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Canute Scott A

Disclosed activity across 7 companies

Tapewire entity
13586
SEC CIK
0001303416

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Akebia Therapeutics, Inc.AKBA · Entity 6105DirectorJune 06, 2019June 10, 2019
ELI LILLY & CoLLY · Entity 2794President, Mfg. OperationsDecember 31, 2006February 12, 2007
Oncorus, Inc.ONCR · Entity 112213DirectorJune 23, 2022June 24, 2022
Outlook Therapeutics, Inc.ONS · Entity 608DirectorOctober 26, 2017October 30, 2017
Protara Therapeutics, Inc.PRTO · Entity 6203DirectorJune 08, 2018June 11, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Akebia Therapeutics, Inc.

Report date June 06, 2019 · Filed June 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,700 Reported balance After 2019-06-06 transaction · row 1
1 source row

Row 1 · 2019-06-06 · Grant · Acquired 13,700 · Balance 13,700

F1: The restricted stock units were granted by the Issuer pursuant to its 2014 Incentive Plan, as amended, as provided by the Issuer's Amended and Restated Non-Employee Director Compensation Program (the "RSUs"). 100% of the RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.23 · Expires 2029-06-06Direct20,100 Reported balance After 2019-06-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-06 · Grant · Acquired 20,100 · Balance 20,100

F2: Represents an option to purchase shares of the Issuer's common stock granted by the Issuer pursuant to its 2014 Incentive Plan, as amended, as provided by the Issuer's Amended and Restated Non-Employee Director Compensation Program (the "Stock Option"). 100% of the Stock Option will vest and become exercisable on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units were granted by the Issuer pursuant to its 2014 Incentive Plan, as amended, as provided by the Issuer's Amended and Restated Non-Employee Director Compensation Program (the "RSUs"). 100% of the RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

F2: Represents an option to purchase shares of the Issuer's common stock granted by the Issuer pursuant to its 2014 Incentive Plan, as amended, as provided by the Issuer's Amended and Restated Non-Employee Director Compensation Program (the "Stock Option"). 100% of the Stock Option will vest and become exercisable on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

ELI LILLY & Co

Report date December 31, 2006 · Filed February 12, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectAmy D. Canute Rev. Trust18,078 Reported balance After 2006-06-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2006-06-13 · Gift · Disposed 1,293 · Balance 18,078

F1: Revocable Trust of which reporting person and his wife are trustee.

Common StockSEC Table I · non-derivativeDirect11,680 Reported balance Holding disclosure · report date 2006-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,680

Common StockSEC Table I · non-derivativeIndirect401(k)5,935 Reported balance Holding disclosure · report date 2006-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,935

Filing footnotes · ownership attribution and instrument terms

F1: Revocable Trust of which reporting person and his wife are trustee.

Oncorus, Inc.

Report date June 23, 2022 · Filed June 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2032-06-23Direct12,500 Reported balance After 2022-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-23 · Grant · Acquired 12,500 · Balance 12,500

F1: The option shall vest in twelve (12) equal monthly installments commencing on July 23, 2022, subject to the Reporting Person continuing to provide service through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: The option shall vest in twelve (12) equal monthly installments commencing on July 23, 2022, subject to the Reporting Person continuing to provide service through each such date.

Outlook Therapeutics, Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2027-10-26Direct15,000 Reported balance After 2017-10-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-10-26 · Grant · Acquired 15,000 · Balance 15,000

F1: 100% of the shares underlying the option shall vest on October 26, 2018, subject to the Reporting Person providing continuous service to the Issuer on such date.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the shares underlying the option shall vest on October 26, 2018, subject to the Reporting Person providing continuous service to the Issuer on such date.

Protara Therapeutics, Inc.

