Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARCTOS NORTHSTAR ACQUISITION CORP.ANAC · Entity 115859 | 10% owner | February 23, 2021 | March 08, 2021 |
| Far Point Acquisition CorpFPAC · Entity 146770 | 10% owner | August 18, 2020 | August 25, 2020 |
| Inspirato IncTVACU · Entity 67580 | 10% owner | December 14, 2020 | December 16, 2020 |
| Jiya Acquisition Corp.JYAC · Entity 123583 | 10% owner | December 24, 2020 | December 29, 2020 |
| LiveVox Holdings, Inc.CRSA · Entity 95827 | 10% owner | January 08, 2021 | January 13, 2021 |
| Nebula Acquisition CorpNEBU · Entity 148493 | 10% owner | June 02, 2020 | June 04, 2020 |
| Pure Acquisition Corp.PACQ · Entity 147029 | 10% owner | August 12, 2020 | August 24, 2020 |
| REVELATION BIOSCIENCES, INC.PAIC · Entity 8359 | 10% owner | September 21, 2021 | September 23, 2021 |
| Sky Harbour Group CorpYSACU · Entity 5079 | 10% owner | December 08, 2020 | December 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARCTOS NORTHSTAR ACQUISITION CORP.
Report date February 23, 2021 · Filed March 08, 2021
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,968,202 |
Reported balance
Holding disclosure · report date 2021-02-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,968,202 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Far Point Acquisition Corp
Report date August 18, 2020 · Filed August 25, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 2. | 0 |
Reported balance
After 2020-08-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-18 · Other · Disposed 8,035,997 · Balance 0 F1: REDEMPTION F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: REDEMPTION
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Inspirato Inc
Report date December 14, 2020 · Filed December 16, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,775,000 |
Reported balance
After 2020-12-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-14 · Sale · Disposed 10,607 · Balance 1,775,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Jiya Acquisition Corp.
Report date December 24, 2020 · Filed December 29, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,037,830 |
Last balance in matching sequence
After 2020-12-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-24 · Sale · Disposed 12,319 · Balance 1,039,727 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-28 · Sale · Disposed 1,897 · Balance 1,037,830 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
LiveVox Holdings, Inc.
Report date January 08, 2021 · Filed January 13, 2021
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 3,447,971 |
Reported balance
After 2021-01-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-08 · Sale · Disposed 5,000 · Balance 3,447,971 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Nebula Acquisition Corp
Report date June 02, 2020 · Filed June 04, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,569,911 |
Last balance in matching sequence
After 2020-06-04 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-06-02 · Sale · Disposed 110,041 · Balance 3,594,733 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-06-03 · Sale · Disposed 271,600 · Balance 3,323,133 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-06-03 · Sale · Disposed 67 · Balance 3,323,066 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 4 · 2020-06-04 · Sale · Disposed 753,155 · Balance 2,569,911 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Pure Acquisition Corp.
Report date August 12, 2020 · Filed August 24, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 2. | 0 |
Reported balance
After 2020-08-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-12 · Other · Disposed 576,834 · Balance 0 F1: REDEMPTION F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: REDEMPTION
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
REVELATION BIOSCIENCES, INC.
Report date September 21, 2021 · Filed September 23, 2021
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 381,106 |
Last balance in matching sequence
After 2021-09-23 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-09-21 · Sale · Disposed 43,000 · Balance 992,652 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-09-22 · Sale · Disposed 5 · Balance 992,647 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2021-09-23 · Sale · Disposed 611,541 · Balance 381,106 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Sky Harbour Group Corp
Report date December 08, 2020 · Filed December 11, 2020
Jointly reported with GLAZER CAPITAL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,323,780 |
Last balance in matching sequence
After 2020-12-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-08 · Sale · Disposed 50,000 · Balance 1,348,780 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-09 · Sale · Disposed 25,000 · Balance 1,323,780 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Past disclosures · reporting ended (48)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVENT TECHNOLOGIES HOLDINGS, INC.
