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person · Reporting owner

RICHARD HENRI P

Disclosed activity across 3 companies

Tapewire entity
13503
SEC CIK
0001192011

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796EVP Chf Sales & Mkt OffAugust 22, 2007August 23, 2007

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 22, 2007 · Filed August 23, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,391 Reported balance After 2007-08-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2007-08-22 · Exercise / conversion · Acquired 781 · Balance 92,391

Common StockSEC Table I · non-derivativeDirect92,034 Reported balance After 2007-08-22 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2007-08-22 · Tax withholding · Disposed 357 · Balance 92,034

F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-05-04Direct8,594 Reported balance After 2007-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2007-08-22 · Exercise / conversion · Disposed 781 · Balance 8,594

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date May 29, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect183,272 Ending reported balance After 2020-06-01 transaction · row 11
11 source rows · reconciled sequence

Row 1 · 2020-05-29 · Other · Acquired 425 · Balance 144,280

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

Row 2 · 2020-06-01 · Grant · Acquired 34,200 · Balance 178,480

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

Row 3 · 2020-06-01 · Tax withholding · Disposed 16,956 · Balance 161,524

Row 4 · 2020-06-01 · Exercise / conversion · Acquired 15,157 · Balance 176,681

Row 5 · 2020-06-01 · Tax withholding · Disposed 5,241 · Balance 171,440

Row 6 · 2020-06-01 · Exercise / conversion · Acquired 9,500 · Balance 180,940

Row 7 · 2020-06-01 · Tax withholding · Disposed 3,468 · Balance 177,472

Row 8 · 2020-06-01 · Exercise / conversion · Acquired 6,125 · Balance 183,597

Row 9 · 2020-06-01 · Tax withholding · Disposed 3,036 · Balance 180,561

Row 10 · 2020-06-01 · Exercise / conversion · Acquired 5,375 · Balance 185,936

Row 11 · 2020-06-01 · Tax withholding · Disposed 2,664 · Balance 183,272

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-06-01Direct0 Reported balance After 2020-06-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-06-01 · Exercise / conversion · Disposed 15,157 · Balance 0

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-06-01Direct9,500 Reported balance After 2020-06-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-06-01 · Exercise / conversion · Disposed 9,500 · Balance 9,500

F4: Restricted stock units convert into common stock on a one-for-one basis.

F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-06-04Direct12,250 Reported balance After 2020-06-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-06-01 · Exercise / conversion · Disposed 6,125 · Balance 12,250

F4: Restricted stock units convert into common stock on a one-for-one basis.

F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-03Direct16,125 Reported balance After 2020-06-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-06-01 · Exercise / conversion · Disposed 5,375 · Balance 16,125

F4: Restricted stock units convert into common stock on a one-for-one basis.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

ULTRATECH INC

Report date May 26, 2017 · Filed May 31, 2017

Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-05-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-05-26 · Disposition to issuer · Disposed 46,750 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").

F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").

F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,172 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · derivative · entry 30

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,374

Underlying: Common Stock · 1,172 shares

Expires 2013-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests 33 1/3% on 5/1/04, then monthly through 5/1/06.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,050 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · derivative · entry 29

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,350

Underlying: Common Stock · 1,050 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests 25% on 5/1/04, then monthly through 5/1/07.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 6,814 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · derivative · entry 28

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,488

Underlying: Common Stock · 6,814 shares

Expires 2012-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $33.08 $23,156.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 27

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,605

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 220 $33.06 $7,273.20
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 26

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 480 $33.05 $15,864.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 25

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,525

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 400 $32.92 $13,168.36
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 24

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,005

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.85 $22,995.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 23

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 800 $32.79 $26,232.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 22

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,105

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 800 $32.75 $26,200.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 21

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,905

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.74 $22,918.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 20

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,705

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.74 $22,914.78
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 19

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 1,500 $32.70 $49,050.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 18

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,105

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.68 $22,876.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 17

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,605

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 600 $32.57 $19,542.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 16

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.55 $22,785.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 15

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,905

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $32.50 $22,750.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 14

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,605

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 600 $32.33 $19,398.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 13

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 3,010 $32.32 $97,283.20
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 12

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,905

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 900 $32.30 $29,070.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 11

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,915

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 800 $32.25 $25,800.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 10

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,815

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,954 $16.66 $32,553.64
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 9

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 2,930 $15.50 $45,415.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 8

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,736 $11.33 $19,668.88
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 7

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 760 $14.22 $10,807.20
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 6

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,172 $14.64 $17,158.08
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 5

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,172 $15.20 $17,814.40
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 4

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,172 $7.16 $8,391.52
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 3

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 1,050 $7.36 $7,728.00
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 2

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2006 Filed Apr 4, 2006 21:51 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionCommon Stock 6,814 $14.75 $100,506.50
Disclosure

SEC source: 0001192011-06-000007 · edgar.xml · nonDerivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2006 Filed Mar 20, 2006 22:54 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001192011-06-000005 · edgar.xml · derivative · entry 1

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Vesting, restrictions and expiration as provided for by Long-Term Incentive Plan provisions - 2006 through 2008 Cycle.

F2 · derivative.expiration_date: Vesting, restrictions and expiration as provided for by Long-Term Incentive Plan provisions - 2006 through 2008 Cycle.

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March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,954 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 34

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,572

Underlying: Common Stock · 1,954 shares

Expires 2012-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 2,930 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 33

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,740

Underlying: Common Stock · 2,930 shares

Expires 2011-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,736 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 32

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

Underlying: Common Stock · 1,736 shares

Expires 2011-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07.

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March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 760 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 31

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,930

Underlying: Common Stock · 760 shares

Expires 2011-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,172 $0.00 Strike: $14.64 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 30

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 1,172 shares

Expires 2014-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,172 $0.00 Strike: $15.20 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 29

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 1,172 shares

Expires 2013-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,172 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 28

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 1,172 shares

Expires 2013-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests 33 1/3% on 5/1/04, then monthly through 5/1/06.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 1,050 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 27

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Common Stock · 1,050 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests 25% on 5/1/04, then monthly through 5/1/07.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 Exercise / conversionEmployee Stock Option · Derivative 6,814 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · derivative · entry 26

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,302

Underlying: Common Stock · 6,814 shares

Expires 2012-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 700 $39.62 $27,734.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 25

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,855

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 1,600 $39.56 $63,297.12
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 24

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,555

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 600 $39.51 $23,706.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 23

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,155

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 600 $39.50 $23,700.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 22

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 100 $39.45 $3,945.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 21

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,355

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 1,000 $39.44 $39,440.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 20

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 1,800 $39.44 $70,983.36
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 19

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 500 $39.43 $19,715.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 18

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 1,100 $39.41 $43,351.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 17

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document
March 01, 2006 Filed Mar 3, 2006 21:56 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 SaleCommon Stock 400 $39.40 $15,760.00
Disclosure

SEC source: 0001192011-06-000004 · edgar.xml · nonDerivative · entry 16

RICHARD HENRI F · CIK 0001192011 · EVP Chf Sales & Mkt Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,855

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.