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person · Reporting owner

Hockaday Irvine O Jr

Disclosed activity across 2 companies

Tapewire entity
135438
SEC CIK
0001113487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097DirectorSeptember 15, 2021September 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date September 15, 2021 · Filed September 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Units (Share Payout)SEC Table II · derivative / convertible securityDirect22,892.11 Reported balance After 2021-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-09-15 · Grant · Acquired 37.12 · Balance 22,892.11

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Stock Units (Cash Payout)SEC Table II · derivative / convertible securityDirect80,015.93 Reported balance After 2021-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-09-15 · Grant · Acquired 129.78 · Balance 80,015.93

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARATANA THERAPEUTICS, INC.

Report date July 18, 2019 · Filed July 18, 2019

Section 16 reporting ended · disclosed 2019-07-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-18 transaction · row 1
1 source row

Row 1 · 2019-07-18 · Disposition to issuer · Disposed 82,985 · Balance 0

F1: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, and (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of all outstanding unvested Company restricted stock awards was accelerated in full and each such restricted stock award was cancelled and terminated as of the effective time of the Merger. Each holder of a Company restricted stock award received the right to the Merger Consideration due with respect to the shares of Company common stock received in exchange for such accelerated restricted stock awards.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.18Direct0 Reported balance After 2019-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-18 · Disposition to issuer · Disposed 20,000 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.27Direct0 Reported balance After 2019-07-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-18 · Disposition to issuer · Disposed 10,000 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12Direct0 Reported balance After 2019-07-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-18 · Disposition to issuer · Disposed 7,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.84Direct0 Reported balance After 2019-07-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-18 · Disposition to issuer · Disposed 7,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.36Direct0 Reported balance After 2019-07-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-18 · Disposition to issuer · Disposed 7,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80Direct0 Reported balance After 2019-07-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-18 · Disposition to issuer · Disposed 7,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, and (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of all outstanding unvested Company restricted stock awards was accelerated in full and each such restricted stock award was cancelled and terminated as of the effective time of the Merger. Each holder of a Company restricted stock award received the right to the Merger Consideration due with respect to the shares of Company common stock received in exchange for such accelerated restricted stock awards.

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 3,972 Not disclosed Strike: $84.35 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 13

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,972 shares

Expires 2025-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 2,603 Not disclosed Strike: $78.36 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 12

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class Common Stock · 2,603 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 99 $172.09 $17,036.91
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 9

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 4,747 $171.31 $813,208.57
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 8

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $171.02 to $171.84 per share, inclusive.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 6,103 $170.26 $1,039,096.78
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 7

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,386

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $170.01 to $170.99 per share, inclusive.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,374 $71.33 $311,997.42
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 6

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,972 $84.35 $335,038.20
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 5

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 2,603 $78.36 $203,971.08
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 4

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 2,094 Not disclosed Strike: $78.36 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 11

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603

Underlying: Class A Common Stock · 2,094 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 2,906 Not disclosed Strike: $126.02 Not disclosed
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · derivative · entry 10

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F6 · price: Not applicable.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 5,000 $170.15 $850,750.00
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 3

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $170.00 to $170.40 per share, inclusive.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 2,094 $78.36 $164,085.84
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 2,906 $126.02 $366,214.12
Disclosure

SEC source: 0001001250-19-000042 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 203.61 $162.74 $33,135.49
Disclosure

SEC source: 0001001250-19-000034 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,264.06

Underlying: Class A Common Stock · 203.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 57.24 $162.74 $9,315.24
Disclosure

SEC source: 0001001250-19-000034 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721.44

Underlying: Class A Common Stock · 57.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 240.59 $158.98 $38,249.00
Disclosure

SEC source: 0001001250-19-000021 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,060.45

Underlying: Class A Common Stock · 240.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly presiding director, board, committee chair, and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:41 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,500 $155.31 $232,965.00
Disclosure

SEC source: 0001001250-19-000018 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 252.68 $130.30 $32,924.20
Disclosure

SEC source: 0001001250-18-000131 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,819.86

Underlying: Class A Common Stock · 252.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:15 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 71.25 $130.30 $9,283.88
Disclosure

SEC source: 0001001250-18-000131 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,664.2

Underlying: Class A Common Stock · 71.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 266.75 $143.39 $38,249.28
Disclosure

SEC source: 0001001250-18-000114 · edgar.xml · derivative · entry 3

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,567.18

Underlying: Class A Common Stock · 266.75 shares

Expires not disclosed

F4 · security: Reflects grant of stock units in lieu of cash for quarterly board, committee, committee chair, and presiding director retainers.

