf-form4_152054360580182.xml · derivative · entry 10

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-03-06

F6 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 16:13 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-18-000034 · wf-form4_152054360580182.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,954

F1 · shares: The restricted stock award reported on this Form 4 will lapse in five equal annual installments beginning on March 4, 2019 and ending on March 4, 2023.

Read SEC document
January 01, 2018 Filed Jan 2, 2018 14:47 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001209191-18-000096 · doc4.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-01-01

Read SEC document
December 29, 2017 Filed Jan 3, 2018 16:03 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Tax withholdingCommon Stock 35,634 $46.22 $1,647,003.48
Disclosure

SEC source: 0000859598-18-000007 · wf-form4_151501339362097.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,954

Read SEC document
December 28, 2017 Filed Jan 2, 2018 15:01 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 SaleCommon Stock 1,000 $18.56 $18,555.70
Disclosure

SEC source: 0001209191-18-000117 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 28, 2017 Filed Jan 2, 2018 15:01 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 SaleCommon Stock 500 $18.54 $9,271.65
Disclosure

SEC source: 0001209191-18-000117 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
December 04, 2017 Filed Dec 5, 2017 18:51 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 7,750 $0.00 Strike: $48.85 $0.00
Disclosure

SEC source: 0000859598-17-000167 · wf-form4_151251788860207.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock · 7,750 shares

Expires 2027-04-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2018 and ending on March 4, 2021.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:32 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GrantStock Options (right to buy) · Derivative 33,400 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001690334-17-000093 · wf-form4_151182195264836.xml · derivative · entry 11

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Common Stock · 33,400 shares

Expires 2027-11-22

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:32 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001690334-17-000093 · wf-form4_151182195264836.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,169

Read SEC document
November 08, 2017 Filed Feb 5, 2018 16:39 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-18-000014 · wf-form5_151786673972478.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,954

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock · Derivative 9,706 $0.00 Strike: $31.39 $0.00
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · derivative · entry 14

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,706 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On June 2, 2017 the issuer distributed shares pursuant to the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), resulting in an adjustment to the exercise price of these options from $48.65 to $31.39.

F6 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F7 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock · Derivative 14,983 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · derivative · entry 13

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $53.15 to $34.29.

F6 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F7 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock · Derivative 14,983 $0.00 Strike: $37.52 $0.00
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · derivative · entry 12

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $58.15 to $37.52.

F6 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F7 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 7,300 $50.85 $371,226.90
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 9

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,588

F4 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50.72 to $51.085 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 32,372 $50.02 $1,619,182.70
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 8

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,888

F3 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $49.71 to $50.70 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 9,706 $31.39 $304,671.34
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 7

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 14,983 $34.29 $513,767.07
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 6

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 14,983 $37.52 $562,162.16
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 5

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock · Derivative 14,983 $0.00 Strike: $19.53 $0.00
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · derivative · entry 11

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On June 2, 2017 the issuer distributed shares pursuant to the SMHI Spin-Off, resulting in an adjustment to the exercise price of these options from $30.26 to $19.53.

F6 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F7 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock · Derivative 5,277 $0.00 Strike: $31.39 $0.00
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · derivative · entry 10

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,277 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On June 2, 2017 the issuer distributed shares pursuant to the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), resulting in an adjustment to the exercise price of these options from $48.65 to $31.39.

F6 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F7 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 8,610 $51.11 $440,065.71
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 4

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,588

F2 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $51 to $51.395 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 6,619 $50.57 $334,696.35
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,198

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50 to $50.97 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 14,983 $19.53 $292,617.99
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 5,277 $31.39 $165,645.03
Disclosure

SEC source: 0000859598-17-000155 · wf-form4_151009206129562.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 16:25 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-054622 · doc4.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-10-01

Read SEC document
September 04, 2017 Filed Sep 6, 2017 16:15 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 7,750 $0.00 Strike: $39.38 $0.00
Disclosure

SEC source: 0000859598-17-000134 · wf-form4_150472893788173.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock · 7,750 shares

Expires 2027-04-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2018 and ending on March 4, 2021.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 10:15 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001209191-17-042929 · doc4.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-07-01

