Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | Director | April 30, 2020 | May 01, 2020 |
| CATERPILLAR INCCAT · Entity 2808 | Group President | July 25, 2007 | July 27, 2007 |
| FORD MOTOR COF · Entity 1829 | Director | March 01, 2017 | March 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date April 30, 2020 · Filed May 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,538 |
Ending reported balance
After 2020-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-30 · Grant · Acquired 2,838 · Balance 15,674 F1: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Row 2 · 2020-04-30 · Tax withholding · Disposed 1,136 · Balance 14,538 F2: These shares represent shares withheld by AGCO Corporation for payment of taxes in connection with the award under the AGCO Corporation 2006 Long-Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 4,544 |
Reported balance
Holding disclosure · report date 2020-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,544 F3: Owned by the Gerald L. Shaheen Irrevocable Trust - Mitchell D. Inskeep, Trustee, under agreement dated December 10, 2012. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan.
F2: These shares represent shares withheld by AGCO Corporation for payment of taxes in connection with the award under the AGCO Corporation 2006 Long-Term Incentive Plan.
F3: Owned by the Gerald L. Shaheen Irrevocable Trust - Mitchell D. Inskeep, Trustee, under agreement dated December 10, 2012. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
CATERPILLAR INC
Report date July 25, 2007 · Filed July 27, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,884 |
Reported balance
After 2007-07-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-07-25 · Exercise / conversion · Acquired 865 · Balance 5,884 F2: Security converts to common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. |
| CommonSEC Table I · non-derivative | Direct | 206,480 |
Reported balance
Holding disclosure · report date 2007-07-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 206,480 F1: This amount includes 15,403 shares in 401K. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount includes 15,403 shares in 401K.
F2: Security converts to common stock on a one-for-one basis.
F3: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.
FORD MOTOR CO
Report date March 01, 2017 · Filed March 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ford Stock UnitsSEC Table II · derivative / convertible security | Direct | 129,071 |
Reported balance
After 2017-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-01 · Grant · Acquired 2,001 · Balance 129,071 F1: These Ford Stock Units result from dividend equivalents credited to my account by the Company, without payment by me, under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock. |
| Ford Stock UnitsSEC Table II · derivative / convertible security | Direct | 59,334 |
Reported balance
After 2017-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-01 · Grant · Acquired 920 · Balance 59,334 F2: These Ford Stock Units result from dividend equivalents credited to my account by the Company, without payment by me, under the Company's 2014 Stock Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted into shares of Ford common stock and distributed to me, without payment, following termination of Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: These Ford Stock Units result from dividend equivalents credited to my account by the Company, without payment by me, under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.
F2: These Ford Stock Units result from dividend equivalents credited to my account by the Company, without payment by me, under the Company's 2014 Stock Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted into shares of Ford common stock and distributed to me, without payment, following termination of Board service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 51,399 | $38.41 | $1,974,045.41 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 3 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 3,814 | $67.73 | $258,303.15 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 2 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,774 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 14:59 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 5,987 | $32.91 | $197,009.42 |
DisclosureSEC source: 0000018230-03-000358 · edgar.xml · nonDerivative · entry 1 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.