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BAKER DOUGLAS P

Disclosed activity across 1 company

Tapewire entity
134958
SEC CIK
0001028775

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OptimizeRx CorpOPRX · Entity 213CHIEF FINANCIAL OFFICEROctober 05, 2021October 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OptimizeRx Corp

Report date October 05, 2021 · Filed October 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (pursuant to 10B5-1 plan)SEC Table I · non-derivativeDirect34,796 Reported balance After 2021-10-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-10-05 · Sale · Disposed 4,000 · Balance 34,796

F2: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Common Stock (pursuant to 10B5-1 plan)SEC Table I · non-derivativeDirect34,796 Reported balance After 2021-10-05 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-10-05 · Sale · Disposed 10,000 · Balance 34,796

F1: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect44,796 Reported balance After 2021-10-05 transaction · row 2
1 source row

Row 2 · 2021-10-05 · Exercise / conversion · Acquired 10,000 · Balance 44,796

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.51 · Expires 2025-03-11Direct34,699 Reported balance After 2021-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-05 · Exercise / conversion · Disposed 10,000 · Balance 34,699

Filing footnotes · ownership attribution and instrument terms

F1: These shares sold pursuant to a plan of disposition adopted on March 24, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: These shares sold pursuant to a plan of disposition adopted on May 11, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2020 Filed Sep 4, 2020 16:45 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-025434 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:45 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001213900-20-025434 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,705

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 17:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 10,000 $2.46 Strike: $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,559

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 17:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 17:15 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 10,000 $18.00 $180,000.00
Disclosure

SEC source: 0001213900-20-022333 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,671

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 17:27 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 10,000 $2.46 Strike: $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,559

Underlying: Common Stock · 10,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 17:27 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 10,000 $2.46 $24,600.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:27 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 10,000 $17.01 $170,100.00
Disclosure

SEC source: 0001213900-20-020933 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,671

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 16:45 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 8,000 $2.46 Strike: $2.46 $19,680.00
Disclosure

SEC source: 0001213900-20-017818 · ownership.xml · derivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,559

Underlying: Common Stock · 5,032 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 16:45 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 8,000 $2.46 $19,680.00
Disclosure

SEC source: 0001213900-20-017818 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These shares sold pursuant to a plan of disposition adopted on June 16, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 16:45 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 6,667 $15.00 $100,005.00
Disclosure

SEC source: 0001213900-20-017818 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,671

Read SEC document
June 03, 2020 Filed Jun 4, 2020 16:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 23,302 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001213900-20-014108 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,559

Underlying: Common Stock · 23,302 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 16:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 17,421 $3.15 $54,876.15
Disclosure

SEC source: 0001213900-20-014108 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This Form is being filed to report the exercise of expiring stock options for a total of 23,302 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 17,421 shares of common stock.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:20 UTC OptimizeRx Corp OPRX · Entity 213 GrantStock Option · Derivative 63,558 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001213900-20-006358 · ownership.xml · derivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,861

Underlying: Common Stock · 63,558 shares

Expires 2025-03-11

F1 · derivative.exercise_date: The Stock Option will vest 25% at the end of each quarter starting on 3/31/2020.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 16:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 5,032 $3.15 Strike: $3.15 $15,850.80
Disclosure

SEC source: 0001213900-20-002149 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,303

Underlying: Common Stock · 5,032 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 16:15 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 5,032 $3.15 $15,850.80
Disclosure

SEC source: 0001213900-20-002149 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 16:24 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 5,000 $3.15 Strike: $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-022369 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,335

Underlying: Common Stock · 5,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 16:24 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 5,000 $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-022369 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 08:45 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 8,334 $3.15 Strike: $3.15 $26,252.10
Disclosure

SEC source: 0001213900-19-008357 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,334 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 08:45 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 8,334 $3.15 $26,252.10
Disclosure

SEC source: 0001213900-19-008357 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 17:12 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 5,000 $3.15 Strike: $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-007810 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 5,000 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 17:12 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 5,000 $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-007810 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 16:26 UTC OptimizeRx Corp OPRX · Entity 213 GrantCommon Stock 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-005250 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,551

F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:16 UTC OptimizeRx Corp OPRX · Entity 213 GrantRestricted Stock Grant · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-003162 · ownership.xml · derivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock grant represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a restricted stock grant that may vest on February 1, 2020, subject to achievement of the Issuer's year-end revenue performance goals.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 15:00 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 5,000 $3.15 Strike: $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-000132 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 5,000 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 15:00 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon Stock 5,000 $3.15 $15,750.00
Disclosure

SEC source: 0001213900-19-000132 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionStock Option · Derivative 15,000 $3.15 Strike: $3.15 $47,250.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · derivative · entry 6

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,669

Underlying: Common · 15,000 shares

Expires 2019-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 Exercise / conversionCommon 15,000 $3.15 $47,250.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 5

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 1,000 $12.05 $12,050.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 4

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Read SEC document
August 10, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 1,000 $12.01 $12,010.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 3

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,884

Read SEC document
August 10, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 2,000 $12.00 $24,000.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,884

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:03 UTC OptimizeRx Corp OPRX · Entity 213 SaleCommon Stock 784 $12.00 $9,408.00
Disclosure

SEC source: 0001213900-18-010721 · ownership.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,884

Read SEC document
March 27, 2018 Filed Mar 29, 2019 16:26 UTC OptimizeRx Corp OPRX · Entity 213 ConversionContingent Stock Grant · Derivative 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-005250 · ownership.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year.

F1 · price: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year.

F1 · derivative.exercise_date: The reporting person received a contingent stock grant subject to achievement of the Issuer's 2018 year-end revenue performance goals that were achieved for the year.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 01, 2018 Filed Feb 2, 2018 17:16 UTC OptimizeRx Corp OPRX · Entity 213 GrantRestricted Stock Grant · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-001239 · f4020118baker_optimizerx.xml · derivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock grant represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a restricted stock grant that may vest on either February 1, 2019 or February 1, 2020, subject to achievement of the Issuer's year-end revenue performance goals.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 11, 2017 Filed May 15, 2017 08:58 UTC OptimizeRx Corp OPRX · Entity 213 PurchaseCommon Stock 10,000 $0.77 $7,700.00
Disclosure

SEC source: 0001213900-17-005131 · f4051217baker_optimizer.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:01 UTC OptimizeRx Corp OPRX · Entity 213 GrantStock Option · Derivative 100,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-17-003334 · f4033117baker_optimizerx.xml · derivative · entry 2

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 100,000 shares

Expires 2022-03-31

F2 · derivative.exercise_date: The Stock Options will vest as to 50% of the shares on September 30, 2017 and 50% of the shares on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:01 UTC OptimizeRx Corp OPRX · Entity 213 GrantStock Option · Derivative 200,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001213900-17-003334 · f4033117baker_optimizerx.xml · derivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2022-03-31

F1 · derivative.exercise_date: The Stock Options were issued based on performance criteria and only vest upon target revenue achieved in 2017.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 14:14 UTC OptimizeRx Corp OPRX · Entity 213 PurchaseCommon Stock 10,000 $0.85 $8,500.00
Disclosure

SEC source: 0001213900-16-018398 · f4111416baker_optimizer.xml · nonDerivative · entry 1

BAKER DOUGLAS P · CIK 0001028775 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.