Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Supply Chain Officer | September 16, 2021 | September 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 16, 2021 · Filed September 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,316 |
Reported balance
After 2021-09-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-16 · Grant · Acquired 20 · Balance 9,316 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2018 Filed Jun 22, 2018 17:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021755 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,477 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012702 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,311 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012702 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,421 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. F5 · balance_after: Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012702 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 06:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 4,505 | $0.00 Strike: $8.84 | $0.00 |
DisclosureSEC source: 0001127602-18-008584 · form4.xml · derivative · entry 4 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,505 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 06:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 3,610 | $44.50 | $160,645.00 |
DisclosureSEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 3 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,534 F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 06:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 895 | $44.50 | $39,827.50 |
DisclosureSEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 2 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144 F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 06:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 4,505 | $8.84 | $39,824.20 |
DisclosureSEC source: 0001127602-18-008584 · form4.xml · nonDerivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 28,105 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-18-005306 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,105 Underlying: Common Stock · 28,105 shares Expires 2028-02-09 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:46 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005306 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,432 Underlying: Common Stock · 9,432 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 4,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001308 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,295 Underlying: Common Stock · 4,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 677 | $42.50 | $28,772.50 |
DisclosureSEC source: 0001127602-18-001308 · form4.xml · nonDerivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,534 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 4,699 | $42.50 | $199,707.50 |
DisclosureSEC source: 0001127602-18-001308 · form4.xml · nonDerivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035490 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035490 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,994 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 08:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 2,905 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001127602-17-029582 · form4.xml · derivative · entry 4 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,905 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 08:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 2,124 | $41.84 | $88,872.20 |
DisclosureSEC source: 0001127602-17-029582 · form4.xml · nonDerivative · entry 3 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,512 F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 08:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 781 | $41.89 | $32,716.09 |
DisclosureSEC source: 0001127602-17-029582 · form4.xml · nonDerivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,636 F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 08:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,905 | $11.26 | $32,710.30 |
DisclosureSEC source: 0001127602-17-029582 · form4.xml · nonDerivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 37,258 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005647 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,258 Underlying: Common Stock · 37,258 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 4,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001232 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,960 Underlying: Common Stock · 4,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 675 | $26.62 | $17,968.50 |
DisclosureSEC source: 0001127602-17-001232 · form4.xml · nonDerivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,012 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 11:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 4,687 | $26.62 | $124,767.94 |
DisclosureSEC source: 0001127602-17-001232 · form4.xml · nonDerivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067130 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067130 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 3,679 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 11 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679 Underlying: Common Stock · 3,679 shares Expires 2022-02-08 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 10 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,647 Underlying: Common Stock · 18,647 shares Expires not disclosed F7 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F8 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F9 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 13,772 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 9 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,772 Underlying: Common Stock · 13,772 shares Expires 2026-02-05 F6 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 10,149 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 8 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,149 Underlying: Common Stock · 10,149 shares Expires 2025-02-06 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 6,797 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 7 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797 Underlying: Common Stock · 6,797 shares Expires 2024-02-05 F4 · derivative.exercise_date: Vesting occurs four years from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,681 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 6 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,681 Underlying: Common Stock · 7,681 shares Expires 2024-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,556 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 5 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556 Underlying: Common Stock · 7,556 shares Expires 2023-02-06 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,033 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 4 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,033 Underlying: Common Stock · 7,033 shares Expires 2021-02-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 9,910 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,910 Underlying: Common Stock · 9,910 shares Expires 2020-02-05 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 4,505 | $0.00 Strike: $8.84 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Underlying: Common Stock · 4,505 shares Expires 2019-02-05 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 2,905 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001127602-16-065986 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 Underlying: Common Stock · 2,905 shares Expires 2018-01-24 F1 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.