Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP Chf Sales & Mkt Off | August 22, 2007 | August 23, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 22, 2007 · Filed August 23, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,391 |
Reported balance
After 2007-08-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-08-22 · Exercise / conversion · Acquired 781 · Balance 92,391 |
| Common StockSEC Table I · non-derivative | Direct | 92,034 |
Reported balance
After 2007-08-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-08-22 · Tax withholding · Disposed 357 · Balance 92,034 F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-05-04 | Direct | 8,594 |
Reported balance
After 2007-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2007-08-22 · Exercise / conversion · Disposed 781 · Balance 8,594 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date May 29, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,272 |
Ending reported balance
After 2020-06-01 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2020-05-29 · Other · Acquired 425 · Balance 144,280 F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Row 2 · 2020-06-01 · Grant · Acquired 34,200 · Balance 178,480 F2: Represents the settlement of performance share unites originally granted on June 1, 2017. F3: Performance stock units convert into stock on a one-for-one basis. Row 3 · 2020-06-01 · Tax withholding · Disposed 16,956 · Balance 161,524 Row 4 · 2020-06-01 · Exercise / conversion · Acquired 15,157 · Balance 176,681 Row 5 · 2020-06-01 · Tax withholding · Disposed 5,241 · Balance 171,440 Row 6 · 2020-06-01 · Exercise / conversion · Acquired 9,500 · Balance 180,940 Row 7 · 2020-06-01 · Tax withholding · Disposed 3,468 · Balance 177,472 Row 8 · 2020-06-01 · Exercise / conversion · Acquired 6,125 · Balance 183,597 Row 9 · 2020-06-01 · Tax withholding · Disposed 3,036 · Balance 180,561 Row 10 · 2020-06-01 · Exercise / conversion · Acquired 5,375 · Balance 185,936 Row 11 · 2020-06-01 · Tax withholding · Disposed 2,664 · Balance 183,272 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-06-01 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-01 · Exercise / conversion · Disposed 15,157 · Balance 0 F4: Restricted stock units convert into common stock on a one-for-one basis. F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-06-01 | Direct | 9,500 |
Reported balance
After 2020-06-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-06-01 · Exercise / conversion · Disposed 9,500 · Balance 9,500 F4: Restricted stock units convert into common stock on a one-for-one basis. F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-06-04 | Direct | 12,250 |
Reported balance
After 2020-06-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-06-01 · Exercise / conversion · Disposed 6,125 · Balance 12,250 F4: Restricted stock units convert into common stock on a one-for-one basis. F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-03 | Direct | 16,125 |
Reported balance
After 2020-06-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-06-01 · Exercise / conversion · Disposed 5,375 · Balance 16,125 F4: Restricted stock units convert into common stock on a one-for-one basis. F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
F2: Represents the settlement of performance share unites originally granted on June 1, 2017.
F3: Performance stock units convert into stock on a one-for-one basis.
F4: Restricted stock units convert into common stock on a one-for-one basis.
F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
ULTRATECH INC
Report date May 26, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Disposition to issuer · Disposed 46,750 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").
F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2006 Filed Nov 13, 2006 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000021 · edgar.xml · derivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 834 shares Expires 2013-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2006 Filed Nov 13, 2006 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000021 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 167 shares Expires 2013-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2006 Filed Nov 13, 2006 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 457 | $20.89 | $9,546.73 |
DisclosureSEC source: 0001192011-06-000021 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,728 Read SEC document |
| November 09, 2006 Filed Nov 13, 2006 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000021 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 660 | $0.00 Strike: $14.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 20 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Underlying: Common Stock · 660 shares Expires 2012-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests 33 1/3% on 4/28/06, then monthly through 4/28/08. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 412 | $0.00 Strike: $14.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 19 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366 Underlying: Common Stock · 412 shares Expires 2012-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests 33 1/3% on 4/28/06, then monthly through 4/28/08. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,954 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 18 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Underlying: Common Stock · 1,954 shares Expires 2012-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,736 | $0.00 Strike: $11.33 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 17 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,210 Underlying: Common Stock · 1,736 shares Expires 2011-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 8,166 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 16 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,444 Underlying: Common Stock · 8,166 shares Expires 2011-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 15 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170 Underlying: Common Stock · 1,172 shares Expires 2014-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 14 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170 Underlying: Common Stock · 1,172 shares Expires 2013-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 13 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170 Underlying: Common Stock · 1,172 shares Expires 2013-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,050 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 12 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,050 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests 25% on 5/1/04, then monthly through 5/1/07. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,266 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · derivative · entry 11 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,266 shares Expires 2012-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,072 | $14.16 | $15,179.52 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 9 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,954 | $16.66 | $32,553.64 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 8 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,736 | $11.33 | $19,668.88 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 8,166 | $14.22 | $116,120.52 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $14.64 | $17,158.08 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $15.20 | $17,814.40 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $7.16 | $8,391.52 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,050 | $7.36 | $7,728.00 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,266 | $14.75 | $18,673.50 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · derivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 4,166 shares Expires 2012-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · derivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 833 shares Expires 2012-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 2,286 | $20.83 | $47,617.38 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,434 Read SEC document |
| October 25, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 4,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · derivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest 25% on 5/9/2007 then 6.25% every 3 months thereafter for the next 12 quarters. F3 · derivative.expiration_date: The restricted stock units vest 25% on 5/9/2007 then 6.25% every 3 months thereafter for the next 12 quarters. Read SEC document |
| October 24, 2006 Filed Oct 26, 2006 18:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 6,250 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001192011-06-000019 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires 2013-10-24 F1 · derivative.exercise_date: The option vests 33 1/3% on 5/4/2007 then 2.7779% monthly for the next 2 years. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 660 | $0.00 Strike: $14.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 20 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,040 Underlying: Common Stock · 660 shares Expires 2012-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests 33 1/3% on 4/28/06, then monthly through 4/28/08. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 412 | $0.00 Strike: $14.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 19 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,778 Underlying: Common Stock · 412 shares Expires 2012-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests 33 1/3% on 4/28/06, then monthly through 4/28/08. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,954 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 18 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894 Underlying: Common Stock · 1,954 shares Expires 2012-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,736 | $0.00 Strike: $11.33 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 17 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,946 Underlying: Common Stock · 1,736 shares Expires 2011-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 760 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 16 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,610 Underlying: Common Stock · 760 shares Expires 2011-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests 33 1/3% on 4/30/05, then monthly through 4/30/07. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 15 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock · 1,172 shares Expires 2014-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 14 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock · 1,172 shares Expires 2013-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,172 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 13 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock · 1,172 shares Expires 2013-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 1,050 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 12 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 1,050 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests 25% on 5/1/04, then monthly through 5/1/07. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 8,672 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · derivative · entry 11 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266 Underlying: Common Stock · 8,672 shares Expires 2012-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 15,010 | $24.92 | $374,049.20 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 10 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,721 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,072 | $14.16 | $15,179.52 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 9 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,954 | $16.66 | $32,553.64 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 8 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,736 | $11.33 | $19,668.88 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 760 | $14.22 | $10,807.20 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $14.64 | $17,158.08 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $15.20 | $17,814.40 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,172 | $7.16 | $8,391.52 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,050 | $7.36 | $7,728.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 19:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 8,672 | $14.75 | $127,912.00 |
DisclosureSEC source: 0001192011-06-000018 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Nov 3, 2006 23:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 15,010 | $21.24 | $318,812.40 |
DisclosureSEC source: 0001192011-06-000020 · edgar.xml · nonDerivative · entry 10 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,184 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2005. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.