Report date November 30, 2020 · Filed December 03, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 785,100 |
Last balance in matching sequence
After 2020-12-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-11-30 · Sale · Disposed 428,713 · Balance 985,100 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-01 · Sale · Disposed 200,000 · Balance 785,100 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
AerSale Corp
Report date November 06, 2020 · Filed November 10, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 2. | 0 |
Reported balance
After 2020-11-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-06 · Other · Disposed 2,702,010 · Balance 0 F1: Redeemed F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Redeemed
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Apexigen, Inc.
Report date February 11, 2021 · Filed February 16, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 225,000 |
Reported balance
After 2021-02-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-11 · Sale · Disposed 400,000 · Balance 225,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Atlantic Avenue Acquisition Corp
Report date May 27, 2021 · Filed June 02, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,490,689 |
Reported balance
After 2021-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-27 · Sale · Disposed 12,500 · Balance 2,490,689 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
BM Technologies, Inc.
Report date December 03, 2020 · Filed December 07, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 204,441 |
Last balance in matching sequence
After 2020-12-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-03 · Sale · Disposed 55,478 · Balance 444,522 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-04 · Sale · Disposed 240,081 · Balance 204,441 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
CF Finance Acquisition Corp.
Report date September 04, 2020 · Filed September 14, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Glass A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,334,541 |
Reported balance
After 2020-09-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-09-04 · Other · Disposed 1,000,000 · Balance 2,334,541 F1: Redemption F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Redemption
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Section 16 reporting ended · disclosed 2020-07-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,984,865 |
Reported balance
After 2020-07-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-23 · Sale · Disposed 125,111 · Balance 2,984,865 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
CarLotz, Inc.
Report date December 24, 2020 · Filed December 29, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,839,200 |
Last balance in matching sequence
After 2020-12-29 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-12-24 · Sale · Disposed 10,000 · Balance 3,972,238 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-24 · Sale · Disposed 50,000 · Balance 3,922,238 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-12-28 · Sale · Disposed 862,451 · Balance 3,059,787 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 4 · 2020-12-29 · Sale · Disposed 220,587 · Balance 2,839,200 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
ChargePoint Holdings, Inc.
Report date August 24, 2020 · Filed August 26, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote 1. | 3,060,483 |
Reported balance
After 2020-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-24 · Sale · Disposed 548,350 · Balance 3,060,483 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Cipher Digital Inc.
Report date March 05, 2021 · Filed March 09, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,806,406 |
Reported balance
After 2021-03-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-03-05 · Sale · Disposed 400,000 · Balance 1,806,406 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
CuriosityStream Inc.
Report date October 07, 2020 · Filed October 14, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 0 |
Reported balance
After 2020-10-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-07 · Other · Disposed 1,889,850 · Balance 0 F1: REDEMPTION F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: REDEMPTION
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Digital Media Solutions, Inc.
Report date July 10, 2020 · Filed July 15, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-07-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, Par Value $0.0001SEC Table I · non-derivative | IndirectSee Footnote 1. | 0 |
Reported balance
After 2020-07-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-10 · Other · Disposed 2,483,663 · Balance 0 F2: Redemption F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
F2: Redemption
EQ Health Acquisition Corp.
Report date April 08, 2021 · Filed April 12, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,191,219 |
Last balance in matching sequence
After 2021-04-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-08 · Sale · Disposed 3,000 · Balance 2,216,219 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-04-09 · Sale · Disposed 25,000 · Balance 2,191,219 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
East Stone Acquisition Corp
Report date December 07, 2020 · Filed December 10, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,376,265 |
Reported balance
After 2020-12-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-07 · Sale · Disposed 10,000 · Balance 1,376,265 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
FAST Acquisition Corp.
