Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 17, 2007 | September 19, 2007 |
| PEPSICO INCPEP · Entity 2848 | Director | December 01, 2016 | December 02, 2016 |
| TEXTRON INCTXT · Entity 3391 | Director | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 17, 2007 · Filed September 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 374,388 |
Ending reported balance
After 2007-09-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2007-09-17 · Exercise / conversion · Acquired 18,333 · Balance 381,988 Row 2 · 2007-09-17 · Tax withholding · Disposed 7,600 · Balance 374,388 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2007-09-17 | Direct | 18,334 |
Reported balance
After 2007-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-09-17 · Exercise / conversion · Disposed 18,333 · Balance 18,334 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 18,790 |
Reported balance
Holding disclosure · report date 2007-09-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 18,790 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
PEPSICO INC
Report date December 01, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PepsiCo, Inc. Common StockSEC Table I · non-derivative | Direct | 40,115.9641 |
Reported balance
After 2016-12-01 transaction · row 1
1 source rowRow 1 · 2016-12-01 · Grant · Acquired 757.3462 · Balance 40,115.9641 F1: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person. |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.
TEXTRON INC
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 102,190.409 |
Reported balance
After 2020-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-31 · Grant · Acquired 947.773 · Balance 102,190.409 F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock.
F2: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MERITOR, INC.
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 85,508 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022, by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and an Indiana corporation and wholly owned indirect subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and an indirect subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share was automatically converted into the right to receive an amount in cash equal to $36.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022, by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and an Indiana corporation and wholly owned indirect subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and an indirect subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share was automatically converted into the right to receive an amount in cash equal to $36.50.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2016 Filed Oct 4, 2016 22:25 UTC | PEPSICO INC PEP · Entity 2848 | GrantPepsiCo, Inc. Common Stock | 1,524.2494 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144668 · doc4.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,358.6179 F2 · shares: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:25 UTC | PEPSICO INC PEP · Entity 2848 | GrantPepsiCo, Inc. Common Stock | 511.086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144668 · doc4.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,834.3685 F1 · shares: This number includes the phantom stock units acquired on various dates between June 1, 2016 and September 30, 2016 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $105.94 to $108.77, payable in shares of PepsiCo Common Stock on a one-for-one basis. F1 · price: This number includes the phantom stock units acquired on various dates between June 1, 2016 and September 30, 2016 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $105.94 to $108.77, payable in shares of PepsiCo Common Stock on a one-for-one basis. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:58 UTC | TEXTRON INC TXT · Entity 3391 | GrantDeferred Stock Units · Derivative | 1,771.603 | $39.38 Strike: $0.00 | $69,769.27 |
DisclosureSEC source: 0000217346-16-000121 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,973.1 Underlying: Common Stock · 1,771.603 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2 · derivative.exercise_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. F2 · derivative.expiration_date: Payable in cash upon the conclusion of Reporting Person's service on the Textron Inc. Board of Directors. Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000129 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Stock · 18,333 shares Expires 2007-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,600 | $40.20 | $305,482.00 |
DisclosureSEC source: 0001231205-07-000129 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,388 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000129 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option · Derivative | 135,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000101 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vested in two equal installments on September 12, 2000 and September 12, 2002. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 100,819 | $38.91 | $3,922,867.29 |
DisclosureSEC source: 0001231205-07-000101 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,655 F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e). F2 · price: Average of high and low NYSE traded prices for GE stock on August 2, 2007. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 135,000 | $22.08 | $2,980,800.00 |
DisclosureSEC source: 0001231205-07-000101 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000056 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2007-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $37.67 | $234,232.06 |
DisclosureSEC source: 0001231205-07-000056 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,474 Read SEC document |
| June 04, 2007 Filed Jun 5, 2007 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000056 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000144 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Stock · 18,333 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,616 | $34.55 | $332,232.80 |
DisclosureSEC source: 0001231205-06-000144 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,692 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000144 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock · Derivative | 180,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000130 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 121,414 | $34.03 | $4,131,475.59 |
DisclosureSEC source: 0001231205-06-000130 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,975 Read SEC document |
| September 08, 2006 Filed Sep 8, 2006 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 180,000 | $14.73 | $2,651,400.00 |
DisclosureSEC source: 0001231205-06-000130 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 83,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000141 · edgar.xml · derivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 83,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $34.01 | $0.00 |
DisclosureSEC source: 0001231205-06-000141 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2016-09-08 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000117 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2006-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $32.89 | $204,510.02 |
DisclosureSEC source: 0001231205-06-000117 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,389 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000117 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,697 | $33.41 | $56,696.77 |
DisclosureSEC source: 0001231205-06-000060 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,726 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000195 · edgar.xml · derivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 180,000 | $0.00 Strike: $34.47 | $0.00 |
DisclosureSEC source: 0001231205-05-000195 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2015-09-16 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 180,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · derivative · entry 12 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,000 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 25,003 | $33.81 | $845,351.43 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 10 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,607 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 15,300 | $33.80 | $517,140.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 9 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,610 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 17,600 | $33.79 | $594,704.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 8 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,910 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 12,900 | $33.78 | $435,762.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 7 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,510 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 6,900 | $33.77 | $233,013.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 6 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,410 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 700 | $33.76 | $23,632.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 5 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,310 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 16,300 | $33.75 | $550,125.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,010 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 9,000 | $33.74 | $303,660.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 3 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,310 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 6,300 | $33.73 | $212,499.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,310 Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 180,000 | $10.65 | $1,917,000.00 |
DisclosureSEC source: 0001231205-05-000165 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000113 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 26,250 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,669 | $34.66 | $404,447.54 |
DisclosureSEC source: 0001231205-05-000113 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,610 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000113 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 22:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,474 | $35.81 | $52,783.94 |
DisclosureSEC source: 0001231205-05-000050 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,256 Underlying: Common Stock · 1,474 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 36,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000166 · edgar.xml · derivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Underlying: Common Stock · 36,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 165,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001231205-04-000166 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2014-09-17 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000147 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2004-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 5,682 | $33.81 | $192,108.42 |
DisclosureSEC source: 0001231205-04-000147 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,029 Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000147 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000123 · edgar.xml · derivative · entry 4 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 17,074 | $33.35 | $569,417.90 |
DisclosureSEC source: 0001231205-04-000123 · edgar.xml · nonDerivative · entry 2 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,211 Read SEC document |
| July 16, 2004 Filed Jul 16, 2004 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-04-000123 · edgar.xml · nonDerivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,430 | $33.35 | $47,690.50 |
DisclosureSEC source: 0001231205-04-000066 · edgar.xml · derivative · entry 1 TROTTER LLOYD G · CIK 0001233174 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,191 Underlying: Common Stock · 1,430 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.