Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | September 17, 2007 | September 19, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 17, 2007 · Filed September 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 198,715 |
Ending reported balance
After 2007-09-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2007-09-17 · Exercise / conversion · Acquired 20,000 · Balance 207,005 Row 2 · 2007-09-17 · Tax withholding · Disposed 8,290 · Balance 198,715 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2007-09-17 | Direct | 20,000 |
Reported balance
After 2007-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-09-17 · Exercise / conversion · Disposed 20,000 · Balance 20,000 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirectby family | 13,333 |
Reported balance
Holding disclosure · report date 2007-09-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,333 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2003 Filed Sep 17, 2003 01:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 150,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000089 · edgar.xml · derivative · entry 1 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 72,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · derivative · entry 5 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 50,068 | $28.33 | $1,418,426.44 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · nonDerivative · entry 2 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,161 Read SEC document |
| August 12, 2003 Filed Aug 12, 2003 21:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 72,000 | $8.05 | $579,600.00 |
DisclosureSEC source: 0001231205-03-000065 · edgar.xml · nonDerivative · entry 1 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000055 · edgar.xml · derivative · entry 5 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,932 | $28.28 | $111,196.96 |
DisclosureSEC source: 0001231205-03-000055 · edgar.xml · nonDerivative · entry 2 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,229 Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000055 · edgar.xml · nonDerivative · entry 1 NISSEN DAVID R · CIK 0001233168 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.