Report date February 01, 2021 · Filed February 04, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,845,350 |
Reported balance
After 2021-02-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-01 · Sale · Disposed 425,000 · Balance 1,845,350 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Fintech Acquisition Corp. III
Report date October 14, 2020 · Filed October 16, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 3,890,000 |
Reported balance
After 2020-10-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-14 · Sale · Disposed 600,000 · Balance 3,890,000 |
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,590,000 |
Reported balance
After 2020-10-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-10-14 · Sale · Disposed 1,300,000 · Balance 2,590,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Fisker Inc./DE
Report date July 06, 2020 · Filed July 08, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 5,434,717 |
Last balance in matching sequence
After 2020-07-08 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-07-06 · Sale · Disposed 50,000 · Balance 6,244,221 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-07-07 · Sale · Disposed 53,586 · Balance 6,190,635 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-07-08 · Sale · Disposed 755,918 · Balance 5,434,717 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
GTY Technology Holdings Inc.
Report date February 14, 2019 · Filed February 19, 2019
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2019-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 718,931 |
Last balance in matching sequence
After 2019-02-14 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-02-14 · Sale · Disposed 524,781 · Balance 2,587,384 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2019-02-14 · Sale · Disposed 314,091 · Balance 2,273,293 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2019-02-14 · Sale · Disposed 1,554,362 · Balance 718,931 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Goal Acquisitions Corp.
Report date June 09, 2021 · Filed June 11, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,198,261 |
Last balance in matching sequence
After 2021-06-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-06-09 · Sale · Disposed 1,382 · Balance 2,379,399 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-06-10 · Sale · Disposed 181,138 · Balance 2,198,261 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Greencity Acquisition Corp
Report date November 18, 2020 · Filed November 20, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 399,382 |
Last balance in matching sequence
After 2020-11-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-11-18 · Sale · Disposed 800 · Balance 404,382 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-11-19 · Sale · Disposed 5,000 · Balance 399,382 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Holley Inc.
Report date November 13, 2020 · Filed November 17, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,454,409 |
Last balance in matching sequence
After 2020-11-16 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-11-13 · Sale · Disposed 117,992 · Balance 2,854,809 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-11-16 · Sale · Disposed 300,400 · Balance 2,554,409 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-11-16 · Sale · Disposed 100,000 · Balance 2,454,409 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
ID Auto, Inc.
Report date October 20, 2020 · Filed October 22, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-10-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| class A common stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 605,835 |
Reported balance
After 2020-10-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-20 · Sale · Disposed 10,040 · Balance 605,835 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Jasper Therapeutics, Inc.
Report date April 21, 2021 · Filed April 23, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-04-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 895,059 |
Last balance in matching sequence
After 2021-04-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-21 · Sale · Disposed 1,164 · Balance 1,046,778 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-04-23 · Sale · Disposed 151,719 · Balance 895,059 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Landsea Homes Corp
Report date July 07, 2020 · Filed July 09, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-07-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,249,396 |
Last balance in matching sequence
After 2020-07-09 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-07-07 · Sale · Disposed 17,729 · Balance 1,882,028 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-07-08 · Sale · Disposed 285,832 · Balance 1,596,196 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-07-09 · Sale · Disposed 346,800 · Balance 1,249,396 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Lightning eMotors, Inc.
Report date September 09, 2020 · Filed December 14, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,447,307 |
Last balance in matching sequence
After 2020-12-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-09-09 · Sale · Disposed 100 · Balance 3,197,307 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-12-10 · Sale · Disposed 750,000 · Balance 2,447,307 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Longevity Acquisition Corp
Report date October 23, 2020 · Filed October 26, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-10-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | IndirectSee footnote | 250,000 |
Last balance in matching sequence
After 2020-10-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-10-23 · Sale · Disposed 29,101 · Balance 300,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-10-23 · Sale · Disposed 50,000 · Balance 250,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Omnichannel Acquisition Corp.
Report date July 19, 2021 · Filed July 21, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,021,307 |
Last balance in matching sequence
After 2021-07-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-07-19 · Sale · Disposed 330,659 · Balance 2,038,519 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-07-19 · Sale · Disposed 17,212 · Balance 2,021,307 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Orisun Acquisition Corp.
