Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | President and COO | September 02, 2021 | September 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date September 02, 2021 · Filed September 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,130 |
Last balance in matching sequence
After 2021-09-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-09-02 · Exercise / conversion · Acquired 23,000 · Balance 54,130 F1: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F2: Includes shares held jointly with Kathy L. Bickham. Row 2 · 2021-09-02 · Tax withholding · Disposed 13,968 · Balance 40,162 F3: Withholding of securities for the purpose of paying the exercise price and paying taxes. F2: Includes shares held jointly with Kathy L. Bickham. Row 3 · 2021-09-02 · Sale · Disposed 9,032 · Balance 31,130 F4: Shares sold pursuant to a 10b5-1 plan. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $823.250 to $824.84, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes shares held jointly with Kathy L. Bickham. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Bickham Family 2016 Irrevocable Trust | 200 |
Reported balance
After 2021-09-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-09-02 · Exercise / conversion · Acquired 200 · Balance 200 F1: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Bickham Family 2016 Irrevocable Trust | 0 |
Reported balance
After 2021-09-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-09-02 · Sale · Disposed 200 · Balance 0 F4: Shares sold pursuant to a 10b5-1 plan. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $221.25 · Expires 2026-06-17 | Direct | 55,364 |
Reported balance
After 2021-09-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-09-02 · Exercise / conversion · Disposed 23,000 · Balance 55,364 F1: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $221.25 · Expires 2026-06-17 | IndirectBy The Bickham Family 2016 Irrevocable Trust | 195,710 |
Reported balance
After 2021-09-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-09-03 · Exercise / conversion · Disposed 200 · Balance 195,710 F1: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2: Includes shares held jointly with Kathy L. Bickham.
F3: Withholding of securities for the purpose of paying the exercise price and paying taxes.
F4: Shares sold pursuant to a 10b5-1 plan.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $823.250 to $824.84, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $825.14 to $825.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 8, 2020 20:21 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 45,861 | $516.56 | $23,689,958.16 |
DisclosureSEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,221 F4 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. F3 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:21 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 73,952 | $150.88 | $11,157,877.76 |
DisclosureSEC source: 0001091667-20-000118 · wf-form4_158896929400910.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F2 · shares: Executed pursuant to a 10b5-1 plan. F1 · price: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. F3 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:01 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,072 | $524.78 | $2,661,684.16 |
DisclosureSEC source: 0001091667-20-000061 · wf-form4_158318648242485.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. F2 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,722 Underlying: Class A Common Stock · 1,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 7,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,792 Underlying: Class A Common Stock · 7,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 776 | $533.84 | $414,259.84 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,202 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 1,674 | $533.84 | $893,648.16 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 3,082 | $533.84 | $1,645,294.88 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,304 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 7,256 | $533.84 | $3,873,543.04 |
DisclosureSEC source: 0001091667-20-000050 · wf-form4_158266848155208.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:46 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 4,791 | $527.01 | $2,524,904.91 |
DisclosureSEC source: 0001091667-20-000036 · wf-form4_158111555092178.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $524.81 to $528.83, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,396 Underlying: Class A Common Stock · 1,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F4 · derivative.underlying_shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,048 Underlying: Class A Common Stock · 7,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 776 | $477.17 | $370,283.92 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,921 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 1,674 | $477.17 | $798,782.58 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 3,362 | $477.17 | $1,604,245.54 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,023 F3 · shares: Withholding of securities for the purpose of paying taxes. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 7,255 | $477.17 | $3,461,868.35 |
DisclosureSEC source: 0001091667-19-000136 · wf-form4_157713692273785.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 6,212 | $341.53 | $2,121,604.86 |
DisclosureSEC source: 0001091667-19-000040 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.49 to $341.88, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 7,805 | $340.33 | $2,656,236.63 |
DisclosureSEC source: 0001091667-19-000040 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F1 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 13,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000013 · edgar.xml · derivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 15,037 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F4 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 15,037 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 5,791 | $292.31 | $1,692,767.21 |
DisclosureSEC source: 0001091667-19-000013 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,935 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 13,596 | $292.31 | $3,974,246.76 |
