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person · Reporting owner

FABRIKANT CHARLES

Disclosed activity across 4 companies

Tapewire entity
136601
SEC CIK
0000942692

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bristow Group Inc.VTOL · Entity 32DirectorAugust 03, 2021August 05, 2021
DIAMOND OFFSHORE DRILLING, INC.DO · Entity 87810DirectorApril 01, 2019April 02, 2019
SEACOR HOLDINGS INC /NEW/CKH · Entity 140212Director · Executive Chairman and CEOApril 15, 2021April 19, 2021
SEACOR Marine Holdings Inc.SMHI · Entity 6091DirectorMarch 23, 2021March 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bristow Group Inc.

Report date August 03, 2021 · Filed August 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,226 Reported balance After 2021-08-03 transaction · row 1
1 source row

Row 1 · 2021-08-03 · Grant · Acquired 6,616 · Balance 95,226

F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on August 3, 2022, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date.

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation107,843 Reported balance Holding disclosure · report date 2021-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,843

F2: Reporting person is the President. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust20,000 Reported balance Holding disclosure · report date 2021-08-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,000

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust12,607 Reported balance Holding disclosure · report date 2021-08-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 12,607

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust4,000 Reported balance Holding disclosure · report date 2021-08-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,000

F4: Reporting person is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust267 Reported balance Holding disclosure · report date 2021-08-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 267

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust267 Reported balance Holding disclosure · report date 2021-08-03 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 267

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Bristow Group Inc. 2021 Equity Incentive Plan, the reporting person was granted restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of Bristow Group Inc. The RSUs vest in full on August 3, 2022, subject to the reporting person's continued status as a director of Bristow Group Inc. as of the vesting date.

F2: Reporting person is the President. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Reporting person's spouse is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

F4: Reporting person is a trustee. Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

DIAMOND OFFSHORE DRILLING, INC.

Report date April 01, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $10.49 · Expires 2029-04-01Direct1,000 Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-04-01 · Grant · Acquired 1,000 · Balance 1,000

SEACOR HOLDINGS INC /NEW/

Report date April 15, 2021 · Filed April 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-15 transaction · row 1
1 source row

Row 1 · 2021-04-15 · Disposition to issuer · Disposed 435,189 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-15 · Disposition to issuer · Disposed 800 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-04-15 · Disposition to issuer · Disposed 800 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVSS Holding Corp.0 Reported balance After 2021-04-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-04-15 · Disposition to issuer · Disposed 12,388 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F3: Reporting Person is the President and sole stockholder.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2021-04-15 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-04-15 · Disposition to issuer · Disposed 14,826 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F4: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust0 Reported balance After 2021-04-15 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2021-04-15 · Disposition to issuer · Disposed 60,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation0 Reported balance After 2021-04-15 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2021-04-15 · Disposition to issuer · Disposed 332,142 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F5: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust0 Reported balance After 2021-04-15 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2021-04-15 · Disposition to issuer · Disposed 42,121 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectArticle Sixth Trust U/W/O Elaine Fabrikant FBO EF0 Reported balance After 2021-04-15 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2021-04-15 · Disposition to issuer · Disposed 18,995 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust0 Reported balance After 2021-04-15 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2021-04-15 · Disposition to issuer · Disposed 12,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F6: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.23 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.26 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.28 · Expires 2021-03-04Direct0 Reported balance After 2021-04-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.22 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.02 · Expires 2028-03-06Direct0 Reported balance After 2021-04-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2021-04-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.97 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.68 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.26 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.20 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.87 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.10 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.38 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.67 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.53 · Expires 2022-03-02Direct0 Reported balance After 2021-04-15 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.99 · Expires 2021-03-04Direct0 Reported balance After 2021-04-15 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.18 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.24 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.10 · Expires 2026-03-04Direct0 Reported balance After 2021-04-15 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2021-04-15 · Disposition to issuer · Disposed 19,376 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.20 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.97 · Expires 2027-04-05Direct0 Reported balance After 2021-04-15 transaction · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · 2021-04-15 · Disposition to issuer · Disposed 7,750 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.57 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.28 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.14 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 33 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 33 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.89 · Expires 2023-03-04Direct0 Reported balance After 2021-04-15 transaction · row 34 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 34 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.37 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 35 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 35 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.64 · Expires 2028-03-06Direct0 Reported balance After 2021-04-15 transaction · row 36 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 36 · 2021-04-15 · Disposition to issuer · Disposed 5,000 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.85 · Expires 2024-03-06Direct0 Reported balance After 2021-04-15 transaction · row 37 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 37 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.29 · Expires 2030-03-04Direct0 Reported balance After 2021-04-15 transaction · row 38 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 38 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.24 · Expires 2025-03-04Direct0 Reported balance After 2021-04-15 transaction · row 39 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 39 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.91 · Expires 2029-03-04Direct0 Reported balance After 2021-04-15 transaction · row 40 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 40 · 2021-04-15 · Disposition to issuer · Disposed 6,250 · Balance 0

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.