Report date November 16, 2020 · Filed November 18, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 0 |
Reported balance
After 2020-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-16 · Other · Disposed 700,000 · Balance 0 F2: Redemption F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
F2: Redemption
Ouster, Inc.
Report date December 22, 2020 · Filed December 28, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001SEC Table I · non-derivative | IndirectSee Footnote 1. | 1,074,900 |
Reported balance
After 2020-12-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-22 · Sale · Disposed 1,425,000 · Balance 1,074,900 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
PROFICIENT ALPHA ACQUISITION CORP
Report date June 04, 2020 · Filed June 08, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 0 |
Reported balance
After 2020-06-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-04 · Other · Disposed 1,898,142 · Balance 0 F2: Shares were redeemed. F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
F2: Shares were redeemed.
Priveterra Acquisition Corp. II
Report date March 19, 2021 · Filed March 23, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,709,235 |
Last balance in matching sequence
After 2021-03-23 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-03-19 · Sale · Disposed 11,033 · Balance 2,883,111 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-03-22 · Sale · Disposed 650 · Balance 2,882,461 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2021-03-22 · Sale · Disposed 100,000 · Balance 2,782,461 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 4 · 2021-03-23 · Sale · Disposed 73,226 · Balance 2,709,235 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
REVIVA PHARMACEUTICALS HOLDINGS, INC.
Report date December 08, 2020 · Filed December 11, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | IndirectSee Footnote 1. | 0 |
Reported balance
After 2020-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-08 · Sale · Disposed 367,000 · Balance 0 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
RedBall Acquisition Corp.
Report date March 16, 2021 · Filed March 26, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Share, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote 1. | 5,494,765 |
Last balance in matching sequence
After 2021-03-23 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-03-16 · Other · Disposed 25,400 · Balance 6,089,665 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-03-22 · Other · Disposed 36,100 · Balance 6,053,565 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2021-03-23 · Other · Disposed 558,800 · Balance 5,494,765 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Replay Acquisition Corp.
Report date January 11, 2021 · Filed January 13, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-01-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 3,551,243 |
Reported balance
After 2021-01-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-11 · Sale · Disposed 100,000 · Balance 3,551,243 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Romeo Power, Inc.
Report date October 02, 2020 · Filed October 06, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,218,395 |
Last balance in matching sequence
After 2020-10-05 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-10-02 · Sale · Disposed 205,937 · Balance 2,594,495 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-10-02 · Sale · Disposed 1,000 · Balance 2,593,495 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-10-05 · Sale · Disposed 375,100 · Balance 2,218,395 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
SC Health Corp
Report date February 18, 2021 · Filed February 22, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-02-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,716,902 |
Last balance in matching sequence
After 2021-02-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-02-18 · Sale · Disposed 3,400 · Balance 1,726,902 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-02-19 · Sale · Disposed 10,000 · Balance 1,716,902 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
SOC Telemed, Inc.
Report date October 27, 2020 · Filed November 03, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 0 |
Reported balance
After 2020-10-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-27 · Other · Acquired 3,039,517 · Balance 0 F1: Redeemed F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Redeemed
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
STRYVE FOODS, INC.
Report date October 30, 2020 · Filed November 05, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | IndirectSee Footnote 2. | 403,170 |
Reported balance
After 2020-10-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-30 · Other · Disposed 850,000 · Balance 403,170 F1: Redemption F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Redemption
F2: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Schultze Special Purpose Acquisition Corp.
Report date November 23, 2020 · Filed November 25, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,099,074 |
Last balance in matching sequence
After 2020-11-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-11-23 · Sale · Disposed 201,762 · Balance 1,396,932 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-11-24 · Sale · Disposed 297,858 · Balance 1,099,074 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Shapeways Holdings, Inc.
