Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | President, International | October 01, 2021 | October 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date October 01, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 408,431 |
Last balance in matching sequence
After 2021-10-01 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2021-10-01 · Sale · Disposed 300 · Balance 413,131 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2: This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Pray Revocable Trust. Row 2 · 2021-10-01 · Sale · Disposed 700 · Balance 412,431 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4: This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Pray Revocable Trust. Row 3 · 2021-10-01 · Sale · Disposed 1,000 · Balance 411,431 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5: This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Pray Revocable Trust. Row 4 · 2021-10-01 · Sale · Disposed 2,200 · Balance 409,231 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6: This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Pray Revocable Trust. Row 5 · 2021-10-01 · Sale · Disposed 700 · Balance 408,531 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7: This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Pray Revocable Trust. Row 6 · 2021-10-01 · Sale · Disposed 100 · Balance 408,431 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3: Shares are held by the Pray Revocable Trust. |
| Common StockSEC Table I · non-derivative | Direct | 1,578 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,578 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Pray Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2017 Filed Nov 28, 2017 00:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,300 | $103.64 | $134,732.00 |
DisclosureSEC source: 0001321732-17-000195 · wf-form4_151182991872842.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,006 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $103.15 to $104.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $107.60 | $21,520.00 |
DisclosureSEC source: 0001321732-17-000195 · wf-form4_151182991872842.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,306 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.55 to $107.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,388 | $106.59 | $147,946.92 |
DisclosureSEC source: 0001321732-17-000195 · wf-form4_151182991872842.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,506 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $106.15 to $107.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,300 | $105.50 | $137,150.00 |
DisclosureSEC source: 0001321732-17-000195 · wf-form4_151182991872842.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,894 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.15 to $106.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,600 | $107.43 | $494,178.00 |
DisclosureSEC source: 0001321732-17-000183 · wf-form4_151138492865641.xml · nonDerivative · entry 5 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,194 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $107.20 to $107.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,700 | $106.77 | $181,509.00 |
DisclosureSEC source: 0001321732-17-000183 · wf-form4_151138492865641.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,794 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $106.05 to $107.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,809 | $106.54 | $299,270.86 |
DisclosureSEC source: 0001321732-17-000183 · wf-form4_151138492865641.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,494 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $106.50 to $106.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,900 | $106.17 | $732,573.00 |
DisclosureSEC source: 0001321732-17-000183 · wf-form4_151138492865641.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,303 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $105.55 to $106.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,875 | $105.03 | $196,931.25 |
DisclosureSEC source: 0001321732-17-000183 · wf-form4_151138492865641.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,203 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $104.50 to $105.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:49 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $74.50 | $14,900.00 |
DisclosureSEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,078 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $74.35 to $74.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:49 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $73.50 | $36,750.00 |
DisclosureSEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,278 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $73.25 to $73.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:49 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,000 | $72.52 | $72,520.00 |
DisclosureSEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,778 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $73.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,297 | $72.12 | $382,019.64 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 9 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,778 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $71.90 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 703 | $71.30 | $50,123.90 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 8 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,075 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $70.80 to $71.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,400 | $72.14 | $461,696.00 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 7 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,778 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $71.95 to $72.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,400 | $71.60 | $100,240.00 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 6 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,178 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $71.08 to $71.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,200 | $70.35 | $84,420.00 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 5 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,578 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $68.98 | $6,898.00 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,778 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $68.95 to $69.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,450 | $70.17 | $242,086.50 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,878 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $70.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,650 | $69.79 | $254,733.50 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,328 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $69.10 to $70.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,700 | $68.61 | $116,637.00 |
DisclosureSEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,978 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.10 to $69.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 02:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 895 | $69.46 | $62,166.70 |
DisclosureSEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,678 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $69.25 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 02:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,204 | $68.99 | $221,043.96 |
DisclosureSEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,573 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $68.25 to $69.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 02:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,401 | $69.63 | $167,181.63 |
DisclosureSEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,777 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 02:09 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,300 | $69.03 | $158,769.00 |
DisclosureSEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,178 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.45 to $69.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,089 | $70.59 | $359,232.51 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 6 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,478 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,511 | $69.78 | $175,217.58 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 5 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,567 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,654 | $70.55 | $116,689.70 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,078 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.25 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,527 | $69.79 | $176,359.33 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,732 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $69.25 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 900 | $71.42 | $64,278.00 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,259 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $71.20 to $71.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:23 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,919 | $70.68 | $206,314.92 |
DisclosureSEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,159 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $71.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 00:56 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 131 | $42.56 | $5,575.36 |
DisclosureSEC source: 0001321732-16-000098 · wf-form4_147986257147920.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,078 F1 · date: The reporting person is reporting the purchase of shares from the issuer pursuant to the issuer's Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of May 20, 2016 to November 21, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,400 | $71.18 | $99,652.00 |
DisclosureSEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 5 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,947 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $70.67 | $56,536.00 |
DisclosureSEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 4 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,347 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 01:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,500 | $70.47 | $317,115.00 |
DisclosureSEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 3 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,147 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.04 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $70.36 | $7,036.00 |
DisclosureSEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 2 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,647 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,300 | $69.89 | $160,747.00 |
DisclosureSEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 1 Pray James Robert · CIK 0001651328 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,747 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.27 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.