F2: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Reporting Person is the President and sole stockholder.

F4: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F5: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F6: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F7: Upon consummation of the Merger, each such option was cancelled for no consideration.

F8: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.

SEACOR Marine Holdings Inc.

Report date March 23, 2021 · Filed March 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect501,630 Reported balance After 2021-03-23 transaction · row 1
1 source row

Row 1 · 2021-03-23 · Purchase · Acquired 1,500 · Balance 501,630

Common StockSEC Table I · non-derivativeIndirectFabrikant International Corporation360,414 Reported balance Holding disclosure · report date 2021-03-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 360,414

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVSS Holding Corp.65,459 Reported balance Holding disclosure · report date 2021-03-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 65,459

F2: Reporting Person is the President and sole stockholder.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2012 GST Exempt Trust60,324 Reported balance Holding disclosure · report date 2021-03-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 60,324

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectCharles Fabrikant 2009 Family Trust42,348 Reported balance Holding disclosure · report date 2021-03-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,348

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectArticle Sixth Trust U/W/O Elaine Fabrikant FBO EF19,097 Reported balance Holding disclosure · report date 2021-03-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 19,097

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectBy Spouse14,406 Reported balance Holding disclosure · report date 2021-03-23 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 14,406

F5: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectSara Fabrikant 2012 GST Exempt Trust12,064 Reported balance Holding disclosure · report date 2021-03-23 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 12,064

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectEric Fabrikant 2009 Family Trust804 Reported balance Holding disclosure · report date 2021-03-23 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 804

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectHarlan Saroken 2009 Family Trust804 Reported balance Holding disclosure · report date 2021-03-23 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 804

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectVictoria Transport Corporation35,422 Reported balance Holding disclosure · report date 2021-03-23 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 35,422

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F2: Reporting Person is the President and sole stockholder.

F3: Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F4: Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F5: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 8, 2021 16:45 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 14,983 $0.00 Strike: $39.68 $0.00
Disclosure

SEC source: 0000859598-21-000019 · wf-form4_161523992683846.xml · derivative · entry 14

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The completion of the SMHI spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The Completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $64.22 to $40.44. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $40.44 to $39.68.

F7 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F8 · derivative.exercise_date: These options became exercisable in 5 equal annual installments beginning on March 4, 2012, and ending on March 4, 2016.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:45 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 14,983 $0.00 Strike: $38.26 $0.00
Disclosure

SEC source: 0000859598-21-000019 · wf-form4_161523992683846.xml · derivative · entry 13

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $62.01 to $40.01. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $40.01 to $38.26.

F7 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F8 · derivative.exercise_date: These options became exercisable in 5 equal annual installments beginning on March 4, 2012, and ending on March 4, 2016.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:45 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Tax withholdingCommon Stock 28,772 $42.50 $1,222,810.00
Disclosure

SEC source: 0000859598-21-000019 · wf-form4_161523992683846.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,189

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:45 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 14,983 $39.68 $594,525.44
Disclosure

SEC source: 0000859598-21-000019 · wf-form4_161523992683846.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:45 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 14,983 $38.26 $573,249.58
Disclosure

SEC source: 0000859598-21-000019 · wf-form4_161523992683846.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 17:55 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 1,244 $41.57 $51,708.97
Disclosure

SEC source: 0000859598-20-000118 · wf-form4_160919610224137.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,995

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.56 to $41.68 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 16:55 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 2,742 $41.65 $114,193.33
Disclosure

SEC source: 0000859598-20-000114 · wf-form4_160858769514825.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,239

F2 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.50 to $41.68 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:55 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 7,440 $41.57 $309,306.10
Disclosure

SEC source: 0000859598-20-000114 · wf-form4_160858769514825.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,981

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.56 to $41.60 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 16:46 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 21,240 $41.60 $883,677.46
Disclosure

SEC source: 0000859598-20-000112 · wf-form4_160824156006096.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · VSS Holding Corp.