F5 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F6 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F6 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 562.41 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000114 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,592.95

Underlying: Class A Common Stock · 562.41 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,329 $0.00 Strike: $143.39 $0.00
Disclosure

SEC source: 0001001250-18-000114 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 19:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 206.7 $139.89 $28,915.26
Disclosure

SEC source: 0001001250-18-000088 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,300.43

Underlying: Class A Common Stock · 206.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 19:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 56.97 $139.89 $7,969.53
Disclosure

SEC source: 0001001250-18-000088 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,030.54

Underlying: Class A Common Stock · 56.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 14:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,700 $137.57 $233,869.00
Disclosure

SEC source: 0001001250-18-000082 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Read SEC document
July 27, 2018 Filed Jul 30, 2018 17:43 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-18-044448 · doc4.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-07-26

F1 · derivative.exercise_date: Vests on the earlier of (i) the first anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to continued service as a member of the Board of Directors of the Issuer through such vesting date.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 17:43 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044448 · doc4.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,485

Read SEC document
July 12, 2018 Filed Jul 13, 2018 19:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 221.47 $138.84 $30,748.89
Disclosure

SEC source: 0001001250-18-000055 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,093.73

Underlying: Class A Common Stock · 221.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board, committee chair, and committee member retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 182.01 $158.03 $28,763.04
Disclosure

SEC source: 0001001250-18-000048 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,872.26

Underlying: Class A Common Stock · 182.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 50.31 $158.03 $7,950.49
Disclosure

SEC source: 0001001250-18-000048 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,973.57

Underlying: Class A Common Stock · 50.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:11 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 193.23 $144.90 $27,999.03
Disclosure

SEC source: 0001001250-18-000040 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,690.25

Underlying: Class A Common Stock · 193.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 198.54 $144.12 $28,613.58
Disclosure

SEC source: 0001001250-18-000027 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,497.02

Underlying: Class A Common Stock · 198.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 55.02 $144.12 $7,929.48
Disclosure

SEC source: 0001001250-18-000027 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,923.26

Underlying: Class A Common Stock · 55.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 200.31 $139.78 $27,999.33
Disclosure

SEC source: 0001001250-18-000017 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,298.48

Underlying: Class A Common Stock · 200.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 219.52 $129.62 $28,454.18
Disclosure

SEC source: 0001001250-17-000137 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,098.17

Underlying: Class A Common Stock · 219.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 60.99 $129.62 $7,905.52
Disclosure

SEC source: 0001001250-17-000137 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,868.24

Underlying: Class A Common Stock · 60.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 658.62 $126.02 $82,999.29
Disclosure

SEC source: 0001001250-17-000124 · edgar.xml · derivative · entry 3

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,878.66

Underlying: Class A Common Stock · 658.62 shares

Expires not disclosed

F4 · security: Reflects grant of stock units in lieu of cash for quarterly board and committee retainers, annual commitee chair retainer, as well as annual retainer for presiding director.

F5 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F6 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F6 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 646.31 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000124 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,807.25

Underlying: Class A Common Stock · 646.31 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,906 $0.00 Strike: $126.02 $0.00
Disclosure

SEC source: 0001001250-17-000124 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 17:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 8,500 $121.68 $1,034,280.00
Disclosure

SEC source: 0001001250-17-000112 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,740

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales price range from $121.33 to $121.92 per share, inclusive.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 229.34 $109.69 $25,156.30
Disclosure

SEC source: 0001001250-17-000093 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,220.04

Underlying: Class A Common Stock · 229.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:16 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 62.29 $109.69 $6,832.59
Disclosure

SEC source: 0001001250-17-000093 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,160.94

Underlying: Class A Common Stock · 62.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 100 $106.75 $10,675.00
Disclosure

SEC source: 0001001250-17-000064 · edgar.xml · nonDerivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

Read SEC document
August 25, 2017 Filed Aug 28, 2017 16:43 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,900 $105.34 $200,146.00
Disclosure

SEC source: 0001001250-17-000064 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales price range from $105.07 to $105.99 per share, inclusive.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 19:49 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 229.59 $94.73 $21,749.06
Disclosure

SEC source: 0001001250-17-000052 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,990.69

Underlying: Class A Common Stock · 229.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:35 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $6.84 $0.00
Disclosure

SEC source: 0001209191-17-041736 · doc4.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2027-06-20

F1 · derivative.exercise_date: Vests on the earlier of (i) the first anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to continued service as a member of the Board of Directors of the Issuer through such vesting date.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:35 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041736 · doc4.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,985

Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 256.19 $97.55 $24,991.33
Disclosure

SEC source: 0001001250-17-000043 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,761.1

Underlying: Class A Common Stock · 256.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:54 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 69.8 $97.55 $6,808.99
Disclosure

SEC source: 0001001250-17-000043 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,098.65

Underlying: Class A Common Stock · 69.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
May 18, 2017 Filed May 22, 2017 14:44 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Cash Payout) · Derivative 238.01 $91.38 $21,749.35
Disclosure

SEC source: 0001001250-17-000031 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,504.91

Underlying: Class A Common Stock · 238.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.