Report date April 28, 2021 · Filed April 30, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,829,768 |
Reported balance
After 2021-04-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-28 · Sale · Disposed 322,636 · Balance 1,829,768 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Slam Corp.
Report date August 24, 2021 · Filed August 26, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary shares included as part of the unitsSEC Table I · non-derivative | IndirectSee Footnote 1. | 5,565,294 |
Last balance in matching sequence
After 2021-08-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-08-24 · Sale · Disposed 1,000,000 · Balance 6,184,773 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-08-25 · Sale · Disposed 108,603 · Balance 6,076,170 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2021-08-26 · Sale · Disposed 10,876 · Balance 6,065,294 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 4 · 2021-08-26 · Sale · Disposed 500,000 · Balance 5,565,294 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Spectral AI, Inc.
Report date May 21, 2021 · Filed May 25, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,512,808 |
Reported balance
After 2021-05-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-21 · Sale · Disposed 1,125 · Balance 2,512,808 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Sports Entertainment Gaming Global Corp
Report date November 27, 2020 · Filed December 01, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,000,000 |
Last balance in matching sequence
After 2020-12-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-11-27 · Sale · Disposed 125,855 · Balance 1,597,920 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-11-30 · Sale · Disposed 228,510 · Balance 1,369,410 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-12-01 · Sale · Disposed 369,410 · Balance 1,000,000 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Triller Group Inc.
Report date February 02, 2021 · Filed February 04, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 595,456 |
Last balance in matching sequence
After 2021-02-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-02-02 · Sale · Disposed 4,089 · Balance 621,656 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-02-03 · Sale · Disposed 26,200 · Balance 595,456 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
UpHealth, Inc.
Report date December 10, 2020 · Filed December 14, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-12-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 2,196,713 |
Reported balance
After 2020-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-10 · Sale · Disposed 50,000 · Balance 2,196,713 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Velodyne Lidar, Inc.
Report date July 02, 2020 · Filed July 02, 2020
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 747,118 |
Last balance in matching sequence
After 2020-07-02 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-07-02 · Sale · Disposed 50,000 · Balance 3,878,170 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-07-02 · Sale · Disposed 100,000 · Balance 3,778,170 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-07-02 · Sale · Disposed 75,000 · Balance 3,703,170 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 4 · 2020-07-02 · Sale · Disposed 2,956,052 · Balance 747,118 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Z Squared Inc.
Report date May 25, 2021 · Filed May 26, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-05-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 1,016,500 |
Reported balance
After 2021-05-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-25 · Sale · Disposed 50,000 · Balance 1,016,500 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote 1. | 964,422 |
Reported balance
After 2021-05-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-05-26 · Sale · Disposed 6,118 · Balance 964,422 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
micromobility.com Inc.
Report date April 20, 2021 · Filed April 23, 2021
Jointly reported with GLAZER CAPITAL, LLC
Section 16 reporting ended · disclosed 2021-04-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote 1. | 518,393 |
Last balance in matching sequence
After 2021-04-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-20 · Sale · Disposed 67,719 · Balance 908,064 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2021-04-21 · Sale · Disposed 389,671 · Balance 518,393 F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2020 Filed Dec 15, 2020 23:27 UTC | FAST Acquisition Corp. FST/U · Entity 130703 | SaleUnits | 2,601 | $10.70 | $27,830.70 |
DisclosureSEC source: 0001076809-20-000329 · fstu20201215.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,273,315 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:26 UTC | Jasper Therapeutics, Inc. AMHC · Entity 7588 | SaleClass A common stock, par value $0.0001 per share | 5,000 | $10.05 | $50,250.00 |