Disclosed balance after: 12,388

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.56 to $41.77 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Reporting Person is the President and sole stockholder.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:46 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 2,266 $41.90 $94,945.40
Disclosure

SEC source: 0000859598-20-000112 · wf-form4_160824156006096.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,421

Read SEC document
December 14, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 5,987 $41.65 $249,385.49
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 6

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · VSS Holding Corp.

Disclosed balance after: 33,628

F4 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.65 to $41.68 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Reporting Person is the President and sole stockholder.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 16,387 $41.84 $685,622.25
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 5

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Fabrikant International Corporation

Disclosed balance after: 332,142

F2 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.78 to $42.11 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 32,773 $41.84 $1,371,202.66
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 4

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · VSS Holding Corp.

Disclosed balance after: 39,615

F2 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.78 to $42.11 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Reporting Person is the President and sole stockholder.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 2,612 $42.02 $109,756.24
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · VSS Holding Corp.

Disclosed balance after: 72,388

F1 · ownership.nature: Reporting Person is the President and sole stockholder.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 351 $42.20 $14,812.20
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,687

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:53 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 6,792 $42.04 $285,535.68
Disclosure

SEC source: 0000859598-20-000110 · wf-form4_160807278431086.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,038

Read SEC document
December 10, 2020 Filed Dec 14, 2020 20:44 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 81,334 $41.99 $3,415,230.93
Disclosure

SEC source: 0000859598-20-000106 · wf-form4_160799665606414.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,830

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $41.93 to $42.10 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 17:14 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $36.29 $0.00
Disclosure

SEC source: 0000859598-20-000102 · wf-form4_160737926173713.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2030-03-04

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal installments beginning on March 4, 2021 and ending on March 4, 2024.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 16:34 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $31.26 $0.00
Disclosure

SEC source: 0000859598-20-000076 · wf-form4_159968363134754.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2030-03-04

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal installments beginning on March 4, 2021 and ending on March 4, 2024.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:01 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 10,000 $2.65 $26,500.00
Disclosure

SEC source: 0001209191-20-046486 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fabrikant International Corporation

Disclosed balance after: 360,414

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:01 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 10,000 $2.65 $26,500.00
Disclosure

SEC source: 0001209191-20-046486 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,232

Read SEC document
June 12, 2020 Filed Jun 15, 2020 21:50 UTC Bristow Group Inc. VTOL · Entity 32 GrantCommon Stock 7,491 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-013843 · form4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,610

F1 · shares: Represents grant of shares of restricted stock that will cliff-vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Shares reported in column 5 give effect to the 1:3 reverse stock split completed in connection with the business combination pursuant to the Agreement and Plan of Merger, dated as of January 23, 2020 (as amended on April 22, 2020) by and among Era Group Inc. (the "Company"), Bristow Group Inc. ("Old Bristow") and Ruby Redux Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged with and into Old Bristow, with Old Bristow surviving as a wholly owned subsidiary of the Company (the "Merger").

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:47 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GrantStock Options (right to buy) · Derivative 31,922 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001209191-20-035764 · doc4.xml · derivative · entry 12

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,922

Underlying: Common Stock · 31,922 shares

Expires 2030-06-09

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:47 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 GrantCommon Stock 13,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035764 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,232

Read SEC document
June 04, 2020 Filed Jun 8, 2020 16:39 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $29.22 $0.00
Disclosure

SEC source: 0000859598-20-000054 · wf-form4_159164868992590.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2030-03-04

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2021 and ending on March 4, 2024.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 17:08 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 15,000 $4.05 $60,738.00
Disclosure

SEC source: 0001209191-20-020964 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 35,422

F1 · price: The price reported to Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $4.4987, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:58 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 100 $23.55 $2,355.00
Disclosure

SEC source: 0000859598-20-000027 · wf-form4_158509431564040.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,164

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:58 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 800 $23.54 $18,832.00
Disclosure

SEC source: 0000859598-20-000027 · wf-form4_158509431564040.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,064

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:58 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 1,100 $23.53 $25,883.00
Disclosure

SEC source: 0000859598-20-000027 · wf-form4_158509431564040.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,264

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:42 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 5,422 $4.54 $24,629.98
Disclosure

SEC source: 0001209191-20-020336 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 20,422

