Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | EVP & Pres, Pub & Sr Mkt Grp | May 28, 2007 | May 31, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date May 28, 2007 · Filed May 31, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.41 · Expires 2017-05-28 | Direct | 25,000 |
Reported balance
After 2007-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-05-28 · Grant · Acquired 25,000 · Balance 25,000 F1: The stock appreciation rights vest 100% on May 28, 2013. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.41 · Expires 2017-05-28 | Direct | 150,000 |
Reported balance
After 2007-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-05-28 · Grant · Acquired 150,000 · Balance 150,000 F2: The stock appreciation rights vest at a rate of 25% annually on May 28 from the years 2008 through 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock appreciation rights vest 100% on May 28, 2013.
F2: The stock appreciation rights vest at a rate of 25% annually on May 28 from the years 2008 through 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2003 Filed Dec 22, 2003 16:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 45,000 | $10.88 | $489,375.00 |
DisclosureSEC source: 0000731766-03-000031 · edgardoc.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,180 Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 19:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $53.90 Strike: $53.90 | $2,695,000.00 |
DisclosureSEC source: 0000731766-03-000012 · edgardoc.xml · derivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-11-28 F1 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning 11/28/04. Read SEC document |
| November 13, 2003 Filed Nov 17, 2003 14:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-03-000004 · edgardoc.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,180 Read SEC document |
| October 09, 2003 Filed Oct 10, 2003 20:10 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 500 | $51.58 | $25,790.00 |
DisclosureSEC source: 0001179983-03-000002 · edgardoc.xml · nonDerivative · entry 3 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,826 Read SEC document |
| October 09, 2003 Filed Oct 10, 2003 20:10 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 100 | $51.58 | $5,158.00 |
DisclosureSEC source: 0001179983-03-000002 · edgardoc.xml · nonDerivative · entry 2 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,326 Read SEC document |
| October 09, 2003 Filed Oct 10, 2003 20:10 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 500 | $51.58 | $25,790.00 |
DisclosureSEC source: 0001179983-03-000002 · edgardoc.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,426 Read SEC document |
| August 07, 2003 Filed Aug 11, 2003 16:48 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 50 | $49.97 | $2,498.50 |
DisclosureSEC source: 0001209191-03-016393 · bmn78958_bmn1leq.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,495 F1 · security: Indirect holdings = 1,284 shares held by 401(k) account Read SEC document |
| July 24, 2003 Filed Jul 25, 2003 19:50 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 180 | $53.25 | $9,585.00 |
DisclosureSEC source: 0001209191-03-013677 · bmn78088_bmn7leq.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,976 F1 · security: 1,284 shares held indirectly by 401(k) account Read SEC document |
| May 16, 2003 Filed May 20, 2003 14:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option · Derivative | 9,380 | $188,186.25 Strike: $20.06 | $1,765,187,025.00 |
DisclosureSEC source: 0001209191-03-004913 · bmn76918_bmn9-leq.xml · derivative · entry 5 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,380 Underlying: Common Stock · 9,380 shares Expires 2009-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2003 Filed May 20, 2003 14:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option · Derivative | 20,252 | $436,051.89 Strike: $21.53 | $8,830,922,876.28 |
DisclosureSEC source: 0001209191-03-004913 · bmn76918_bmn9-leq.xml · derivative · entry 4 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,252 shares Expires 2007-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2003 Filed May 20, 2003 14:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 29,632 | $95.30 | $2,823,929.60 |
DisclosureSEC source: 0001209191-03-004913 · bmn76918_bmn9-leq.xml · nonDerivative · entry 3 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,578 F1 · security: 650 shares held indirectly by 401(k) account Read SEC document |
| May 16, 2003 Filed May 20, 2003 14:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 9,380 | $20.06 | $188,186.25 |
DisclosureSEC source: 0001209191-03-004913 · bmn76918_bmn9-leq.xml · nonDerivative · entry 2 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2003 Filed May 20, 2003 14:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 20,252 | $21.53 | $436,051.89 |
DisclosureSEC source: 0001209191-03-004913 · bmn76918_bmn9-leq.xml · nonDerivative · entry 1 QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.