Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2007 | April 03, 2007 |
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director | March 13, 2007 | March 13, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2007 · Filed April 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes (2) and (3) | 15,597.6 |
Reported balance
After 2007-04-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2007-04-01 · Grant · Acquired 167.5 · Balance 15,597.6 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. F3: Reflects 3,379.3 shares of deferred common stock which vested on 1/20/2007 and were transferred to the Reporting Person's account in the Issuer's Compensation Plan for Non-Employee Directors in accordance with the terms of the Plan. |
| Common StockSEC Table I · non-derivative | Direct | 15,625.6 |
Reported balance
After 2007-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-04-01 · Grant · Acquired 42.2 · Balance 15,625.6 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F3: Reflects 3,379.3 shares of deferred common stock which vested on 1/20/2007 and were transferred to the Reporting Person's account in the Issuer's Compensation Plan for Non-Employee Directors in accordance with the terms of the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Reflects 3,379.3 shares of deferred common stock which vested on 1/20/2007 and were transferred to the Reporting Person's account in the Issuer's Compensation Plan for Non-Employee Directors in accordance with the terms of the Plan.
JOHNSON & JOHNSON
Report date March 13, 2007 · Filed March 13, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,487 |
Reported balance
After 2007-03-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-03-13 · Other · Acquired 93 · Balance 15,487 F2: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 13, 2007 at $61.88 per share are to be settled in cash upon the Reporting Person's Retirement. F3: 1 for 1 |
| CommonSEC Table I · non-derivative | Direct | 13,290 |
Reported balance
Holding disclosure · report date 2007-03-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,290 F1: Includes shares held under Issuer's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares held under Issuer's Dividend Reinvestment Plan.
F2: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on March 13, 2007 at $61.88 per share are to be settled in cash upon the Reporting Person's Retirement.
F3: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2004 Filed Feb 11, 2004 18:45 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | GrantStock Option Plan (Right to Buy) · Derivative | 7,600 | $0.00 Strike: $53.93 | $0.00 |
DisclosureSEC source: 0000200406-04-000036 · edgar.xml · derivative · entry 3 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Underlying: Common · 7,600 shares Expires 2014-02-07 F4 · security: Issued under Issuer's Stock Option Plan. F4 · price: Issued under Issuer's Stock Option Plan. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 16:18 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003786 · rrd29731.xml · derivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2010-01-20 Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 16:18 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003786 · rrd29731.xml · derivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2010-01-20 Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:08 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 66 | $47.24 | $3,118.10 |
DisclosureSEC source: 0001181431-04-000951 · rrd27523.xml · nonDerivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 9,341.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:08 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 370.4 | $47.24 | $17,499.18 |
DisclosureSEC source: 0001181431-04-000951 · rrd27523.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 9,275.5 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 09, 2003 Filed Dec 11, 2003 14:38 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 167 | $49.79 | $8,314.93 |
DisclosureSEC source: 0000200406-03-000070 · edgar.xml · derivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,124 Underlying: Common · 167 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 9, 2003 at $49.79 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 9, 2003 at $49.79 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 9, 2003 at $49.79 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.underlying_shares: The Phantom Stock Units acquired under the Issuer's Non-Employee Director Deferred Fee Plan on December 9, 2003 at $49.79 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| November 18, 2003 Filed Dec 31, 2003 11:33 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-038282 · rrd26088.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,151 Read SEC document |
| October 27, 2003 Filed Oct 28, 2003 15:35 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | SaleCommon | 900 | $50.32 | $45,288.00 |
DisclosureSEC source: 0000200406-03-000052 · edgar.xml · nonDerivative · entry 4 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,933 Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 11:03 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 66.8 | $44.29 | $2,958.24 |
DisclosureSEC source: 0001181431-03-025605 · rrd19604.xml · nonDerivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,905.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 11:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 395.2 | $44.29 | $17,501.43 |
DisclosureSEC source: 0001181431-03-025605 · rrd19604.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,838.3 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 13:59 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 163 | $51.20 | $8,345.60 |
DisclosureSEC source: 0000200406-03-000033 · edgar.xml · derivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,957 Underlying: Common · 163 shares Expires not disclosed F1 · security: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 9, 2003 at $51.20 per share and are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.exercise_price: 1 for 1 F1 · derivative.exercise_date: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 9, 2003 at $51.20 per share and are to be settled in cash upon the Reporting Person's Retirement. F1 · derivative.expiration_date: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on September 9, 2003 at $51.20 per share and are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| September 09, 2003 Filed Oct 28, 2003 15:35 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-03-000052 · edgar.xml · nonDerivative · entry 3 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,833 F1 · price: Shares acquired under Issuer's Dividend Reinvestment Plan. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:40 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 37.1 | $43.22 | $1,603.28 |
DisclosureSEC source: 0001181431-03-013031 · rrd12562.xml · nonDerivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,443.1 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 12,905 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:40 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 405 | $43.22 | $17,502.08 |
DisclosureSEC source: 0001181431-03-013031 · rrd12562.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 8,406 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 12,905 shares of common stock. Read SEC document |
| June 10, 2003 Filed Jun 11, 2003 16:58 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 157 | $52.67 Strike: $0.00 | $8,269.19 |
DisclosureSEC source: 0001198864-03-000004 · edgar.xml · derivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,794 Underlying: Common · 157 shares Expires 1988-08-08 F3 · security: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 10, 2003 at $52.67 per share and are to be settled in cash upon the Reporting Person's Retirement. F4 · derivative.exercise_price: 1 for 1 F1 · derivative.exercise_date: Fictitious date inserted to facilitate filing of report. F3 · derivative.exercise_date: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 10, 2003 at $52.67 per share and are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.expiration_date: The Phantom Stock Units were acquired under the Issuer's Non-Employee Director Deferred Fee Plan on June 10, 2003 at $52.67 per share and are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| June 10, 2003 Filed Oct 28, 2003 15:35 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 31 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-03-000052 · edgar.xml · nonDerivative · entry 2 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,801 F1 · price: Shares acquired under Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 11, 2003 Filed Oct 28, 2003 15:35 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-03-000052 · edgar.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,770 F1 · price: Shares acquired under Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 08, 1988 Filed Jun 11, 2003 16:58 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001198864-03-000004 · edgar.xml · nonDerivative · entry 1 JORDAN ANN DIBBLE · CIK 0001198864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,744 F1 · date: Fictitious date inserted to facilitate filing of report. F2 · kind: Reporting person has no new non-derivative transactions to report. "0" or "J" inserted to facilitate filing of report. F2 · shares: Reporting person has no new non-derivative transactions to report. "0" or "J" inserted to facilitate filing of report. F2 · price: Reporting person has no new non-derivative transactions to report. "0" or "J" inserted to facilitate filing of report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.