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Morrow John C

Disclosed activity across 2 companies

Tapewire entity
136382
SEC CIK
0001685087

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paymentus Holdings, Inc.PAY · Entity 3983General Counsel and SecretaryAugust 09, 2021August 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paymentus Holdings, Inc.

Report date August 09, 2021 · Filed August 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect39,879 Reported balance After 2021-08-09 transaction · row 1
1 source row

Row 1 · 2021-08-09 · Grant · Acquired 4,165 · Balance 39,879

F1: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan. One fourth (1/4th) of the RSUs shall vest on May 15, 2022, and one sixteenth (1/16th) of the RSUs shall vest on a quarterly basis thereafter on each subsequent, consecutive Quarterly Vesting Date. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15. Any Quarterly Vesting Date that is scheduled to occur on a day that is not a Trading Day, shall be deemed to occur on the next Trading Day.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan. One fourth (1/4th) of the RSUs shall vest on May 15, 2022, and one sixteenth (1/16th) of the RSUs shall vest on a quarterly basis thereafter on each subsequent, consecutive Quarterly Vesting Date. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15. Any Quarterly Vesting Date that is scheduled to occur on a day that is not a Trading Day, shall be deemed to occur on the next Trading Day.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apptio Inc

Report date January 10, 2019 · Filed January 11, 2019

Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-01-10 transaction · row 1
1 source row

Row 1 · 2019-01-10 · Disposition to issuer · Disposed 50,630 · Balance 0

F1: Includes 43,280 unvested restricted stock units that represent contingent rights to receive 43,280 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger" Agreement").

F2: Includes 7,350 unvested performance restricted stock units that represent contingent rights to receive 7,350 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F3: Disposed of pursuant to the Merger Agreement in exchange for a cash payment of $38.00 per share.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.55 · Expires 2025-02-19Direct0 Reported balance After 2019-01-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-01-10 · Disposition to issuer · Disposed 2,084 · Balance 0

F4: Includes 1,563 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5: Includes 521 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.99 · Expires 2025-05-06Direct0 Reported balance After 2019-01-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-10 · Disposition to issuer · Disposed 1,563 · Balance 0

F7: Includes 1,250 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F8: Includes 313 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F9: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05Direct0 Reported balance After 2019-01-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-01-10 · Disposition to issuer · Disposed 3,341 · Balance 0

F10: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F11: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05Direct0 Reported balance After 2019-01-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-01-10 · Disposition to issuer · Disposed 7,133 · Balance 0

F12: Includes 730 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F13: Includes 6,403 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F11: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2027-05-12Direct0 Reported balance After 2019-01-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-10 · Disposition to issuer · Disposed 4,038 · Balance 0

F14: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F15: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.64 · Expires 2024-09-29Direct0 Reported balance After 2019-01-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-01-10 · Disposition to issuer · Disposed 2,084 · Balance 0

F16: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F17: 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.55 · Expires 2025-02-19Direct0 Reported balance After 2019-01-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-01-10 · Disposition to issuer · Disposed 1,562 · Balance 0

F16: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F18: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.99 · Expires 2025-05-06Direct0 Reported balance After 2019-01-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-01-10 · Disposition to issuer · Disposed 937 · Balance 0

F16: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F19: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05Direct0 Reported balance After 2019-01-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-01-10 · Disposition to issuer · Disposed 7,451 · Balance 0

F20: Includes 2,187 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F21: Includes 5,264 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F22: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05Direct0 Reported balance After 2019-01-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-01-10 · Disposition to issuer · Disposed 14,889 · Balance 0

F23: Includes 2,917 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F24: Includes 11,972 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F22: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2027-05-12Direct0 Reported balance After 2019-01-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-01-10 · Disposition to issuer · Disposed 18,169 · Balance 0

F25: Includes 2,019 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F26: Includes 16,150 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F15: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 43,280 unvested restricted stock units that represent contingent rights to receive 43,280 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger" Agreement").

F2: Includes 7,350 unvested performance restricted stock units that represent contingent rights to receive 7,350 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F3: Disposed of pursuant to the Merger Agreement in exchange for a cash payment of $38.00 per share.

F4: Includes 1,563 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5: Includes 521 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F7: Includes 1,250 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F8: Includes 313 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F9: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F10: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F11: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F12: Includes 730 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F13: Includes 6,403 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F14: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F15: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F16: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F17: 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.