Read SEC document
June 16, 2017 Filed Feb 2, 2018 17:15 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001690334-18-000008 · wf-form5_151760973262315.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,169

Read SEC document
June 16, 2017 Filed Feb 13, 2018 16:58 UTC Amendment SEACOR Marine Holdings Inc. SMHI · Entity 6091 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001690334-18-000016 · wf-form5a_151855909461334.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,169

F1 · balance_after: This amendment to the Reporting Person's Form 5 filed on February 2, 2018 is being filed to correct the number of shares of Common Stock directly owned by the Reporting Person as the gift of 8,000 shares of Common Stock reported in the original filing had been inadvertently deducted twice in the calculation of such number.

Read SEC document
June 04, 2017 Filed Jun 6, 2017 17:01 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 7,750 $0.00 Strike: $37.43 $0.00
Disclosure

SEC source: 0000859598-17-000105 · wf-form4_149678287689508.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock · 7,750 shares

Expires 2027-04-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2018 and ending on March 4, 2021.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 17:37 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 5,000 $0.00 Strike: $64.66 $0.00
Disclosure

SEC source: 0000859598-17-000058 · wf-form4_149151460373781.xml · derivative · entry 11

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-04-05

F7 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2018 and ending on March 4, 2021.

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April 05, 2017 Filed Apr 6, 2017 17:37 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-17-000058 · wf-form4_149151460373781.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,557

F1 · shares: The restricted stock award reported on this Form 4 will lapse in five equal annual installments beginning on March 4, 2018 and ending on March 4, 2022.

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April 01, 2017 Filed Apr 3, 2017 11:24 UTC DIAMOND OFFSHORE DRILLING, INC. DO · Entity 87810 GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $16.61 $0.00
Disclosure

SEC source: 0001209191-17-024028 · doc4.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-01

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March 20, 2017 Filed Jan 4, 2018 12:20 UTC Bristow Group Inc. ERA · Entity 32 GiftCommon Stock 18,400 $0.00 $0.00
Disclosure

SEC source: 0001525221-18-000002 · wf-form5_151508640273635.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,313

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March 10, 2017 Filed Mar 14, 2017 16:00 UTC Bristow Group Inc. ERA · Entity 32 GrantCommon Stock 5,142 $0.00 $0.00
Disclosure

SEC source: 0001525221-17-000025 · wf-form4_148952164156860.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,713

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March 04, 2017 Filed Mar 7, 2017 17:56 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Tax withholdingCommon Stock 9,273 $68.41 $634,365.93
Disclosure

SEC source: 0000859598-17-000037 · wf-form4_148892736525915.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,557

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 9,666 $0.00 Strike: $52.61 $0.00
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · derivative · entry 18

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,666 shares

Expires 2017-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award reported on this Form 4 was granted pursuant to the SEACOR Holdings Inc. Amended 2007 Share Incentive Plan and became fully vested and exercisable on March 4, 2012.

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March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 9,666 $0.00 Strike: $58.54 $0.00
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · derivative · entry 17

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,666 shares

Expires 2017-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award reported on this Form 4 was granted pursuant to the SEACOR Holdings Inc. Amended 2007 Share Incentive Plan and became fully vested and exercisable on March 4, 2012.

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March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 9,666 $0.00 Strike: $54.76 $0.00
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · derivative · entry 16

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,666 shares

Expires 2017-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award reported on this Form 4 was granted pursuant to the SEACOR Holdings Inc. Amended 2007 Share Incentive Plan and became fully vested and exercisable on March 4, 2012.

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March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 9,666 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · derivative · entry 15

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,666 shares

Expires 2017-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award reported on this Form 4 was granted pursuant to the SEACOR Holdings Inc. Amended 2007 Share Incentive Plan and became fully vested and exercisable on March 4, 2012.

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March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Tax withholdingCommon Stock 34,641 $69.08 $2,393,000.28
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · nonDerivative · entry 5

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,830

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 9,666 $52.61 $508,528.26
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · nonDerivative · entry 4

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 18:17 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 9,666 $58.54 $565,847.64
Disclosure

SEC source: 0000859598-17-000027 · wf-form4_148884222237659.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.