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Baseline Ventures 2009 Associates, LLC

Disclosed activity across 1 company

Tapewire entity
135211
SEC CIK
0001718679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Stitch Fix, Inc.SFIX · Entity 563710% ownerSeptember 23, 2021September 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Last balance in matching sequence After 2021-09-23 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-09-23 · Conversion · Acquired 826,451 · Balance 826,451

F3: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1: On September 23, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2: Following the distribution, the shares held by Reporting Persons are follows: (i) 1,980,288 shares of Class B common stock directly held by BIE; (ii) 4,039,490 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Row 2 · 2021-09-23 · Other · Disposed 826,451 · Balance 0

F1: On September 23, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F3: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F2: Following the distribution, the shares held by Reporting Persons are follows: (i) 1,980,288 shares of Class B common stock directly held by BIE; (ii) 4,039,490 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes6,940,586 Reported balance After 2021-09-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-09-23 · Conversion · Disposed 826,451 · Balance 6,940,586

F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F7: Not Applicable.

F1: On September 23, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2: Following the distribution, the shares held by Reporting Persons are follows: (i) 1,980,288 shares of Class B common stock directly held by BIE; (ii) 4,039,490 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes6,563,089 Reported balance After 2021-09-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-09-23 · Other · Disposed 377,497 · Balance 6,563,089

F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1: On September 23, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F8: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F7: Not Applicable.

F2: Following the distribution, the shares held by Reporting Persons are follows: (i) 1,980,288 shares of Class B common stock directly held by BIE; (ii) 4,039,490 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On September 23, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2: Following the distribution, the shares held by Reporting Persons are follows: (i) 1,980,288 shares of Class B common stock directly held by BIE; (ii) 4,039,490 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F3: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7: Not Applicable.

F8: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2020 Filed Nov 12, 2020 19:36 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030877 · doc4.xml · nonDerivative · entry 2

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On November 10, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On November 10, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 6,732,924 shares of Class B common stock directly held by BIE; (ii) 13,734,230 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 19:36 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030877 · doc4.xml · nonDerivative · entry 1

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 826,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On November 10, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 6,732,924 shares of Class B common stock directly held by BIE; (ii) 13,734,230 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:04 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass B Common Stock · Derivative 375,576 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029210 · doc4.xml · derivative · entry 4

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,218,255

Underlying: Class A Common Stock · 375,576 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:04 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029210 · doc4.xml · derivative · entry 3

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,593,831

Underlying: Class A Common Stock · 826,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:04 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029210 · doc4.xml · nonDerivative · entry 2

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 21:04 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029210 · doc4.xml · nonDerivative · entry 1

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 826,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:51 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass B Common Stock · Derivative 375,576 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027466 · doc4.xml · derivative · entry 4

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,420,282

Underlying: Class A Common Stock · 375,576 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

F1 · ownership.nature: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,526,951 shares of Class B common stock directly held by BIE; (ii) 15,350,020 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE. Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:51 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027466 · doc4.xml · derivative · entry 3

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,795,858

Underlying: Class A Common Stock · 826,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.nature: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,526,951 shares of Class B common stock directly held by BIE; (ii) 15,350,020 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE. Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:51 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027466 · doc4.xml · nonDerivative · entry 2

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,526,951 shares of Class B common stock directly held by BIE; (ii) 15,350,020 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE. Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:51 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027466 · doc4.xml · nonDerivative · entry 1

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 826,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On October 1, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,526,951 shares of Class B common stock directly held by BIE; (ii) 15,350,020 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE. Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 24,270,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 6

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,622,309

Underlying: Class A Common Stock · 24,270,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not applicable.

F8 · ownership.nature: The shares are held as follows: 277,911 by BCC, 265,400 by BE, 7,921,083 by BIE and 16,157,915 by BV. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries C Preferred Stock · Derivative 2,271,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 5

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,271,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · ownership.nature: The shares were held as follows: 228,605 by Baseline Cable Car, LLC ("BCC"), 85,000 by Baseline Encore, L.P. ("BE"), 1,734,035 by BIE and 224,220 by BV 2009. Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries B Preferred Stock · Derivative 6,065,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 4

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,065,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · ownership.nature: The shares were held by Baseline Increased Exposure Fund, LLC ("BIE"). Baseline Increased Exposure Fund Associates, LLC ("BIEA") is the general partner of BIE. Steven Anderson is the sole member of BIEA.

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November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries A-1 Preferred Stock · Derivative 6,247,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 3

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,247,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The shares were held by Baseline Ventures 2009, LLC ("BV 2009"). Baseline Ventures 2009 Associates, LLC ("BVA 2009") is the general partner of BV 2009. Steven Anderson is the sole member of BVA 2009 and has separately filed a Form 4.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries A Preferred Stock · Derivative 2,650,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 2

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,650,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The shares were held by Baseline Ventures 2009, LLC ("BV 2009"). Baseline Ventures 2009 Associates, LLC ("BVA 2009") is the general partner of BV 2009. Steven Anderson is the sole member of BVA 2009 and has separately filed a Form 4.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:19 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries Seed Preferred Stock · Derivative 7,035,655 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062350 · doc4.xml · derivative · entry 1

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 7,035,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of Series Seed Preferred, Stock Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The shares were held by Baseline Ventures 2009, LLC ("BV 2009"). Baseline Ventures 2009 Associates, LLC ("BVA 2009") is the general partner of BV 2009. Steven Anderson is the sole member of BVA 2009 and has separately filed a Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.