DisclosureSEC source: 0001076809-20-000328 · amhc20201215.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,103,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:00 UTC | Inspirato Inc TVACU · Entity 67580 | SaleUnits | 10,607 | $10.40 | $110,312.80 |
DisclosureSEC source: 0001076809-20-000331 · tvacu20201216.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,775,000 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 22:27 UTC | Omnichannel Acquisition Corp. OCA/U · Entity 130792 | SaleUnits | 29,801 | $10.26 | $305,758.26 |
DisclosureSEC source: 0001076809-20-000324 · ocau20201211.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,478,499 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:27 UTC | FAST Acquisition Corp. FST/U · Entity 130703 | SaleUnits | 2,302 | $10.70 | $24,631.40 |
DisclosureSEC source: 0001076809-20-000329 · fstu20201215.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,275,916 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:26 UTC | Jasper Therapeutics, Inc. AMHC · Entity 7588 | SaleClass A common stock, par value $0.0001 per share | 5,000 | $10.05 | $50,250.00 |
DisclosureSEC source: 0001076809-20-000328 · amhc20201215.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,108,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 00:27 UTC | CarLotz, Inc. ACAM · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 30,000 | $10.40 | $312,000.00 |
DisclosureSEC source: 0001076809-20-000319 · acamform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,087,912 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:10 UTC | Jiya Acquisition Corp. JYAC · Entity 123583 | SaleClass A Common Stock, par value $0.0001 per share | 10,000 | $10.20 | $102,000.00 |
DisclosureSEC source: 0001076809-20-000327 · jyac20201214.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,221,823 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:09 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon stock, $0.001 par value per share | 50,000 | $10.50 | $525,000.00 |
DisclosureSEC source: 0001076809-20-000326 · gix20201214.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,196,713 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:09 UTC | Lightning eMotors, Inc. GIK · Entity 108004 | SaleCommon Stock, par value $0.0001 per share | 750,000 | $14.50 | $10,875,000.00 |
DisclosureSEC source: 0001076809-20-000325 · gik20201214.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,447,307 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 23:54 UTC | Replay Acquisition Corp. RPLA · Entity 140461 | SaleOrdinary Shares, par value $.0001 per share | 1,000 | $10.45 | $10,450.00 |
DisclosureSEC source: 0001076809-20-000300 · rplaform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,341,882 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 23:53 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon stock, $0.001 par value per share | 50,000 | $10.58 | $529,000.00 |
DisclosureSEC source: 0001076809-20-000298 · gixform4.xml · nonDerivative · entry 4 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,246,713 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 23:53 UTC | Jiya Acquisition Corp. JYAC · Entity 123583 | SaleClass A Common Stock, par value $0.0001 per share | 10,000 | $10.05 | $100,500.00 |
DisclosureSEC source: 0001076809-20-000299 · jyacform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,231,823 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 00:28 UTC | Sky Harbour Group Corp YSACU · Entity 5079 | SaleUnits | 25,000 | $10.45 | $261,250.00 |
DisclosureSEC source: 0001076809-20-000320 · ysacuform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,323,780 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 22:27 UTC | Omnichannel Acquisition Corp. OCA/U · Entity 130792 | SaleUnits | 25,000 | $10.10 | $252,500.00 |
DisclosureSEC source: 0001076809-20-000324 · ocau20201211.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,508,300 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 22:26 UTC | Atlantic Avenue Acquisition Corp ASAQ/U · Entity 138799 | SaleUnits | 172,874 | $10.20 | $1,763,314.80 |
DisclosureSEC source: 0001076809-20-000323 · asaqu20201211.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,675,526 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 23:55 UTC | FAST Acquisition Corp. FST/U · Entity 130703 | SaleUnits | 15,000 | $10.65 | $159,750.00 |
DisclosureSEC source: 0001076809-20-000301 · fstuform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,278,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 23:53 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon stock, $0.001 par value per share | 75,000 | $10.77 | $807,750.00 |
