Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
APPLIED MATERIALS INC /DE
Report date August 31, 2007 · Filed September 06, 2007
Section 16 reporting ended · disclosed 2007-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 264,977 |
Reported balance
After 2007-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-08-31 · Tax withholding · Disposed 5,719 · Balance 264,977 F1: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 250,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). |
| Common StockSEC Table I · non-derivative | Direct | 27,477 |
Reported balance
After 2007-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-09-01 · Disposition to issuer · Disposed 237,500 · Balance 27,477 F3: Represents forfeiture of 237,500 unvested performance shares (or restricted stock units) upon termination of employment. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,500 |
Reported balance
Holding disclosure · report date 2007-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 F4: Shares are held in accounts for Dr. Moghadam's sons, for which Dr. Moghadam's wife is the custodian. Dr. Moghadam disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 12,773.38 |
Reported balance
Holding disclosure · report date 2007-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,773.38 F5: Increased number of shares reflects periodic allocation of accrued interest to all participants under 401(k) Plan that is exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 250,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).
F3: Represents forfeiture of 237,500 unvested performance shares (or restricted stock units) upon termination of employment.
F4: Shares are held in accounts for Dr. Moghadam's sons, for which Dr. Moghadam's wife is the custodian. Dr. Moghadam disclaims beneficial ownership of these shares.
F5: Increased number of shares reflects periodic allocation of accrued interest to all participants under 401(k) Plan that is exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2007 Filed Jun 26, 2007 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001181431-07-042095 · rrd163998.xml · derivative · entry 9 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2009-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 20,000 shares became exercisable on 7/15/06 and 60,000 become exercisable on 7/15/07, subject to continued employment. Read SEC document |
| June 21, 2007 Filed Jun 26, 2007 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 30,000 | $20.17 | $605,100.00 |
DisclosureSEC source: 0001181431-07-042095 · rrd163998.xml · nonDerivative · entry 4 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,242 F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| June 21, 2007 Filed Jun 26, 2007 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 30,000 | $15.07 | $452,100.00 |
DisclosureSEC source: 0001181431-07-042095 · rrd163998.xml · nonDerivative · entry 3 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| June 21, 2007 Filed Jun 26, 2007 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 20,000 | $20.00 | $399,908.00 |
DisclosureSEC source: 0001181431-07-042095 · rrd163998.xml · nonDerivative · entry 2 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,242 F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| June 21, 2007 Filed Jun 26, 2007 01:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 20,000 | $14.57 | $291,400.00 |
DisclosureSEC source: 0001181431-07-042095 · rrd163998.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 23:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-006517 · rrd144428.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,788 F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment). F3 · balance_after: Number of shares includes 37,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| September 01, 2006 Filed Sep 7, 2006 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 8,031 | $16.91 | $135,804.21 |
DisclosureSEC source: 0001181431-06-051544 · rrd129750.xml · nonDerivative · entry 2 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,788 Read SEC document |
| September 01, 2006 Filed Sep 7, 2006 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $16.90 | $75,526.10 |
DisclosureSEC source: 0001181431-06-051544 · rrd129750.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,819 F1 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) a broker clerical error that resulted in Mr. Moghadam's holdings previously being underreported by 2,500 shares. Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0001181431-05-067141 · rrd100263.xml · derivative · entry 5 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2012-12-13 F5 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067141 · rrd100263.xml · nonDerivative · entry 4 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F3 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F4 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| October 07, 2005 Filed Oct 12, 2005 01:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0001181431-05-056258 · rrd94529.xml · derivative · entry 5 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2005-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2005 Filed Oct 12, 2005 01:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 40,000 | $16.78 | $671,384.00 |
DisclosureSEC source: 0001181431-05-056258 · rrd94529.xml · nonDerivative · entry 2 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904 Read SEC document |
| October 07, 2005 Filed Oct 12, 2005 01:35 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 40,000 | $6.83 | $273,128.00 |
DisclosureSEC source: 0001181431-05-056258 · rrd94529.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2005 Filed Oct 5, 2005 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0001181431-05-055403 · rrd94043.xml · derivative · entry 5 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2005-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2005 Filed Oct 5, 2005 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 10,000 | $17.00 | $170,000.00 |
DisclosureSEC source: 0001181431-05-055403 · rrd94043.xml · nonDerivative · entry 2 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| September 30, 2005 Filed Oct 5, 2005 01:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 10,000 | $6.83 | $68,282.00 |
DisclosureSEC source: 0001181431-05-055403 · rrd94043.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · derivative · entry 8 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 5,000 shares Expires 2005-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 5,000 | $18.50 | $92,500.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · nonDerivative · entry 4 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,472 Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 5,000 | $6.83 | $34,141.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · nonDerivative · entry 3 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · derivative · entry 7 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 5,000 shares Expires 2005-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 5,000 | $18.25 | $91,250.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · nonDerivative · entry 2 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,472 Read SEC document |
| August 19, 2005 Filed Aug 24, 2005 01:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 5,000 | $6.83 | $34,141.00 |
DisclosureSEC source: 0001181431-05-048531 · rrd90265.xml · nonDerivative · entry 1 Moghadam Farhad · CIK 0001322090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.