DisclosureSEC source: 0001091667-19-000013 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionTime Vesting Stock Options · Derivative | 63,294 | $0.00 Strike: $66.87 | $0.00 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,294 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F5 · shares: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012. F5 · derivative.exercise_date: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionPerformance Vesting Stock Options · Derivative | 81,378 | $0.00 Strike: $66.87 | $0.00 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 81,378 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F2 · shares: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing. F2 · derivative.exercise_date: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 63,294 | $324.31 | $20,526,680.93 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 4 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $325.87, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 63,294 | $66.87 | $4,232,469.78 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F5 · shares: Exercise of time-vesting stock options granted on April 30, 2012. Options vest in 25% installments on each of the first four anniversaries of April 30, 2012. F1 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 81,378 | $321.47 | $26,160,292.70 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.00 to $323.37, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 21:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 81,378 | $66.87 | $5,441,746.86 |
DisclosureSEC source: 0001091667-18-000105 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F2 · shares: Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on April 30, 2013; 25% first eligible to vest on April 30, 2014; 25% first eligible to vest on April 30, 2015; and 25% first eligible to vest on April 30, 2016. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares, exercise prices and performance targets in this footnote were not adjusted for purposes of this filing. F1 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042). F3 · ownership.direct: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · derivative · entry 7 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 3,146 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F7 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 3,146 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 990 | $356.32 | $352,756.80 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · nonDerivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 F4 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 2,844 | $356.32 | $1,013,374.08 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| May 12, 2017 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 6,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,276 F1 · shares: Transferred shares to a trust. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham. Read SEC document |
| March 31, 2017 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherPerformance Vesting Stock Options · Derivative | 352,638 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · derivative · entry 6 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 352,638 Underlying: Class A common stock · 352,638 shares Expires 2026-06-17 F6 · price: Mr. Bickham transferred the Tranche III Performance Options, the Tranche IV Performance Options and the Tranche V Performance Options to The Bickham Family 2016 Irrevocable Trust in exchange for a promissory note in the amount of $30,733,185, the appraised value of the options. F5 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F6 · derivative.underlying_shares: Mr. Bickham transferred the Tranche III Performance Options, the Tranche IV Performance Options and the Tranche V Performance Options to The Bickham Family 2016 Irrevocable Trust in exchange for a promissory note in the amount of $30,733,185, the appraised value of the options. Read SEC document |
| March 31, 2017 Filed Jan 17, 2018 22:33 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherPerformance Vesting Stock Options · Derivative | 352,638 | Not disclosed Strike: $221.25 | Not disclosed |
DisclosureSEC source: 0001091667-18-000008 · edgar.xml · derivative · entry 5 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,092 Underlying: Class A common stock · 352,638 shares Expires 2026-06-17 F6 · price: Mr. Bickham transferred the Tranche III Performance Options, the Tranche IV Performance Options and the Tranche V Performance Options to The Bickham Family 2016 Irrevocable Trust in exchange for a promissory note in the amount of $30,733,185, the appraised value of the options. F5 · derivative.exercise_date: Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term) ("Tranche III Options"); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term) ("Tranche IV Options"); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term) ("Tranche V Options"). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F6 · derivative.underlying_shares: Mr. Bickham transferred the Tranche III Performance Options, the Tranche IV Performance Options and the Tranche V Performance Options to The Bickham Family 2016 Irrevocable Trust in exchange for a promissory note in the amount of $30,733,185, the appraised value of the options. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-17-000013 · edgar.xml · derivative · entry 3 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2014 the reporting person was granted 3,665 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2014 the reporting person was granted 3,665 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 1,149 | $298.48 | $342,953.52 |
DisclosureSEC source: 0001091667-17-000013 · edgar.xml · nonDerivative · entry 2 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,489 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 3,313 | $298.48 | $988,864.24 |
DisclosureSEC source: 0001091667-17-000013 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| August 16, 2016 Filed Sep 13, 2016 20:56 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 36,825 | $257.03 | $9,464,960.36 |
DisclosureSEC source: 0001091667-16-000559 · edgar.xml · nonDerivative · entry 1 Bickham John · CIK 0001548771 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,325 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.73 to $257.13, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes shares held jointly with Kathy L. Bickham Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.