F18: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F19: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F20: Includes 2,187 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F21: Includes 5,264 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F22: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F23: Includes 2,917 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F24: Includes 11,972 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F25: Includes 2,019 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F26: Includes 16,150 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2021 Filed Aug 11, 2021 21:04 UTC Paymentus Holdings, Inc. PAY · Entity 3983 GrantClass A Common Stock 4,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050919 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,879

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the 2021 Equity Incentive Plan. One fourth (1/4th) of the RSUs shall vest on May 15, 2022, and one sixteenth (1/16th) of the RSUs shall vest on a quarterly basis thereafter on each subsequent, consecutive Quarterly Vesting Date. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15. Any Quarterly Vesting Date that is scheduled to occur on a day that is not a Trading Day, shall be deemed to occur on the next Trading Day.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:00 UTC Paymentus Holdings, Inc. PAY · Entity 3983 OtherStock Option (Right to Buy) · Derivative 115,500 $0.00 Strike: $8.66 $0.00
Disclosure

SEC source: 0001209191-21-036576 · doc4.xml · derivative · entry 3

Morrow John C · CIK 0001685087 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,500

Underlying: Class B Common Stock · 115,500 shares

Expires 2030-05-13

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.

F3 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the award shall vest one year after April 16, 2020, or the Vesting Commencement Date, and one sixtieth (1/60th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F2 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:00 UTC Paymentus Holdings, Inc. PAY · Entity 3983 OtherStock Option (Right to Buy) · Derivative 115,500 $0.00 Strike: $8.66 $0.00
Disclosure

SEC source: 0001209191-21-036576 · doc4.xml · derivative · entry 2

Morrow John C · CIK 0001685087 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,500 shares

Expires 2030-05-13

F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.

F3 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the award shall vest one year after April 16, 2020, or the Vesting Commencement Date, and one sixtieth (1/60th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date.

F2 · derivative.underlying: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:00 UTC Paymentus Holdings, Inc. PAY · Entity 3983 PurchaseClass A Common Stock 35,714 $21.00 $749,994.00
Disclosure

SEC source: 0001209191-21-036576 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,714

F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 18,169 Not disclosed Strike: $14.04 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 12

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,169 shares

Expires 2027-05-12

F25 · shares: Includes 2,019 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F26 · shares: Includes 16,150 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F25 · price: Includes 2,019 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F26 · price: Includes 16,150 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F15 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F25 · derivative.underlying_shares: Includes 2,019 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F26 · derivative.underlying_shares: Includes 16,150 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 14,889 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 11

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,889 shares

Expires 2025-11-05

F23 · shares: Includes 2,917 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F24 · shares: Includes 11,972 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F23 · price: Includes 2,917 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F24 · price: Includes 11,972 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F22 · derivative.exercise_date: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F23 · derivative.underlying_shares: Includes 2,917 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F24 · derivative.underlying_shares: Includes 11,972 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 7,451 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 10

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,451 shares

Expires 2025-11-05

F20 · shares: Includes 2,187 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F21 · shares: Includes 5,264 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F20 · price: Includes 2,187 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F21 · price: Includes 5,264 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F22 · derivative.exercise_date: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F20 · derivative.underlying_shares: Includes 2,187 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F21 · derivative.underlying_shares: Includes 5,264 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 937 Not disclosed Strike: $13.99 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 9

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 937 shares

Expires 2025-05-06

F16 · shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F16 · price: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F19 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F16 · derivative.underlying_shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 1,562 Not disclosed Strike: $13.55 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 8

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,562 shares

Expires 2025-02-19

F16 · shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F16 · price: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F18 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F16 · derivative.underlying_shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 2,084 Not disclosed Strike: $12.64 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 7

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,084 shares

Expires 2024-09-29

F16 · shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F16 · price: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F17 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.

F16 · derivative.underlying_shares: Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 4,038 Not disclosed Strike: $14.04 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 6

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,038 shares

Expires 2027-05-12

F14 · shares: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F14 · price: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F15 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F14 · derivative.underlying_shares: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 7,133 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 5

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,133 shares

Expires 2025-11-05

F12 · shares: Includes 730 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F13 · shares: Includes 6,403 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F12 · price: Includes 730 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F13 · price: Includes 6,403 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F11 · derivative.exercise_date: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F12 · derivative.underlying_shares: Includes 730 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F13 · derivative.underlying_shares: Includes 6,403 unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 3,341 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 4

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,341 shares

Expires 2025-11-05

F10 · shares: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F10 · price: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F11 · derivative.exercise_date: 1/8th of the shares subject to the option shall be come vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

F10 · derivative.underlying_shares: Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 1,563 Not disclosed Strike: $13.99 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 3

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,563 shares

Expires 2025-05-06

F7 · shares: Includes 1,250 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F8 · shares: Includes 313 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F7 · price: Includes 1,250 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F8 · price: Includes 313 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F9 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F7 · derivative.underlying_shares: Includes 1,250 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F8 · derivative.underlying_shares: Includes 313 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 2,084 Not disclosed Strike: $13.55 Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · derivative · entry 2

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,084 shares

Expires 2025-02-19

F4 · shares: Includes 1,563 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5 · shares: Includes 521 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F4 · price: Includes 1,563 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5 · price: Includes 521 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

F4 · derivative.underlying_shares: Includes 1,563 options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5 · derivative.underlying_shares: Includes 521 vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:36 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerClass A Common Stock 50,630 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-001085 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 43,280 unvested restricted stock units that represent contingent rights to receive 43,280 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger" Agreement").