Report date June 08, 2018 · Filed June 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2028-06-07Direct12,700 Reported balance After 2018-06-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-08 · Grant · Acquired 12,700 · Balance 12,700

F1: The options were granted on June 8, 2018 and the shares underlying this option will vest 100% at the earlier of (i) June 8, 2019 and (ii) the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: The options were granted on June 8, 2018 and the shares underlying this option will vest 100% at the earlier of (i) June 8, 2019 and (ii) the Issuer's next annual meeting of stockholders.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Flexion Therapeutics Inc

Report date November 19, 2021 · Filed November 19, 2021

Section 16 reporting ended · disclosed 2021-11-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-19 transaction · row 1
1 source row

Row 1 · 2021-11-19 · Disposition to issuer · Disposed 9,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of October 11, 2021, by and among Flexion Therapeutics, Inc. ("Issuer"), Pacira BioSciences, Inc. and Oyster Acquisition Company Inc. ("Purchaser") ("Merger Agreement"), on November 19, 2021, Purchaser merged with and into Issuer, with Issuer continuing as the surviving corporation ("Merger"). At the effective time of the Merger, each share of Issuer's common stock was cancelled in exchange for (i) $8.50 per share in cash ("Cash Amount"), plus (ii) one non-transferable contractual contingent value right per share, which represent the right to receive one or more contingent payments of up to $8.00 per share in the aggregate, in cash, upon the achievement of specified milestones on or prior to December 31, 2030 ("CVR Payments"). Pursuant to the Merger Agreement, these shares were tendered and disposed of at the offer acceptance time in exchange for the right to receive (i) the Cash Amount, plus (ii) any CVR Payments.

F2: At the effective time of the Merger, each outstanding restricted stock unit award ("RSU") was accelerated and became fully vested and was cancelled and converted into the right to receive (i) $8.50 per share of Issuer common stock issuable in settlement of such RSU in cash, net of any withholding taxes required to be deducted and withheld by applicable law, plus (ii) any potential CVR Payments.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.38 · Expires 2025-03-03Direct0 Reported balance After 2021-11-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-19 · Disposition to issuer · Disposed 18,000 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.85 · Expires 2025-06-16Direct0 Reported balance After 2021-11-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-19 · Disposition to issuer · Disposed 9,000 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.83 · Expires 2026-06-09Direct0 Reported balance After 2021-11-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-11-19 · Disposition to issuer · Disposed 12,500 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.16 · Expires 2027-06-21Direct0 Reported balance After 2021-11-19 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-11-19 · Disposition to issuer · Disposed 12,500 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.14 · Expires 2028-06-19Direct0 Reported balance After 2021-11-19 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-11-19 · Disposition to issuer · Disposed 12,500 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.74 · Expires 2029-06-18Direct0 Reported balance After 2021-11-19 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-11-19 · Disposition to issuer · Disposed 12,500 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.88 · Expires 2030-06-09Direct0 Reported balance After 2021-11-19 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-11-19 · Disposition to issuer · Disposed 7,000 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.22 · Expires 2031-06-23Direct0 Reported balance After 2021-11-19 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-11-19 · Disposition to issuer · Disposed 7,000 · Balance 0

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of October 11, 2021, by and among Flexion Therapeutics, Inc. ("Issuer"), Pacira BioSciences, Inc. and Oyster Acquisition Company Inc. ("Purchaser") ("Merger Agreement"), on November 19, 2021, Purchaser merged with and into Issuer, with Issuer continuing as the surviving corporation ("Merger"). At the effective time of the Merger, each share of Issuer's common stock was cancelled in exchange for (i) $8.50 per share in cash ("Cash Amount"), plus (ii) one non-transferable contractual contingent value right per share, which represent the right to receive one or more contingent payments of up to $8.00 per share in the aggregate, in cash, upon the achievement of specified milestones on or prior to December 31, 2030 ("CVR Payments"). Pursuant to the Merger Agreement, these shares were tendered and disposed of at the offer acceptance time in exchange for the right to receive (i) the Cash Amount, plus (ii) any CVR Payments.

F2: At the effective time of the Merger, each outstanding restricted stock unit award ("RSU") was accelerated and became fully vested and was cancelled and converted into the right to receive (i) $8.50 per share of Issuer common stock issuable in settlement of such RSU in cash, net of any withholding taxes required to be deducted and withheld by applicable law, plus (ii) any potential CVR Payments.

F3: At the effective time of the Merger, each outstanding option with an exercise price equal to, or greater than, $9.12 was cancelled without any consideration payable (whether in the form of cash or any potential CVR Payments) in respect of such cancelled option.

