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Howes Paul L

Disclosed activity across 1 company

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136001
SEC CIK
0001357220

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NPK International Inc.NR · Entity 4885Director · President & CEOAugust 26, 2021August 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NPK International Inc.

Report date August 26, 2021 · Filed August 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,236,325 Reported balance After 2021-08-26 transaction · row 1
1 source row

Row 1 · 2021-08-26 · Purchase · Acquired 30,000 · Balance 1,236,325

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.31, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Common StockSEC Table I · non-derivativeIndirectby Trust25,000 Reported balance Holding disclosure · report date 2021-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,000

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.31, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Aug 15, 2018 22:18 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 91,350 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000116 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionRestricted Stock Units · Derivative 83,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 10

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,308

Underlying: Common Stock · 83,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionRestricted Stock Units · Derivative 52,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 9

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,548

Underlying: Common Stock · 52,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionRestricted Stock Units · Derivative 45,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,433

Underlying: Common Stock · 45,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 32,754 $10.85 $355,380.90
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 6

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,903

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 83,240 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 20,810 $10.85 $225,788.50
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,417

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 52,885 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 17,856 $10.85 $193,737.60
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,342

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 45,379 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000097 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:00 UTC NPK International Inc. NR · Entity 4885 GrantRestricted Stock Units · Derivative 128,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000072 · edgardoc.xml · derivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,812

Underlying: Common Stock · 128,301 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,495 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · derivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year and expire on June 9, 2018.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 47,495 $10.40 $494,166.48
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.50, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:24 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 47,495 $7.89 $374,735.55
Disclosure

SEC source: 0000071829-18-000062 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · derivative · entry 7

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,495

Underlying: Common Stock · 75,000 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in increments of one-third of the shares each year and expire on June 10, 2018.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 75,000 $10.27 $770,205.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.475, inclusive.

Read SEC document
May 03, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 75,000 $7.89 $591,750.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,505 $0.00 Strike: $7.89 $0.00
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · derivative · entry 6

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,495

Underlying: Common Stock · 27,505 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in increments of one-third of the shares each year and expire on June 10, 2018.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 27,505 $10.51 $289,176.57
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.575, inclusive.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:31 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 27,505 $7.89 $217,014.45
Disclosure

SEC source: 0000071829-18-000054 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 15:42 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 41,950 $9.45 $396,427.50
Disclosure

SEC source: 0000071829-17-000126 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,819

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:36 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionPerformance Shares · Derivative 73,953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000097 · edgardoc.xml · derivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,774

Underlying: Common Stock · 73,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents performance restricted stock units awarded in 2014, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2014, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:36 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 31,023 $7.50 $232,672.50
Disclosure

SEC source: 0000071829-17-000097 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,769

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 15:36 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 73,953 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000097 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionRestricted Stock Units · Derivative 83,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,511

Underlying: Common Stock · 83,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionRestricted Stock Units · Derivative 45,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · derivative · entry 7

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,751

Underlying: Common Stock · 45,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 34,919 $7.54 $263,135.62
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,839

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 83,240 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 19,036 $7.54 $143,447.68
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,518

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 45,379 $0.00 $0.00
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:41 UTC NPK International Inc. NR · Entity 4885 Tax withholdingCommon Stock 15,450 $7.54 $116,425.02
Disclosure

SEC source: 0000071829-17-000062 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,175

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
May 18, 2017 Filed May 18, 2017 21:28 UTC NPK International Inc. NR · Entity 4885 GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357220-17-000002 · edgardoc.xml · derivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,130

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant.

Read SEC document
May 18, 2017 Filed May 18, 2017 21:28 UTC NPK International Inc. NR · Entity 4885 GrantRestricted Stock Units · Derivative 158,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001357220-17-000002 · edgardoc.xml · derivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,130

Underlying: Common Stock · 158,653 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,091 $0.00 Strike: $7.82 $0.00
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 32,091 $7.90 $253,631.22
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F3 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.905, inclusive.

Read SEC document
May 16, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 32,091 $7.82 $250,951.62
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,909 $0.00 Strike: $7.82 $0.00
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · derivative · entry 7

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

Underlying: Common Stock · 47,909 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares each year.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 47,909 $8.01 $383,784.63
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F3 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.15, inclusive.

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May 15, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 Exercise / conversionCommon Stock 47,909 $7.82 $374,648.38
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2017 Filed May 17, 2017 13:49 UTC NPK International Inc. NR · Entity 4885 SaleCommon Stock 61,140 $7.94 $485,310.98
Disclosure

SEC source: 0000071829-17-000041 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,625

F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.15, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.