F2 · shares: Includes 7,350 unvested performance restricted stock units that represent contingent rights to receive 7,350 shares of Issuer's Class A Common Stock and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the Merger Agreement.

F3 · price: Disposed of pursuant to the Merger Agreement in exchange for a cash payment of $38.00 per share.

Read SEC document
January 06, 2019 Filed Jan 8, 2019 17:46 UTC Apptio Inc APTI · Entity 161106 GrantClass A Common Stock 7,350 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000793 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,630

F1 · shares: Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/4th of the RSUs will vest on May 16, 2019 and 1/16th of the remaining RSUs vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:00 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 774 $37.77 $29,236.30
Disclosure

SEC source: 0001209191-18-059232 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,280

F1 · kind: Shares sold to pay withholding taxes due in connection with the vesting of certain restricted stock units on November 15, 2018, as required by the terms of the 2016 Equity Incentive Plan and related agreements.

F2 · balance_after: Includes 42,094 RSUs that represent contingent rights to receive 42,094 shares of the Issuer's Class A Common Stock upon settlement and 1,186 shares of Class A common stock.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 2,018 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · derivative · entry 12

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,207

Underlying: Class A Common Stock · 2,018 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 1,458 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · derivative · entry 11

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,814

Underlying: Class A Common Stock · 1,458 shares

Expires 2025-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 313 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · derivative · entry 10

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 313 shares

Expires 2025-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · derivative · entry 9

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Class A Common Stock · 521 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 2,083 $0.00 Strike: $12.64 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · derivative · entry 8

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Class A Common Stock · 2,083 shares

Expires 2024-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 6,393 $38.46 $245,862.63
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 7

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,054

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.21 to $38.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 2,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 6

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 6,393 shares of Class A Common Stock.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 1,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 5

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 4,375 shares of Class A Common Stock.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 4

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,917 shares of Class A Common Stock.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 3

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,604 shares of Class A Common Stock.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 2

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,083 shares of Class A Common Stock.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:26 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 1,201 $38.20 $45,878.20
Disclosure

SEC source: 0001209191-18-049325 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,054

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F2 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 18:42 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 758 $35.26 $26,726.55
Disclosure

SEC source: 0001209191-18-047532 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,255

F1 · kind: Shares sold to pay withholding taxes due in connection with the vesting of certain restricted stock units on August 15, 2018, as required by the terms of the 2016 Equity Incentive Plan and related agreements.

F2 · balance_after: Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 1,201 shares of Class A Common Stock.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 2,916 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · derivative · entry 9

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,272

Underlying: Class A Common Stock · 2,916 shares

Expires 2025-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · derivative · entry 8

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Class A Common Stock · 625 shares

Expires 2025-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · derivative · entry 7

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Class A Common Stock · 1,042 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $12.64 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · derivative · entry 6

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Class A Common Stock · 4,167 shares

Expires 2024-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,750 $36.84 $322,378.88
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · nonDerivative · entry 5

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,013

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $37.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F7 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 2,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · nonDerivative · entry 4

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 8,750 shares of Class A Common Stock.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · nonDerivative · entry 3

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 5,834 shares of Class A Common Stock.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · nonDerivative · entry 2

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 5,209 shares of Class A Common Stock.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 17:36 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046283 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 4,167 shares of Class A Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 730 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · derivative · entry 7

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

Underlying: Class A Common Stock · 730 shares

Expires 2025-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 312 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · derivative · entry 6

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Underlying: Class A Common Stock · 312 shares

Expires 2025-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 521 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · derivative · entry 5

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,209

Underlying: Class A Common Stock · 521 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 1,563 $32.99 $51,557.59
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · nonDerivative · entry 4

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,013

F4 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F6 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 730 $14.31 $10,446.30
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · nonDerivative · entry 3

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 1,563 shares of Class A Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 312 $13.99 $4,364.88
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · nonDerivative · entry 2

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 833 shares of Class A Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:05 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 521 $13.55 $7,059.55
Disclosure

SEC source: 0001209191-18-035896 · doc4.xml · nonDerivative · entry 1

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 521 shares of Class A Common Stock.

Read SEC document
May 31, 2018 Filed May 31, 2018 19:01 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 5,899 $31.99 $188,709.01
Disclosure

SEC source: 0001209191-18-034488 · doc4.xml · nonDerivative · entry 3

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,013

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F4 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:01 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 729 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001209191-18-034488 · doc4.xml · derivative · entry 4

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,918

Underlying: Class A Common Stock · 729 shares

Expires 2025-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:01 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 729 $31.69 $23,102.01
Disclosure

SEC source: 0001209191-18-034488 · doc4.xml · nonDerivative · entry 2

Morrow John C · CIK 0001685087 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,912

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.

F3 · balance_after: Includes 46,013 RSUs that represent contingent rights to receive 46,013 shares of the Issuer's Class A Common Stock upon settlement and 5,899 shares of Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.