DisclosureSEC source: 0001076809-20-000298 · gixform4.xml · nonDerivative · entry 3 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,296,713 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 23:53 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon stock, $0.001 par value per share | 161,617 | $10.80 | $1,745,463.60 |
DisclosureSEC source: 0001076809-20-000298 · gixform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,371,713 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 00:36 UTC | REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147 | SaleOrdinary Shares, no par value | 367,000 | $10.88 | $3,992,960.00 |
DisclosureSEC source: 0001076809-20-000322 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 0 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 00:28 UTC | Sky Harbour Group Corp YSACU · Entity 5079 | SaleUnits | 50,000 | $10.32 | $516,000.00 |
DisclosureSEC source: 0001076809-20-000320 · ysacuform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,348,780 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 00:27 UTC | CarLotz, Inc. ACAM · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 10,000 | $10.50 | $105,000.00 |
DisclosureSEC source: 0001076809-20-000319 · acamform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,117,912 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 23:11 UTC | CarLotz, Inc. ACAM · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 2,405 | $10.50 | $25,252.50 |
DisclosureSEC source: 0001076809-20-000294 · acamform4.xml · nonDerivative · entry 3 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,127,912 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 00:02 UTC | Jasper Therapeutics, Inc. AMHC · Entity 7588 | SaleClass A common stock, par value $0.0001 per share | 1 | $10.05 | $10.05 |
DisclosureSEC source: 0001076809-20-000303 · amhcform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,113,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 10, 2020 00:20 UTC | East Stone Acquisition Corp ESSC · Entity 130454 | SaleOrdinary Shares, no par value | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001076809-20-000306 · esscform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,376,265 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:59 UTC | CarLotz, Inc. AMHC · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 1 | $10.05 | $10.05 |
DisclosureSEC source: 0001076809-20-000302 · amhcform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,113,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:54 UTC | Replay Acquisition Corp. RPLA · Entity 140461 | SaleOrdinary Shares, par value $.0001 per share | 1,000 | $10.25 | $10,250.00 |
DisclosureSEC source: 0001076809-20-000300 · rplaform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,342,882 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:55 UTC | FAST Acquisition Corp. FST/U · Entity 130703 | SaleUnits | 10,000 | $10.50 | $105,000.00 |
DisclosureSEC source: 0001076809-20-000301 · fstuform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,293,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:53 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon stock, $0.001 par value per share | 306,934 | $11.82 | $3,627,959.88 |
DisclosureSEC source: 0001076809-20-000298 · gixform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,533,330 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:53 UTC | Jiya Acquisition Corp. JYAC · Entity 123583 | SaleClass A Common Stock, par value $0.0001 per share | 301 | $10.05 | $3,025.05 |
DisclosureSEC source: 0001076809-20-000299 · jyacform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,241,823 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:53 UTC | CarLotz, Inc. AMHC · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 1 | $10.05 | $10.05 |
DisclosureSEC source: 0001076809-20-000296 · amhcform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,113,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 23:14 UTC | BM Technologies, Inc. MFAC · Entity 83670 | SaleClass A Common Stock | 240,081 | $11.04 | $2,649,293.84 |
DisclosureSEC source: 0001076809-20-000295 · mfacform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 204,441 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 23:11 UTC | CarLotz, Inc. ACAM · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 41,215 | $10.36 | $427,111.05 |
DisclosureSEC source: 0001076809-20-000294 · acamform4.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,130,317 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:14 UTC | BM Technologies, Inc. MFAC · Entity 83670 | SaleClass A Common Stock | 55,478 | $10.80 | $599,328.83 |
DisclosureSEC source: 0001076809-20-000295 · mfacform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 444,522 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 23:11 UTC | CarLotz, Inc. ACAM · Entity 121687 | SaleClass A common stock, par value $0.0001 per share | 25,000 | $10.35 | $258,750.00 |