IMMUNOMEDICS INC

Report date October 23, 2020 · Filed October 23, 2020

Section 16 reporting ended · disclosed 2020-10-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-23 transaction · row 1
1 source row

Row 1 · 2020-10-23 · Disposition to issuer · Disposed 13,516 · Balance 0

F1: In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.01 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was automatically cancelled and converted into the right to receive $88.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-23 · Disposition to issuer · Disposed 155,286 · Balance 0

F2: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-23 · Disposition to issuer · Disposed 3,718 · Balance 0

F3: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.01 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was automatically cancelled and converted into the right to receive $88.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

F2: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

F3: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 3

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 16, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative 2,000 $0.00 Strike: $34.60 $0.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · derivative · entry 9

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2006-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/95 (right to buy) · Derivative 4,000 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · derivative · entry 8

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2005-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,000 $34.50 $69,000.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 5

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 4,000 $23.40 $93,600.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 4

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 400 $53.31 $21,324.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 3

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Read SEC document
August 15, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 2,800 $53.30 $149,240.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 2

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Read SEC document
August 10, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 6

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Amy D. Canute Rev. Trust

Disclosed balance after: 13,948

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
August 10, 2005 Filed Aug 17, 2005 20:22 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-043153 · doc4.xml · nonDerivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative 2,000 $0.00 Strike: $34.60 $0.00
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · derivative · entry 7

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2006-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/95 (right to buy) · Derivative 4,000 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · derivative · entry 6

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2005-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 2,418 $54.88 $132,699.84
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · nonDerivative · entry 4

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,491 $54.88 $81,826.08
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · nonDerivative · entry 3

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,462

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 4,000 $23.41 $93,640.00
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · nonDerivative · entry 2

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2005 Filed Aug 5, 2005 18:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,000 $34.60 $69,200.00
Disclosure

SEC source: 0001209191-05-041035 · doc4.xml · nonDerivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2005 Filed Aug 9, 2005 19:30 UTC Amendment ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative 4,000 $0.00 Strike: $34.60 $0.00
Disclosure

SEC source: 0001209191-05-041590 · doc4a.xml · derivative · entry 2

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2006-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amendment is being filed to correct the number of beneficially owned shares reported as acquired on the original Form 4 when the shares were actually disposed of.

F1 · derivative.underlying_shares: The amendment is being filed to correct the number of beneficially owned shares reported as acquired on the original Form 4 when the shares were actually disposed of.

Read SEC document
August 03, 2005 Filed Aug 9, 2005 19:30 UTC Amendment ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 10/95 (right to buy) · Derivative 8,000 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-05-041590 · doc4a.xml · derivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 8,000 shares

Expires 2005-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amendment is being filed to correct the number of beneficially owned shares reported as acquired on the original Form 4 when the shares were actually disposed of.

Read SEC document
June 28, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 7

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Amy D. Canute Rev. Trust

Disclosed balance after: 14,480

F1 · ownership.direct: Revocable Trust of which reporting person and his wife are trustee.

Read SEC document
June 23, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 6

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Amy D. Canute Rev. Trust

Disclosed balance after: 14,486

F1 · ownership.direct: Revocable Trust of which reporting person and his wife are trustee.

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May 23, 2005 Filed Jul 21, 2005 20:59 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 926 $58.90 $54,541.40
Disclosure

SEC source: 0001209191-05-038077 · doc4.xml · nonDerivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953

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May 23, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 5

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Amy D. Canute Rev. Trust

Disclosed balance after: 15,810

F1 · ownership.direct: Revocable Trust of which reporting person and his wife are trustee.

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May 23, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 2

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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May 06, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 4

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Amy D. Canute Rev. Trust

Disclosed balance after: 13,736

F1 · ownership.direct: Revocable Trust of which reporting person and his wife are trustee.

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May 06, 2005 Filed Feb 14, 2006 17:07 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-06-010178 · doc5.xml · nonDerivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

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February 11, 2005 Filed Feb 15, 2005 21:37 UTC ELI LILLY & Co LLY · Entity 2794 GrantEmployee stock option (right to buy) · Derivative 46,154 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-05-000055 · doc4.xml · derivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,154

Underlying: Common Stock · 46,154 shares

Expires 2015-02-10

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January 14, 2005 Filed Jan 18, 2005 20:04 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,879 $56.79 $106,708.41
Disclosure

SEC source: 0000059478-05-000023 · doc4.xml · nonDerivative · entry 1

Canute Scott A · CIK 0001303416 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.