F1 · price: The price reported to Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:27 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 649 $25.05 $16,257.45
Disclosure

SEC source: 0000859598-20-000025 · wf-form4_158413122267413.xml · nonDerivative · entry 3

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,164

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:27 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 3,500 $25.69 $89,915.00
Disclosure

SEC source: 0000859598-20-000025 · wf-form4_158413122267413.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,515

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:27 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 1,500 $26.05 $39,075.00
Disclosure

SEC source: 0000859598-20-000025 · wf-form4_158413122267413.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,015

Read SEC document
March 10, 2020 Filed Mar 10, 2020 17:56 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 5,000 $5.48 $27,400.00
Disclosure

SEC source: 0001209191-20-017821 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 15,000

F1 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 17:56 UTC SEACOR Marine Holdings Inc. SMHI · Entity 6091 PurchaseCommon Stock 10,000 $5.90 $59,000.00
Disclosure

SEC source: 0001209191-20-017821 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 10,000

F1 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 16:34 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 PurchaseCommon Stock 5,000 $27.50 $137,500.00
Disclosure

SEC source: 0000859598-20-000023 · wf-form4_158395888147109.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,515

Read SEC document
March 09, 2020 Filed Mar 12, 2020 06:03 UTC Bristow Group Inc. ERA · Entity 32 GrantCommon Stock 8,086 $0.00 $0.00
Disclosure

SEC source: 0001525221-20-000023 · wf-form4_158400739302527.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Non-Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,359

F1 · shares: Represents shares of restricted stock that, subject to limited exceptions, will vest on the first anniversary of the date of grant.

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March 04, 2020 Filed Mar 6, 2020 16:32 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0000859598-20-000019 · wf-form4_158353032166767.xml · derivative · entry 12

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2030-03-04

F7 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2021 and ending on March 4, 2024.

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March 04, 2020 Filed Mar 6, 2020 16:32 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Tax withholdingCommon Stock 4,797 $32.65 $156,622.05
Disclosure

SEC source: 0000859598-20-000019 · wf-form4_158353032166767.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,515

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March 04, 2020 Filed Mar 6, 2020 16:32 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000859598-20-000019 · wf-form4_158353032166767.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,312

F1 · shares: The restricted stock award reported on this Form 4 will lapse in five equal annual installments beginning on March 4, 2021 and ending on March 4, 2025.

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December 23, 2019 Filed Feb 14, 2020 16:41 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GiftCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0000942692-20-000003 · wf-form5_158171644588676.xml · nonDerivative · entry 4

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,312

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December 04, 2019 Filed Dec 5, 2019 17:09 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $41.91 $0.00
Disclosure

SEC source: 0000859598-19-000091 · wf-form4_157558375436017.xml · derivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2029-03-04

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2020 and ending on March 4, 2023.

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September 10, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 2,965 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · derivative · entry 25

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,965 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $37.18 to $23.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $23.99 to $22.24.

F11 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F12 · derivative.exercise_date: These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15.

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September 10, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 5,866 $0.00 Strike: $28.80 $0.00
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · derivative · entry 24

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,866 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $47.34 to $30.55. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $30.55 to $28.80.

F11 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F12 · derivative.exercise_date: These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15.

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September 10, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 8,831 $47.25 $417,273.58
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · nonDerivative · entry 10

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,826

F4 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.00 to $47.62 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

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September 10, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 2,965 $22.24 $65,941.60
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · nonDerivative · entry 9

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionCommon Stock 5,866 $28.80 $168,940.80
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · nonDerivative · entry 8

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 12,018 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · derivative · entry 23

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965

Underlying: Common Stock · 12,018 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $37.18 to $23.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $23.99 to $22.24.

F11 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F12 · derivative.exercise_date: These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15.

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September 09, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 Exercise / conversionStock Options (right to buy) · Derivative 14,983 $0.00 Strike: $28.05 $0.00
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · derivative · entry 22

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,983 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $46.19 to $29.80. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $29.80 to $28.05.

F11 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.

F12 · derivative.exercise_date: These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15.

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September 09, 2019 Filed Sep 10, 2019 19:22 UTC SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 SaleCommon Stock 27,001 $47.35 $1,278,551.35
Disclosure

SEC source: 0000859598-19-000072 · wf-form4_156815775612060.xml · nonDerivative · entry 7

FABRIKANT CHARLES · CIK 0000942692 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,826

F3 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.03 to $47.54 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.