DisclosureSEC source: 0001076809-20-000294 · acamform4.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 4,171,532 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 10, 2020 02:19 UTC | REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147 | OtherOrdinary Shares, no par value | 606,360 | $10.88 | $6,597,196.80 |
DisclosureSEC source: 0001076809-20-000307 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 0 F2 · kind: Redemption F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 23:17 UTC | REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147 | SaleOrdinary Shares, no par value | 261 | $11.00 | $2,871.00 |
DisclosureSEC source: 0001076809-20-000291 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 606,360 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:50 UTC | Ouster, Inc. CLA · Entity 4380 | PurchaseClass A Common Stock | 10,000 | $9.80 | $98,000.00 |
DisclosureSEC source: 0001076809-20-000289 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,499,900 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:43 UTC | Omnichannel Acquisition Corp. OCA · Entity 130792 | SaleClass A Common Stock | 1,600 | $10.10 | $16,160.00 |
DisclosureSEC source: 0001076809-20-000287 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,533,300 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:07 UTC | REVIVA PHARMACEUTICALS HOLDINGS, INC. TZAC · Entity 8147 | SaleOrdinary Shares, no par value | 5,362 | $11.00 | $58,982.00 |
DisclosureSEC source: 0001076809-20-000282 · primary_doc.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 606,621 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 23:57 UTC | FAST Acquisition Corp. FST · Entity 130703 | SaleClass A Common Stock | 105 | $9.95 | $1,044.75 |
DisclosureSEC source: 0001076809-20-000280 · primary_doc.xml · nonDerivative · entry 5 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,303,218 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 23:24 UTC | Sports Entertainment Gaming Global Corp TDAC · Entity 8045 | SaleCommon Stock, Par Value $0.001 per share | 369,410 | $13.19 | $4,872,517.90 |
DisclosureSEC source: 0001076809-20-000276 · primary_doc.xml · nonDerivative · entry 3 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,000,000 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:58 UTC | ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769 | SaleClass A Common Stock | 200,000 | $12.37 | $2,474,000.00 |
DisclosureSEC source: 0001076809-20-000283 · primary_doc.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 785,100 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:41 UTC | Jiya Acquisition Corp. JYAC · Entity 123583 | SaleClass A Common Stock | 550 | $10.10 | $5,555.00 |
DisclosureSEC source: 0001076809-20-000285 · primary_doc.xml · nonDerivative · entry 1 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,242,124 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 22:17 UTC | Omnichannel Acquisition Corp. OCA · Entity 130792 | SaleClass A Common Stock | 3,700 | $10.05 | $37,185.00 |
DisclosureSEC source: 0001076809-20-000266 · primary_doc.xml · nonDerivative · entry 3 GLAZER PAUL J · CIK 0001133985 · 10% owner GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,534,900 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 00:03 UTC | micromobility.com Inc. GRNV · Entity 8762 | SaleCommon Stock, Par Value $0.0001 per share | 25,000 | $10.15 | $253,750.00 |
DisclosureSEC source: 0001076809-20-000281 · primary_doc.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 965,553 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:57 UTC | FAST Acquisition Corp. FST · Entity 130703 | SaleClass A Common Stock | 3,081 | $10.40 | $32,042.40 |
DisclosureSEC source: 0001076809-20-000280 · primary_doc.xml · nonDerivative · entry 4 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,303,323 F2 · security: Units Sold F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:57 UTC | FAST Acquisition Corp. FST · Entity 130703 | SaleClass A Common Stock | 2,659 | $9.90 | $26,324.10 |
DisclosureSEC source: 0001076809-20-000280 · primary_doc.xml · nonDerivative · entry 3 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,306,404 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:48 UTC | East Stone Acquisition Corp ESSC · Entity 130454 | SaleOrdinary Shares, no par value | 10,000 | $9.95 | $99,500.00 |
DisclosureSEC source: 0001076809-20-000279 · primary_doc.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 1,386,265 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:44 UTC | UpHealth, Inc. GIX · Entity 88003 | SaleCommon Stock, Par Value $0.0001 per share | 38,099 | $10.49 | $399,658.51 |
DisclosureSEC source: 0001076809-20-000278 · primary_doc.xml · nonDerivative · entry 2 GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner GLAZER PAUL J · CIK 0001133985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 2,840,264 F1 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.